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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:19 AM ET

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Dan Carroll

Named as an officer, director or promoter on SEC Form D filings · TX · Jan 25, 2011 → Apr 17, 2024

2deals (issuers)
$16.6Mreported sold
32investors
7Form D filings
2011–2024years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 12:11 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Dan Carroll is listed as a director on 7 SEC Form D filings by 2 issuers between Jan 2011 and Apr 2024: VitalTech Holdings, Inc. (Carrollton, TX — other technology — 2022–2024; $14.3M reported sold to 29 investors) and XW LLC (Dallas, TX — other technology — 2011–2012; $2.25M reported sold to 3 investors).

What this means 2 separate companies raised money with this person listed as director, over about 13 years. Across those companies the filings report $16.6M sold in total.

Listed alongside Dan Allen (4 shared filings), James Hamilton (4 shared filings), James T. Olsen (4 shared filings), Steven Scott (4 shared filings), Aziz Naser (3 shared filings) and 7 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Dan. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 7 public filings for Dan Carroll and found 8 differences, 1 worth asking the sponsor about: Form D filed 276 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Dan Carroll has not run yet — it is joining a line of 51,496 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 12:11 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Dan Carroll..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 12:11 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for Dan Carroll — 1 worth asking about (compared 7 filings on Oct 24, 2026)

Worth asking · Oct 3, 2022 – Jul 6, 2023

Form D filed 276 days after the first sale — VitalTech Holdings, Inc.

The filing says the first sale was Oct 3, 2022. The Form D was filed Jul 6, 2023 — 276 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 261 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Sources
Note · Mar 7, 2012 – May 4, 2012

Form D filed 58 days after the first sale — XW LLC

The filing says the first sale was Mar 7, 2012. The Form D was filed May 4, 2012 — 58 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 43 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Dec 29, 2010 – Jan 25, 2011

Form D filed 27 days after the first sale — XW LLC

The filing says the first sale was Dec 29, 2010. The Form D was filed Jan 25, 2011 — 27 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 12 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Dec 29, 2010 – Apr 17, 2024

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — VitalTech Holdings, Inc. (latest filing Apr 17, 2024) · No amendment in the last 12 months on an offering that may still be open — VitalTech Holdings, Inc. (latest filing Jul 6, 2023) · No amendment in the last 12 months on an offering that may still be open — VitalTech Holdings, Inc. (latest filing Jun 23, 2022) · No amendment in the last 12 months on an offering that may still be open — XW LLC (latest filing Aug 9, 2011)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · May 18, 2022 – Jul 6, 2023

Industry group changed between filings — VitalTech Holdings, Inc.

"Other Health Care" (May 18, 2022 to Jun 23, 2022); then "Other Technology" (Jul 6, 2023 to Apr 17, 2024).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Sources
Note · May 4, 2023 – Jun 1, 2023

Same name, different state: "Dan Carroll" (CA or KS or MO) is a separate record

This page covers filings where the address state is TX. A separate record, "Dan Carroll" with address state CA or KS or MO, is listed on 4 filings — most recently by INRADIO INC (Jun 1, 2023). Both records have filings in the same period (May 4, 2023 to Jun 1, 2023).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Mar 16, 2009 – Mar 5, 2013

Same name, different state: "Dan Carroll" (NY) is a separate record

This page covers filings where the address state is TX. A separate record, "Dan Carroll" with address state NY, is listed on 5 filings — most recently by Triskelion Capital Partners, LP (Mar 5, 2013). Both records have filings in the same period (Jan 25, 2011 to Mar 5, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jun 23, 2022 – Jul 6, 2023

Address moved from Plano, TX to Carrollton, TX — VitalTech Holdings, Inc.

The people listed on the Jun 23, 2022 filing give Plano, TX; on the Jul 6, 2023 filing they give Carrollton, TX.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 5 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 17, 2024 D
VitalTech Holdings, Inc.
File 021-510853
$0$0$0None listed on this filingEDGAR ↗
Jul 6, 2023 D
VitalTech Holdings, Inc.
File 021-485980
$0$0$0None listed on this filingEDGAR ↗
Jun 23, 2022 D/A
VitalTech Holdings, Inc.
File 021-446135
$0$0$0None listed on this filingEDGAR ↗
May 4, 2012 D
XW LLC
File 021-177687
$0$0$0None listed on this filingEDGAR ↗
Aug 9, 2011 D/A
XW LLC
File 021-154333
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Dan Carroll on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Technology

VitalTech Holdings, Inc.

Carrollton, TX · May 18, 2022 → Apr 17, 2024 · 4 filings
  • Apr 17, 2024 · D · $8,973,203 sold of $10,543,628 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 6, 2023 · D · $2,822,380 sold of $3,000,000 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 23, 2022 · D/A · $14,314,412 sold of $16,222,606 · 29 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 18, 2022 · D · $14,087,606 sold of $16,222,606 · 18 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $14.3M from 29 investors (100% of the $10.5M target) as of the latest filing. Dan is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

XW LLC

Dallas, TX · Jan 25, 2011 → May 4, 2012 · 3 filings
  • May 4, 2012 · D · $2,250,000 sold of $2,250,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 9, 2011 · D/A · $999,999 sold of $3,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 25, 2011 · D · $500,000 sold of $3,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $2.25M from 3 investors (100% of the $2.25M target) as of the latest filing. Dan is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Dan Carroll — NY, 1 issuer, Mar 16, 2009 → Mar 5, 2013 · no shared issuer
  • Dan Carroll — CA, KS, MO, 1 issuer, May 4, 2023 → Jun 1, 2023 · no shared issuer

People around Dan 12

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DA
No photo found yet (own website and image search run after this page is viewed)
Person

Dan Allen

Director · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Dan Carroll. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Scott

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as Dan Carroll. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

James Hamilton

Director · 4 shared filings (1 issuer)

Listed on the same filings as Dan Carroll. Their page shows their other deals.

JO
No photo found yet (own website and image search run after this page is viewed)
Person

James T. Olsen

Director · 4 shared filings (1 issuer)

Listed on the same filings as Dan Carroll. Their page shows their other deals.

AN
No photo found yet (own website and image search run after this page is viewed)
Person

Aziz Naser

Director · 3 shared filings (1 issuer)

Listed on the same filings as Dan Carroll. Their page shows their other deals.

TF
No photo found yet (own website and image search run after this page is viewed)
Person

Terry Fiscus

Director · 3 shared filings (1 issuer)

Listed on the same filings as Dan Carroll. Their page shows their other deals.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

Dennis Robbins

Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Dan Carroll. Their page shows their other deals.

MA
No photo found yet (own website and image search run after this page is viewed)
Person

Morton C. Aaronson

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Dan Carroll. Their page shows their other deals.

SK
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Kalabat

Director · 3 shared filings (1 issuer)

Listed on the same filings as Dan Carroll. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

John Hopper

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Dan Carroll. Their page shows their other deals.

BL
No photo found yet (own website and image search run after this page is viewed)
Person

Bruce Lawrence

Director · 2 shared filings (1 issuer)

Listed on the same filings as Dan Carroll. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Buchanan

Director · 2 shared filings (1 issuer)

Listed on the same filings as Dan Carroll. Their page shows their other deals.

The team behind the deals

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Dan Carroll by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Dan Carroll is listed on: none on file. No website or social profile named in VitalTech Holdings, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #101,361 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Carrollton, TX). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

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