CODE CUBITT is listed as an executive officer on 2 SEC Form D filings by 1 issuer between Apr 2012 and May 2012: Zephyr Technology Corp. (Annapolis, MD — other technology — 2012; $8.86M reported sold to 4 investors).
What this means One deal on file with the SEC, filed May 2012. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside BRIAN RUSSELL (2 shared filings), Gilman Louie (2 shared filings) and SIN JAT LAI (2 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around CODE. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for CODE CUBITT and found 3 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "Code Cubitt" (NY) is a separate record; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.