PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 4:56 AM ET

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Craig Baker

Named as an officer, director or promoter on SEC Form D filings · VA · Dec 7, 2017 → Dec 7, 2017

1deal (issuers)
$25Kreported sold
1investors
1Form D filing
2017year on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:40 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Craig Baker is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Dec 2017: 3C Investment Fund LLC (Richmond, VA — pooled investment fund — 2017; $25K reported sold to 1 investors).

What this means One deal on file with the SEC, filed Dec 2017. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Cigar Break Asset Management (1 shared filing, management entity).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Craig. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 41 bankruptcy cases matching the name listed in Key records below.

What this means 41 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Craig Baker and found 2 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "CRAIG D. BAKER" (TN) is a separate record.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Craig Baker has not run yet — it is joining a line of 2,091 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:40 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Craig Baker..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

41 cases: 2 open, 39 closed (disposition not in docket feed)

Craig F. Baker open
United States Bankruptcy Court, S.D. New York · No. 25-22458 · Filed May 27, 2025
Role of Craig F. Baker: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
Craig F. Baker open
United States Bankruptcy Court, S.D. New York · No. 24-22793 · Filed Sep 17, 2024
Role of Craig F. Baker: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
Craig F. Baker closed
United States Bankruptcy Court, S.D. New York · No. 22-22890 · Filed Nov 25, 2022 · Closed Mar 25, 2024
Role of Craig F. Baker: Debtor · Outcome: Case closed 2024-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
Craig Baker closed
United States Bankruptcy Court, S.D. New York · No. 20-22016 · Filed Jan 5, 2020 · Closed Sep 26, 2022
Role of Craig Baker: Debtor · Outcome: Case closed 2022-09-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
Craig M Baker closed
United States Bankruptcy Court, S.D. Illinois · No. 17-30587 · Filed Apr 20, 2017 · Closed Aug 4, 2022
Role of Craig M Baker: Debtor · Outcome: Case closed 2022-08-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Craig S Baker closed
United States Bankruptcy Court, E.D. Kentucky · No. 14-21336 · Filed Sep 6, 2014 · Closed Dec 17, 2019
Role of Craig S Baker: Debtor · Outcome: Case closed 2019-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in KY (not a filing state)
Craig A Baker closed
United States Bankruptcy Court, N.D. Alabama · No. 13-81257 · Filed Apr 26, 2013 · Closed Feb 12, 2018
Role of Craig A Baker: Debtor · Outcome: Case closed 2018-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)
Craig M Baker closed
United States Bankruptcy Court, D. Massachusetts · No. 12-13042 · Filed Apr 10, 2012 · Closed Jul 24, 2012
Role of Craig M Baker: Debtor · Outcome: Case closed 2012-07-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state)
Craig Baker and Nancy Baker closed
United States Bankruptcy Court, E.D. Wisconsin · No. 12-23204 · Filed Mar 16, 2012 · Closed Jul 13, 2017
Role of Craig Baker and Nancy Baker: Debtor · Outcome: Case closed 2017-07-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)
Craig Baker closed
United States Bankruptcy Court, D. Utah · No. 11-23903 · Filed Mar 23, 2011 · Closed Dec 29, 2014
Role of Craig Baker: Debtor · Outcome: Case closed 2014-12-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in UT (not a filing state)
Craig L Baker and Tracy L Baker closed
United States Bankruptcy Court, W.D. Michigan · No. 10-09935 · Filed Aug 16, 2010 · Closed Dec 20, 2010
Role of Craig L Baker and Tracy L Baker: Debtor · Outcome: Case closed 2010-12-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
Craig S Baker closed
United States Bankruptcy Court, E.D. Kentucky · No. 09-22586 · Filed Oct 7, 2009 · Closed Feb 11, 2010
Role of Craig S Baker: Debtor · Outcome: Case closed 2010-02-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in KY (not a filing state)
Craig D. Baker closed
United States Bankruptcy Court, E.D. Virginia · No. 07-11246 · Filed May 17, 2007 · Closed Sep 14, 2007
Role of Craig D. Baker: Debtor · Outcome: Case closed 2007-09-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (VA)
Craig M Baker and Tina K Baker closed
United States Bankruptcy Court, S.D. Illinois · No. 07-30462 · Filed Mar 8, 2007 · Closed Jun 5, 2012
Role of Craig M Baker and Tina K Baker: Debtor · Outcome: Case closed 2012-06-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Craig R Baker and Mona L Baker closed
United States Bankruptcy Court, W.D. New York · No. 1-06-01155 · Filed May 10, 2006 · Closed Dec 13, 2011
Role of Craig R Baker and Mona L Baker: Debtor · Outcome: Case closed 2011-12-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
Craig D Baker and Elena Reyes Baker closed
United States Bankruptcy Court, W.D. Texas · No. 05-32681 · Filed Oct 13, 2005 · Closed Jan 28, 2011
Role of Craig D Baker and Elena Reyes Baker: Debtor · Outcome: Case closed 2011-01-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)
Craig Baker and Susan Baker closed
United States Bankruptcy Court, N.D. California · No. 05-47581 · Filed Oct 13, 2005 · Closed Jan 31, 2006
Role of Craig Baker and Susan Baker: Debtor · Outcome: Case closed 2006-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
Craig J. Baker and Janice L. Baker closed
United States Bankruptcy Court, D. Connecticut · No. 05-30724 · Filed Feb 24, 2005 · Closed Jan 23, 2006
Role of Craig J. Baker and Janice L. Baker: Debtor · Outcome: Case closed 2006-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in CT (not a filing state)
Craig Baker closed
