Christopher Zepf is listed as an executive officer and director on 16 SEC Form D filings by 2 issuers between May 2009 and Apr 2017: KINGDOM RIDGE CAPITAL PARTNERS LP (White Plains, NY — pooled investment fund — 2009–2015; $171.5M reported sold to 18 investors) and Kingdom Ridge Capital Fund, Ltd. (Camana Bay,grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2009–2017; $122.5M reported sold to 16 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 8 years. Across those companies the filings report $294M sold in total.
All 2 issuers belong to the sponsor group Kingdom Ridge (2 issuers, $285.5M reported sold, 2009–2017).
What this means A sponsor group is one team that sets up a new company for each deal. Kingdom Ridge has 2 companies on file and $285.5M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 5 court cases matching the name, 2 bankruptcy cases matching the name listed in Key records below.
What this means 7 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 16 public filings for Christopher Zepf and found 10 differences, 5 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.