Clive Rowe is listed as an executive officer on 6 SEC Form D filings by 1 issuer between Oct 2010 and Apr 2015: Oskie Partners, LP (Cleveland, OH — pooled investment fund — 2010–2015; $33M reported sold to 14 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside David Markowitz (6 shared filings), Oskie Capital Management, LLC (2 shared filings, management entity) and Oskie GP, LLC (2 shared filings, management entity).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Clive. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 6 public filings for Clive Rowe and found 3 differences, 1 worth asking the sponsor about: Clive Rowe is no longer listed on the Apr 26, 2016 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.