Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:28 AM ET

Sponsor Check › Person

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Christopher Kim

Named as an officer, director or promoter on SEC Form D filings · PA · Sep 29, 2021 → Mar 25, 2026

2deals (issuers)

$193.5Mreported sold

133investors

5Form D filings

2021–2026years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:49 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Christopher Kim is listed as an executive officer on 5 SEC Form D filings by 2 issuers between Sep 2021 and Mar 2026: Argosy Strategic Partners III, LP (Wayne, PA — pooled investment fund — 2024–2026; $136.8M reported sold to 81 investors) and Argosy Strategic Partners II, L.P. (Wayne, PA — pooled investment fund — 2021; $56.6M reported sold to 52 investors).

What this means 2 separate companies raised money with this person listed as executive officer, over about 5 years. Across those companies the filings report $193.5M sold in total.

Listed alongside John P. Kirwin (5 shared filings), Sarah G. Roth (5 shared filings), Rui Gao (3 shared filings) and Paul M. Grassinger (2 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Christopher. Each name links to their own page.

All 2 issuers belong to the sponsor group Argosy (50 issuers, $3.3B reported sold, 2011–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Argosy has 50 companies on file and $3.3B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 court cases matching the name, 29 bankruptcy cases matching the name listed in Key records below.

What this means 31 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 5 public filings for Christopher Kim and found 6 differences, 1 worth asking the sponsor about: Paid seller listed without a CRD number: Alfinas Alternative Capital Advisers Ltd; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Christopher Kim has not run yet — it is joining a line of 33,788 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 2 dismissed

Christopher Kim v. Optional Capital dismissed

District Court, C.D. California · No. 2:08-cv-00463 · Filed Jan 24, 2008 · Closed Jan 28, 2009 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Other Contract

Role of Christopher Kim: Plaintiff · Outcome: Terminated 2009-01-28 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗

same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

Christopher Kim v. United States Department of Justice dismissed

District Court, C.D. California · No. 2:05-cv-03155 · Filed Apr 28, 2005 · Closed Oct 3, 2005 · Nature of suit: 890 Other statutory actions

Role of Christopher Kim: Plaintiff · Outcome: Terminated 2005-10-03 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗

same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:49 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Christopher Kim..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

29 cases: 6 open, 23 closed (disposition not in docket feed)

Christopher Kim open

United States Bankruptcy Court, N.D. Georgia · No. 26-56339 · Filed May 12, 2026

Role of Christopher Kim: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)

Christopher R Kim open

United States Bankruptcy Court, D. New Jersey · No. 26-11166 · Filed Feb 2, 2026

Role of Christopher R Kim: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)

Christopher R Kim open

United States Bankruptcy Court, D. New Jersey · No. 24-20353 · Filed Oct 18, 2024

Role of Christopher R Kim: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)

CHRISTOPHER A. KIM open

United States Bankruptcy Court, W.D. Pennsylvania · No. 24-22161 · Filed Aug 30, 2024

Role of CHRISTOPHER A. KIM: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (PA)

Christopher R Kim closed

United States Bankruptcy Court, D. New Jersey · No. 24-14328 · Filed Apr 29, 2024 · Closed Sep 12, 2024

Role of Christopher R Kim: Debtor · Outcome: Case closed 2024-09-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)

Christopher Y Kim and Jennifer Y Kim open

United States Bankruptcy Court, D. New Jersey · No. 24-10217 · Filed Jan 9, 2024

Role of Christopher Y Kim and Jennifer Y Kim: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)

Christopher P Kim closed

United States Bankruptcy Court, W.D. Washington · No. 21-41753 · Filed Nov 8, 2021 · Closed Feb 14, 2022

Role of Christopher P Kim: Debtor · Outcome: Case closed 2022-02-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in WA (not a filing state)

Christopher Kim closed

United States Bankruptcy Court, C.D. California · No. 8:21-bk-12400 · Filed Oct 4, 2021 · Closed Apr 12, 2022

Role of Christopher Kim: Debtor · Outcome: Case closed 2022-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

Christopher H Kim closed

United States Bankruptcy Court, E.D. Virginia · No. 21-11255 · Filed Jul 15, 2021 · Closed Oct 25, 2021

Role of Christopher H Kim: Debtor · Outcome: Case closed 2021-10-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in VA (not a filing state)

CHRISTOPHER A. KIM open

United States Bankruptcy Court, W.D. Pennsylvania · No. 19-24642 · Filed Nov 30, 2019

