Curtis Griffith is listed as an executive officer and director on 7 SEC Form D filings by 1 issuer between Jun 2009 and Oct 2020: SOUTH PLAINS FINANCIAL, INC. (Lubbock, TX — other banking and financial services — 2009–2020; $50M reported sold to 57 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Cory T. Newsom (7 shared filings), Bobby G. Neal (6 shared filings), Jodie Riley (6 shared filings), Kevin Bass (6 shared filings), Larry Beseda (6 shared filings) and 13 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Curtis. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 1 court case matching the name, 5 bankruptcy cases matching the name listed in Key records below.
What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 7 public filings for Curtis Griffith and found 4 differences: Bankruptcy case: Lonnie Hollingsworth and Robin Hollingsworth; 6 offerings have no amendment in the last 12 months and may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.