Christopher Sugden is listed as a director on 5 SEC Form D filings by 3 issuers between Jul 2016 and Jul 2020: Zelis Parent, L.P. (Bedminster, NJ — industry reported as "Other" — 2020; $20.5M reported sold to 12 investors), Compliance Science, Inc. (New York, NY — other technology — 2016–2017; $8.25M reported sold to 2 investors) and BFS Capital Inc. (Coral Springs, FL — other banking and financial services — 2020; $6M reported sold to 2 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as director, over about 4 years. Across those companies the filings report $34.7M sold in total.
Listed alongside DAVID HUMPHREY (2 shared filings), DAVID J. AMENT (2 shared filings), David Eisner (2 shared filings), Devin O'Reilly (2 shared filings), Douglas Klinger (2 shared filings) and 19 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Christopher. Each name links to their own page.
1 of the issuers belongs to the sponsor group Parthenon (28 issuers, $4.09B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Parthenon has 28 companies on file and $4.09B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 5 public filings for Christopher Sugden and found 6 differences: Form D filed 23 days after the first sale; Form D filed 30 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.