Role of CHRISTOPHER A. KIM: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (PA)

Christopher J Kim closed

United States Bankruptcy Court, E.D. Virginia · No. 19-11630 · Filed May 17, 2019 · Closed Aug 19, 2019

Role of Christopher J Kim: Debtor · Outcome: Case closed 2019-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in VA (not a filing state)

CHRISTOPHER A. KIM closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 19-21307 · Filed Mar 30, 2019 · Closed Jan 22, 2020

Role of CHRISTOPHER A. KIM: Debtor · Outcome: Case closed 2020-01-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (PA)

Christopher Y Kim and Jennifer Y Kim closed

United States Bankruptcy Court, D. New Jersey · No. 17-18928 · Filed May 1, 2017 · Closed Aug 3, 2017

Role of Christopher Y Kim and Jennifer Y Kim: Debtor · Outcome: Case closed 2017-08-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)

Christopher Y Kim and Lois M Kim closed

United States Bankruptcy Court, C.D. California · No. 2:15-bk-27473 · Filed Nov 14, 2015 · Closed Feb 23, 2016

Role of Christopher Y Kim and Lois M Kim: Debtor · Outcome: Case closed 2016-02-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

Christopher M Kim closed

United States Bankruptcy Court, C.D. California · No. 2:13-bk-25329 · Filed Jun 11, 2013 · Closed Sep 26, 2013

Role of Christopher M Kim: Debtor · Outcome: Case closed 2013-09-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

Christopher Kim closed

United States Bankruptcy Court, E.D. New York · No. 1-12-45414 · Filed Jul 26, 2012 · Closed Nov 7, 2012

Role of Christopher Kim: Debtor · Outcome: Case closed 2012-11-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)

Christopher T Kim closed

United States Bankruptcy Court, C.D. California · No. 1:11-bk-19552 · Filed Aug 9, 2011 · Closed Nov 22, 2011

Role of Christopher T Kim: Debtor · Outcome: Case closed 2011-11-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

Christopher Kim and Awon J. Kim closed

United States Bankruptcy Court, E.D. New York · No. 1-11-43405 · Filed Apr 25, 2011 · Closed Aug 22, 2011

Role of Christopher Kim and Awon J. Kim: Debtor · Outcome: Case closed 2011-08-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)

CHRISTOPHER KIM closed

United States Bankruptcy Court, D. Nevada · No. 10-23873 · Filed Jul 25, 2010 · Closed Jun 8, 2012

Role of CHRISTOPHER KIM: Debtor · Outcome: Case closed 2012-06-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in NV (not a filing state)

Christopher M. Kim closed

United States Bankruptcy Court, E.D. Virginia · No. 10-15441 · Filed Jun 28, 2010 · Closed Oct 18, 2010

Role of Christopher M. Kim: Debtor · Outcome: Case closed 2010-10-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in VA (not a filing state)

Christopher Y Kim and Rebecca A Cho-Kim closed

United States Bankruptcy Court, C.D. California · No. 6:10-bk-23453 · Filed May 4, 2010 · Closed Nov 15, 2010

Role of Christopher Y Kim and Rebecca A Cho-Kim: Debtor · Outcome: Case closed 2010-11-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

Christopher Kim and Karen Irene Kim closed

United States Bankruptcy Court, C.D. California · No. 8:05-bk-14995 · Filed Jul 19, 2005 · Closed May 12, 2006

Role of Christopher Kim and Karen Irene Kim: Debtor · Outcome: Case closed 2006-05-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

Christopher K Kim and Kyung Sun Kim closed

United States Bankruptcy Court, C.D. California · No. 2:05-bk-11499 · Filed Jan 25, 2005 · Closed May 27, 2005

Role of Christopher K Kim and Kyung Sun Kim: Debtor · Outcome: Case closed 2005-05-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

Christopher W Kim and Anne T Kim closed

United States Bankruptcy Court, S.D. Texas · No. 03-40300 · Filed Jul 18, 2003 · Closed Oct 30, 2003

Role of Christopher W Kim and Anne T Kim: Debtor · Outcome: Case closed 2003-10-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)

Christopher Kim closed

United States Bankruptcy Court, D. New Jersey · No. 02-58270 · Filed Aug 5, 2002 · Closed Apr 10, 2003

Role of Christopher Kim: Debtor · Outcome: Case closed 2003-04-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)

