CHRISTOPHER STEPHENS is listed as an executive officer on 8 SEC Form D filings by 1 issuer between May 2021 and Oct 2021: Baldwin Insurance Group, Inc. (Tampa, FL — insurance — 2021; $551.7M reported sold to 267 investors).
What this means One deal on file with the SEC, filed Oct 2021. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside BARBARA MATAS (8 shared filings), BRAD HALE (8 shared filings), CHRIS SULLIVAN (8 shared filings), CORBYN GALLOWAY (8 shared filings), DANIEL GALBRAITH (8 shared filings) and 8 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around CHRISTOPHER. Each name links to their own page.
The issuer belongs to the sponsor group Baldwin (3 issuers, $553.6M reported sold, 2020–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Baldwin has 3 companies on file and $553.6M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 5 bankruptcy cases matching the name listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 8 public filings for CHRISTOPHER STEPHENS and found 2 differences: Same name, different state: "Christopher Stephens" (NC) is a separate record; Reported revenue range changed between filings.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.