United States Bankruptcy Court, S.D. Florida. · No. 04-40108 · Filed Oct 27, 2004 · Closed Feb 4, 2005
Role of Craig Baker: Debtor · Outcome: Case closed 2005-02-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
Craig A. Baker closed
United States Bankruptcy Court, S.D. California · No. 04-01048 · Filed Feb 5, 2004 · Closed May 14, 2004
Role of Craig A. Baker: Debtor · Outcome: Case closed 2004-05-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
Craig T Baker closed
United States Bankruptcy Court, C.D. California · No. 2:03-bk-40846 · Filed Dec 5, 2003 · Closed Mar 31, 2004
Role of Craig T Baker: Debtor · Outcome: Case closed 2004-03-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
Craig Baker and Courtney Baker closed
United States Bankruptcy Court, M.D. Florida · No. 3:03-bk-01122 · Filed Feb 6, 2003 · Closed Jan 30, 2004
Role of Craig Baker and Courtney Baker: Debtor · Outcome: Case closed 2004-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
Craig B Baker closed
United States Bankruptcy Court, N.D. Illinois · No. 02-50931 · Filed Dec 27, 2002 · Closed Sep 29, 2003
Role of Craig B Baker: Debtor · Outcome: Case closed 2003-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Craig E Baker and Meghan Baker closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 02-35760 · Filed Nov 6, 2002 · Closed Apr 23, 2003
Role of Craig E Baker and Meghan Baker: Debtor · Outcome: Case closed 2003-04-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Craig Baker and Kimberly Baker closed
United States Bankruptcy Court, E.D. Arkansas · No. 3:02-bk-19059 · Filed Aug 14, 2002 · Closed Nov 21, 2002
Role of Craig Baker and Kimberly Baker: Debtor · Outcome: Case closed 2002-11-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in AR (not a filing state)
Craig L. Baker closed
United States Bankruptcy Court, E.D. California · No. 02-26218 · Filed May 31, 2002 · Closed Sep 17, 2002
Role of Craig L. Baker: Debtor · Outcome: Case closed 2002-09-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
Craig E. Baker closed
United States Bankruptcy Court, W.D. Michigan · No. 01-06754 · Filed Jun 28, 2001 · Closed Jun 24, 2005
Role of Craig E. Baker: Debtor · Outcome: Case closed 2005-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
Craig S. Baker and Lori L. Baker closed
United States Bankruptcy Court, W.D. Wisconsin · No. 3-99-34835 · Filed Oct 22, 1999 · Closed May 5, 2000
Role of Craig S. Baker and Lori L. Baker: Debtor · Outcome: Case closed 2000-05-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)
Craig A. Baker closed
United States Bankruptcy Court, M.D. Florida · No. 6:99-bk-07356 · Filed Sep 2, 1999 · Closed Jan 3, 2000
Role of Craig A. Baker: Debtor · Outcome: Case closed 2000-01-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
Craig E. Baker closed
United States Bankruptcy Court, W.D. Michigan · No. 99-04558 · Filed Jun 1, 1999 · Closed Sep 25, 2001
Role of Craig E. Baker: Debtor · Outcome: Case closed 2001-09-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
Craig A. Baker and Helen K. Baker closed
United States Bankruptcy Court, W.D. Michigan · No. 98-08058 · Filed Sep 10, 1998 · Closed Jan 12, 1999
Role of Craig A. Baker and Helen K. Baker: Debtor · Outcome: Case closed 1999-01-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
Craig Baker and Linda Baker closed
United States Bankruptcy Court, N.D. New York · No. 97-17626 · Filed Nov 26, 1997 · Closed May 19, 1999
Role of Craig Baker and Linda Baker: Debtor · Outcome: Case closed 1999-05-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
Craig C. Baker closed
United States Bankruptcy Court, N.D. Oklahoma · No. 97-04675 · Filed Oct 8, 1997 · Closed Jan 27, 1998
Role of Craig C. Baker: Debtor · Outcome: Case closed 1998-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in OK (not a filing state)
Craig N. Baker closed
United States Bankruptcy Court, W.D. New York · No. 1-97-15191 · Filed Aug 21, 1997 · Closed Nov 23, 1998
Role of Craig N. Baker: Debtor · Outcome: Case closed 1998-11-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
CRAIG L. BAKER and MARGARET E. BAKER closed
United States Bankruptcy Court, N.D. Alabama · No. 94-04623 · Filed Aug 5, 1994 · Closed Jan 25, 1996
Role of CRAIG L. BAKER and MARGARET E. BAKER: Debtor · Outcome: Case closed 1996-01-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)
Craig R. Baker and Memory A. Baker closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 94-10453 · Filed Jul 6, 1994 · Closed Jan 18, 1996
Role of Craig R. Baker and Memory A. Baker: Debtor · Outcome: Case closed 1996-01-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Craig M Baker closed
United States Bankruptcy Court, S.D. Ohio · No. 2:93-bk-53334 · Filed May 24, 1993 · Closed Oct 18, 1993
Role of Craig M Baker: Debtor · Outcome: Case closed 1993-10-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
Craig E. Baker closed
United States Bankruptcy Court, E.D. Virginia · No. 92-11773 · Filed Apr 8, 1992 · Closed Jul 31, 1992
Role of Craig E. Baker: Debtor · Outcome: Case closed 1992-07-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (VA)
Craig A Baker and Jodie R Baker closed
United States Bankruptcy Court, C.D. California · No. 1:91-bk-52266 · Filed Apr 19, 1991 · Closed Nov 25, 1995
Role of Craig A Baker and Jodie R Baker: Debtor · Outcome: Case closed 1995-11-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
Craig E. Baker and Debra K. Baker closed
United States Bankruptcy Court, W.D. Michigan · No. 90-80647 · Filed Feb 13, 1990 · Closed Oct 12, 1990
Role of Craig E. Baker and Debra K. Baker: Debtor · Outcome: Case closed 1990-10-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
Craig E. Baker and Debra K. Baker closed
United States Bankruptcy Court, W.D. Michigan · No. 88-02937 · Filed Sep 16, 1989 · Closed Feb 27, 1990
Role of Craig E. Baker and Debra K. Baker: Debtor · Outcome: Case closed 1990-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:40 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