Christopher Y. Kim closed

United States Bankruptcy Court, D. New Jersey · No. 97-44724 · Filed Dec 17, 1997 · Closed Apr 8, 1998

Role of Christopher Y. Kim: Debtor · Outcome: Case closed 1998-04-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)

Christopher K. Kim closed

United States Bankruptcy Court, C.D. California · No. 8:96-bk-12816 · Filed Mar 13, 1996 · Closed Jul 22, 1996

Role of Christopher K. Kim: Debtor · Outcome: Case closed 1996-07-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

Christopher Kim closed

United States Bankruptcy Court, C.D. California · No. 1:94-bk-56364 · Filed Dec 28, 1994 · Closed May 1, 1995

Role of Christopher Kim: Debtor · Outcome: Case closed 1995-05-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

Christopher M. Kim and Nancy N. Kim closed

United States Bankruptcy Court, D. New Jersey · No. 91-30523 · Filed Jan 31, 1991 · Closed Jun 5, 1992

Role of Christopher M. Kim and Nancy N. Kim: Debtor · Outcome: Case closed 1992-06-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:49 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Christopher Kim — 1 worth asking about (compared 5 filings on Oct 24, 2026)

Worth asking · Mar 25, 2026

Paid seller listed without a CRD number: Alfinas Alternative Capital Advisers Ltd — Argosy Strategic Partners III, LP

Alfinas Alternative Capital Advisers Ltd is listed as receiving sales compensation on 1 filing (Mar 25, 2026) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Mar 25, 2026 ↗BrokerCheck search: Alfinas Alternative Capital Advisers Ltd ↗Argosy Strategic Partners III, LP — PartnerFacts page ↗

Sources

Form D/A · Mar 25, 2026 ↗ (Mar 25, 2026)
BrokerCheck search: Alfinas Alternative Capital Advisers Ltd ↗
Argosy Strategic Partners III, LP — PartnerFacts page ↗ (Mar 25, 2026)

Note · Sep 22, 2021 – Dec 16, 2021

No amendment in the last 12 months on an offering that may still be open — Argosy Strategic Partners II, L.P. (latest filing Dec 16, 2021)

The latest filing for this offering is dated Dec 16, 2021 (first sale Sep 22, 2021). It reports $56,615,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Dec 16, 2021 ↗Argosy Strategic Partners II, L.P. — PartnerFacts page ↗

Sources

Form D/A · Dec 16, 2021 ↗ (Dec 16, 2021)
Argosy Strategic Partners II, L.P. — PartnerFacts page ↗ (Dec 16, 2021)

Note · Mar 26, 2025 – Mar 25, 2026

Minimum investment changed between filings — Argosy Strategic Partners III, LP

The Mar 26, 2025 filing lists a minimum of $100,000; the Mar 25, 2026 Form D/A lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 26, 2025 ↗Form D/A (later) · Mar 25, 2026 ↗Argosy Strategic Partners III, LP — PartnerFacts page ↗

Sources

Form D/A (earlier) · Mar 26, 2025 ↗ (Mar 26, 2025)
Form D/A (later) · Mar 25, 2026 ↗ (Mar 25, 2026)
Argosy Strategic Partners III, LP — PartnerFacts page ↗ (Mar 25, 2026)

Note · Sep 29, 2021 – Dec 16, 2021

Minimum investment changed between filings — Argosy Strategic Partners II, L.P.

The Sep 29, 2021 filing lists a minimum of $150,000; the Dec 16, 2021 Form D/A lists $30,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Sep 29, 2021 ↗Form D/A (later) · Dec 16, 2021 ↗Argosy Strategic Partners II, L.P. — PartnerFacts page ↗

Sources

Form D (earlier) · Sep 29, 2021 ↗ (Sep 29, 2021)
Form D/A (later) · Dec 16, 2021 ↗ (Dec 16, 2021)
Argosy Strategic Partners II, L.P. — PartnerFacts page ↗ (Dec 16, 2021)

Note · Jun 17, 2019 – Nov 7, 2023

Same name, different state: "Christopher Kim" (CA) is a separate record

This page covers filings where the address state is PA. A separate record, "Christopher Kim" with address state CA, is listed on 4 filings — most recently by UNION Labs Ventures II, L.P. (Nov 7, 2023). Both records have filings in the same period (Sep 29, 2021 to Nov 7, 2023).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Christopher Kim (CA) — PartnerFacts page ↗Form D · Nov 7, 2023 ↗UNION Labs Ventures II, L.P. — PartnerFacts page ↗Christopher Kim (PA) — this page ↗

