Christopher Spencer is listed as a director on 5 SEC Form D filings by 2 issuers between Jun 2009 and Nov 2011: Thames River Isis Fund Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2009–2011; $248.7M reported sold to 38 investors) and Thames River Longstone Fund Ltd (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2010–2011).
What this means 2 separate companies raised money with this person listed as director, over about 2 years. Across those companies the filings report $248.7M sold in total.
Listed alongside Adrian Cann (5 shared filings), James Goodey (5 shared filings), Robert Paul King (5 shared filings), Trevor Ash (5 shared filings), Loudon Greenless (3 shared filings) and 4 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Christopher. Each name links to their own page.
All 2 issuers belong to the sponsor group Thames River (2 issuers, $248.7M reported sold, 2009–2011).
What this means A sponsor group is one team that sets up a new company for each deal. Thames River has 2 companies on file and $248.7M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 SEC release listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for Christopher Spencer and found 8 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "CHRISTOPHER SPENCER" (NY) is a separate record; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.