Dalen Harrison is listed as an executive officer and director on 2 SEC Form D filings by 1 issuer between Sep 2009 and Oct 2009: ENSEQUENCE INC (Portland, OR — other technology — 2009; $20.1M reported sold to 14 investors).
What this means One deal on file with the SEC, filed Oct 2009. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Aslam Khander (2 shared filings), Bernee Strom (2 shared filings), Clay Mathile (2 shared filings), Frank Vizcarra (2 shared filings), Joseph Fogg (2 shared filings) and 6 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Dalen. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Dalen Harrison and found 2 differences: No amendment in the last 12 months on an offering that may still be open; Dalen Harrison's role changed at ENSEQUENCE INC: executive officer, director → director.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.