Sources

Christopher Kim (CA) — PartnerFacts page ↗ (Nov 7, 2023)
Form D · Nov 7, 2023 ↗ (Nov 7, 2023)
UNION Labs Ventures II, L.P. — PartnerFacts page ↗ (Nov 7, 2023)
Christopher Kim (PA) — this page ↗ (Mar 25, 2026)

Note · Jan 13, 2016

Same name, different state: "CHRISTOPHER KIM" (WA) is a separate record

This page covers filings where the address state is PA. A separate record, "CHRISTOPHER KIM" with address state WA, is listed on 1 filing — most recently by CUT.COM, INC. (Jan 13, 2016). The two records do not overlap in time: this page runs Sep 29, 2021 to Mar 25, 2026; the other has one filing dated Jan 13, 2016.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

CHRISTOPHER KIM (WA) — PartnerFacts page ↗Form D · Jan 13, 2016 ↗CUT.COM, INC. — PartnerFacts page ↗Christopher Kim (PA) — this page ↗

Sources

CHRISTOPHER KIM (WA) — PartnerFacts page ↗ (Jan 13, 2016)
Form D · Jan 13, 2016 ↗ (Jan 13, 2016)
CUT.COM, INC. — PartnerFacts page ↗ (Jan 13, 2016)
Christopher Kim (PA) — this page ↗ (Mar 25, 2026)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 2 offerings reports sales commissions totalling $148,576; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Mar 25, 2026 D/A Argosy Strategic Partners III, LP File 021-509088	$148,576	$0	$0	Alfinas Alternative Capital Advisers Ltd no CRD number reported	EDGAR ↗
Dec 16, 2021 D/A Argosy Strategic Partners II, L.P. File 021-415098	$0	$0	$0	None listed on this filing	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Christopher Kim on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Argosy

Argosy Strategic Partners III, LP

Wayne, PA · Mar 29, 2024 → Mar 25, 2026 · 3 filings

Mar 25, 2026 · D/A · $136,850,000 sold of Indefinite · 81 investors · min. $50,000 · role: Executive Officer EDGAR ↗
Mar 26, 2025 · D/A · $100,130,000 sold of Indefinite · 67 investors · min. $100,000 · role: Executive Officer EDGAR ↗
Mar 29, 2024 · D · $60,000,000 sold of Indefinite · 43 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $136.8M from 81 investors as of the latest filing. Christopher is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Argosy

Argosy Strategic Partners II, L.P.

Wayne, PA · Sep 29, 2021 → Dec 16, 2021 · 2 filings

Dec 16, 2021 · D/A · $56,615,000 sold of Indefinite · 52 investors · min. $30,000 · role: Executive Officer (Vice President of GP) EDGAR ↗
Sep 29, 2021 · D · $42,190,000 sold of Indefinite · 34 investors · min. $150,000 · role: Executive Officer (Vice President of GP) EDGAR ↗

Raised $56.6M from 52 investors as of the latest filing. Christopher is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

Christopher Kim — CA, 3 issuers, Jun 17, 2019 → Nov 7, 2023 · no shared issuer
CHRISTOPHER KIM — WA, 1 issuer, Jan 13, 2016 → Jan 13, 2016 · no shared issuer

People around Christopher 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Sarah G. Roth

Executive Officer · 5 shared filings (2 issuers) · also on 35 other issuers

Sarah G. Roth is on 37 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

John P. Kirwin

Executive Officer · 5 shared filings (2 issuers) · also on 41 other issuers

John P. Kirwin is on 43 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Rui Gao

Executive Officer · 3 shared filings (1 issuer) · also on 12 other issuers

Rui Gao is on 13 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Paul M. Grassinger

Executive Officer · 2 shared filings (1 issuer) · also on 23 other issuers

Paul M. Grassinger is on 24 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

