PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:08 AM ET

Sponsor Check › Person

DS
No photo found yet (own website and image search run after this page is viewed)

Dan Smith

Named as an officer, director or promoter on SEC Form D filings · TX · Jun 24, 2016 → Jun 24, 2016

1deal (issuers)
$234.9Mreported sold
28investors
1Form D filing
2016year on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:36 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Dan Smith is listed as a director on 1 SEC Form D filing by 1 issuer in Jun 2016: Nexeo Solutions, Inc. (The Woodlands, TX — industry reported as "Other" — 2016; $234.9M reported sold to 28 investors).

What this means One deal on file with the SEC, filed Jun 2016. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Alberto Machado (1 shared filing), Christopher Yip (1 shared filing), David A. Bradley (1 shared filing), David L. Chapman (1 shared filing), Kenneth Burke (1 shared filing) and 12 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Dan. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 state regulator order, 1 bankruptcy case matching the name listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Dan Smith and found 5 differences: Same name, different state: "Dan Smith" (GA or 2Q) is a separate record; Same name, different state: "Dan Smith" (NY) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Dan Smith has not run yet — it is joining a line of 47,564 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:36 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 state regulator order

Orders MS · Mississippi Secretary of State, Securities Division
Order date Feb 16, 2007 · Regulator: Mississippi Secretary of State, Securities Division · S-06-0134 · Parties (regulator's caption): Dan C. Smith and American Advisers, Inc.
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 9 people with this name in Form D filings; regulator in MS (not a filing state)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Dan Smith..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Dan E Smith and Kris L Smith closed
United States Bankruptcy Court, S.D. Texas · No. 95-49958 · Filed Dec 15, 1995 · Closed May 31, 1996
Role of Dan E Smith and Kris L Smith: Debtor · Outcome: Case closed 1996-05-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 108 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (TX)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:36 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Dan Smith (compared 1 filing on Oct 24, 2026)

Note · Jun 4, 2014 – Oct 14, 2026

Same name, different state: "Dan Smith" (GA or 2Q) is a separate record

This page covers filings where the address state is TX. A separate record, "Dan Smith" with address state GA or 2Q, is listed on 93 filings — most recently by PEG Global Private Equity XIII L.P. (Oct 14, 2026). Both records have filings in the same period (Jun 24, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jun 15, 2010 – Feb 27, 2026

Same name, different state: "Dan Smith" (NY) is a separate record

This page covers filings where the address state is TX. A separate record, "Dan Smith" with address state NY, is listed on 47 filings — most recently by Blackstone Secured Trust Ltd (Feb 27, 2026). Both records have filings in the same period (Jun 24, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jul 19, 2011 – Jan 18, 2022

Same name, different state: "DAN D SMITH" (CA) is a separate record

This page covers filings where the address state is TX. A separate record, "DAN D SMITH" with address state CA, is listed on 18 filings — most recently by InNova Global Fund LLC (Mar 9, 2026). Both records have filings in the same period (Jun 24, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jun 8, 2012 – Aug 2, 2013

Same name, different state: "DAN SMITH" (CO) is a separate record

This page covers filings where the address state is TX. A separate record, "DAN SMITH" with address state CO, is listed on 2 filings — most recently by CORVA HOLDINGS, LLC (Aug 2, 2013). The two records do not overlap in time: this page has one filing dated Jun 24, 2016; the other runs Jun 8, 2012 to Aug 2, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jun 7, 2012

Same name, different state: "Dan Smith" (MO) is a separate record

This page covers filings where the address state is TX. A separate record, "Dan Smith" with address state MO, is listed on 1 filing — most recently by ST JOSEPH MEDICAL PROPERTIES LLC (Jun 7, 2012). The two records do not overlap in time: this page has one filing dated Jun 24, 2016; the other has one filing dated Jun 7, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 24, 2016 D
Nexeo Solutions, Inc.
File 021-265775
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Dan Smith on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other

Nexeo Solutions, Inc.

The Woodlands, TX · Jun 24, 2016
  • Jun 24, 2016 · D · $234,923,060 sold of $234,923,060 · 28 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $234.9M from 28 investors (100% of the $234.9M target) as of the latest filing. Dan is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (8)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Dan Smith — GA, Georgia (as filed: 2Q), 35 issuers, Jun 4, 2014 → Oct 14, 2026 · no shared issuer
  • Dan Smith — NY, 10 issuers, Jun 15, 2010 → Feb 27, 2026 · no shared issuer
  • DAN D SMITH — CA, 4 issuers, Jul 19, 2011 → Jan 18, 2022 · no shared issuer
  • DAN SMITH — CO, 1 issuer, Jun 8, 2012 → Aug 2, 2013 · no shared issuer
  • Dan Smith — MO, 1 issuer, Jun 7, 2012 → Jun 7, 2012 · no shared issuer
  • Dan Smith — MN, 1 issuer, Sep 3, 2014 → Sep 3, 2014 · no shared issuer
  • DAN SMITH — WA, 1 issuer, Aug 11, 2022 → Aug 11, 2022 · no shared issuer
  • Dan Smith — SD, 1 issuer, Sep 22, 2025 → Sep 22, 2025 · no shared issuer

People around Dan 17

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

CY
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Yip

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Dan Smith. Their page shows their other deals.

WR
No photo found yet (own website and image search run after this page is viewed)
Person

Wilbur L., Jr. Ross

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Dan Smith. Their page shows their other deals.

KS
No photo found yet (own website and image search run after this page is viewed)
Person

Kristina A. Smith

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Dan Smith. Their page shows their other deals.

ME
No photo found yet (own website and image search run after this page is viewed)
Person

Michael L. Everett

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Dan Smith. Their page shows their other deals.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

Michael B., Jr. Farnell

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Dan Smith. Their page shows their other deals.

RL
No photo found yet (own website and image search run after this page is viewed)
Person

Ronald LaBuschewsky

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Dan Smith. Their page shows their other deals.

LB
No photo found yet (own website and image search run after this page is viewed)
Person

Lisa P. Britt

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Dan Smith. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

David A. Bradley

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Dan Smith. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Ross J. Crane

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Dan Smith. Their page shows their other deals.

LA
No photo found yet (own website and image search run after this page is viewed)
Person

Lord William Astor

Director · 1 shared filing (1 issuer)

Listed on the same filings as Dan Smith. Their page shows their other deals.

NW
No photo found yet (own website and image search run after this page is viewed)
Person

Nathan Wright

Director · 1 shared filing (1 issuer)

Listed on the same filings as Dan Smith. Their page shows their other deals.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Alberto Machado

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Dan Smith. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

David L. Chapman

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Dan Smith. Their page shows their other deals.

NQ
No photo found yet (own website and image search run after this page is viewed)
Person

Nadim Qureshi

Director · 1 shared filing (1 issuer)

Listed on the same filings as Dan Smith. Their page shows their other deals.

TZ
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas E. Zacharias

Director · 1 shared filing (1 issuer)

Listed on the same filings as Dan Smith. Their page shows their other deals.

KB
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth Burke

Director · 1 shared filing (1 issuer)

Listed on the same filings as Dan Smith. Their page shows their other deals.

SW
No photo found yet (own website and image search run after this page is viewed)
Person

Shawn D. Williams

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Dan Smith. Their page shows their other deals.

The team behind the deals

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Dan Smith by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Dan Smith is listed on: none on file. No website or social profile named in Nexeo Solutions, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #285,437 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (The Woodlands, TX). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Dan Smith appears on a new Form D, or when a court case or SEC action is matched to them. See plans →