2 differences found between the filings for Craig Baker (compared 1 filing on Oct 24, 2026)

Note · Nov 24, 2017 – Dec 7, 2017

No amendment in the last 12 months on an offering that may still be open — 3C Investment Fund LLC (latest filing Dec 7, 2017)

The latest filing for this offering is dated Dec 7, 2017 (first sale Nov 24, 2017). It reports $25,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Jun 7, 2018

Same name, different state: "CRAIG D. BAKER" (TN) is a separate record

This page covers filings where the address state is VA. A separate record, "CRAIG D. BAKER" with address state TN, is listed on 1 filing — most recently by TOPDOWN, INC. (Jun 7, 2018). The two records do not overlap in time: this page has one filing dated Dec 7, 2017; the other has one filing dated Jun 7, 2018.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 7, 2017 D
3C Investment Fund LLC
File 021-300293
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Craig Baker on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund

3C Investment Fund LLC

Richmond, VA · Dec 7, 2017
  • Dec 7, 2017 · D · $25,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Member of Cigar Break Asset Management, the Managing Member of the Issuer) EDGAR ↗

Raised $25K from 1 investor as of the latest filing. Craig is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • CRAIG D. BAKER — TN, 1 issuer, Jun 7, 2018 → Jun 7, 2018 · no shared issuer
  • Craig A. Baker — VA, 1 issuer, Jul 14, 2025 → Jul 14, 2025 · no shared issuer

People around Craig 1

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

Cigar Break Asset Management

Director, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Craig Baker. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Craig Baker by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Craig Baker is listed on: none on file. No website or social profile named in 3C Investment Fund LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #263,358 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

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