CHRISTOPHER GRUBB is listed as a director on 21 SEC Form D filings by 3 issuers between Aug 2011 and Mar 2026: LIM ASIA MULTI-STRATEGY FUND INC. (Tortola, Virgin Islands, British (as filed: D8) — pooled investment fund — 2011–2020; $431.9M reported sold to 59 investors), LIM JAPAN EVENT MASTER FUND (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2024–2026; $13.8M reported sold to 22 investors) and LIM Japan Event Fund (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2013–2020; $12.3M reported sold to 3 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as director, over about 15 years. Across those companies the filings report $458.1M sold in total.
Listed alongside GEORGE W. LONG (21 shared filings), CHRISTOPHER BURNELL BRADER (11 shared filings), ALAN SMITH (10 shared filings), ADELENE TAN (6 shared filings), LEWIS MARKS (6 shared filings) and 8 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around CHRISTOPHER. Each name links to their own page.
All 3 issuers belong to the sponsor group Lim Japan Event (3 issuers, $272.8M reported sold, 2011–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Lim Japan Event has 3 companies on file and $272.8M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 8 bankruptcy cases matching the name listed in Key records below.
What this means 8 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 21 public filings for CHRISTOPHER GRUBB and found 11 differences, 4 worth asking the sponsor about: 5 offerings reported less sold on a later filing than an earlier one; 5 offerings reported fewer investors on a later filing; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.