Cory Steffek is listed as a director on 8 SEC Form D filings by 3 issuers between Dec 2013 and May 2026: Utility Global, Inc. (Houston, TX — other energy — 2020–2026; $100M reported sold to 4 investors), Ara Divert HoldCo, Inc. (Concord, MA — industry reported as "Other" — 2023; $80M reported sold to 1 investors) and Novomer Inc (Waltham, MA — other technology — 2013; $15M reported sold to 11 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as director, over about 13 years. Across those companies the filings report $195M sold in total.
Listed alongside Ari David (4 shared filings), Charles Cherington (3 shared filings), Matthew A. Dawson (3 shared filings), Caitlin Tessin (2 shared filings), Chris Picotte (2 shared filings) and 21 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Cory. Each name links to their own page.
1 of the issuers belongs to the sponsor group Ara (41 issuers, $2.67B reported sold, 2018–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Ara has 41 companies on file and $2.67B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 4 court cases matching the name, 3 bankruptcy cases matching the name listed in Key records below.
What this means 7 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 8 public filings for Cory Steffek and found 11 differences, 2 worth asking the sponsor about: 4 court cases name Cory Steffek; Form D filed 107 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.