Sponsor group

Argosy

50 issuers · 123 filings · $3.3B reported sold · 2011–2026

AC Argosy Credit Partners III, L.P. Pooled Investment Fund · $103.5M sold · 2025
AS Argosy Strategic Partners III, LP Pooled Investment Fund · $136.8M sold · 2024 · listed
AO AHP-ORSS Holdings, LLC Pooled Investment Fund · $2.35M sold · 2025
AI AHP-IS Holdings, LLC Pooled Investment Fund · $2.4M sold · 2025
AI Argosy Investment Partners 7, L.P. Pooled Investment Fund · $30.4M sold · 2025
AI Argosy Investment Partners SBIC 7, L.P. Pooled Investment Fund · $129M sold · 2025
AR Argosy Real Estate Opportunity Zone II, L.P. Pooled Investment Fund · $82.6M sold · 2022
AV AREP V BTR SE CO-INVEST, LP Pooled Investment Fund · $36M sold · 2025
AN AHP NMS CO-INVEST, LLC Pooled Investment Fund · $2.77M sold · 2025
AH Argosy Healthcare Partners I, L.P. Pooled Investment Fund · $40.6M sold · 2023
AV AREP V SFR Co-Investment Parallel Fund, L.P. Pooled Investment Fund · $350K sold · 2023
AR Argosy Real Estate Partners Parallel V, L.P. Pooled Investment Fund · $6.28M sold · 2021
AR Argosy Real Estate Partners V, L.P. Pooled Investment Fund · $465.7M sold · 2021
AV AREP V Feeder, L.P. Pooled Investment Fund · $67M sold · 2022
AB AIP-Barco Holdings, LLC Other · $31.1M sold · 2023
AV AREP V SFR Co-Investment Fund, L.P. Pooled Investment Fund · $23.6M sold · 2022
VH V2G Holdings, LLC Other · $39.8M sold · 2023
AS Argosy SCRG, LLC Pooled Investment Fund · $7.41M sold · 2023
AC ARIG Cube Co-Invest, L.P. Pooled Investment Fund · $15.1M sold · 2022
AH AHP Hudson, LLC Pooled Investment Fund · $6.7M sold · 2022
AR Argosy Real Estate Build-for-Rent Co-Investment, L.P. Pooled Investment Fund · $110M sold · 2021
AI Argosy Investment Partners VI, L.P. Pooled Investment Fund · $67.6M sold · 2021
AC Argosy Credit Partners II Annex Fund, L.P. Pooled Investment Fund · $16.5M sold · 2020
AW ARIG Wynwood Co-Invest, LLC Pooled Investment Fund · $10.9M sold · 2022
AT ARIG Tewksbury Co-Invest, LLC Pooled Investment Fund · $1.8M sold · 2022
AS AHP SCM, LLC Pooled Investment Fund · $5.84M sold · 2022
AI Argosy Investment Partners SBIC VI, L.P. Pooled Investment Fund · $175M sold · 2021
AR Argosy Real Estate Opportunity Zone I, L.P. Pooled Investment Fund · $298M sold · 2019
AR Argosy Real Estate Opportunity Zone Parallel I, L.P. Pooled Investment Fund · $2.55M sold · 2021
AS Argosy Strategic Partners II, L.P. Pooled Investment Fund · $56.6M sold · 2021 · listed
AC Argosy Credit Partners II, L.P. Pooled Investment Fund · $58M sold · 2020
AR Argosy Real Estate Income & Growth I, L.P. Pooled Investment Fund · $72.2M sold · 2018
AI AROZ I Bozeman Co-Investor QOF, L.P. Pooled Investment Fund · $3M sold · 2021
AI AROZ I Parachute 1009 Co-Investor QOF, L.P. Pooled Investment Fund · $4M sold · 2021
AI AROZ I Scottsdale Hotel Investor QOF, L.P. Pooled Investment Fund · $12.8M sold · 2019
AI AROZ I MOYA Co-Investor QOF, L.P. Pooled Investment Fund · $3.88M sold · 2020
AI AROZ I BB Investor QOF, L.P. Pooled Investment Fund · $10.3M sold · 2019
AI AROZ I BIRDIE QOF, LLC Pooled Investment Fund · $3.47M sold · 2019
WH Walpole Holdings, LLC Retailing · $16.5M sold · 2019
AC AIP-CAS Holdings, LLC Manufacturing · $20.2M sold · 2018
AR Argosy Real Estate Partners Parallel IV, L.P. Pooled Investment Fund · $14.7M sold · 2016
AR Argosy Real Estate Partners IV, L.P. Pooled Investment Fund · $169.2M sold · 2016
AR Argosy Real Estate Partners IV-MS, L.P. Pooled Investment Fund · $94M sold · 2016
AC Argosy Credit Partners, L.P. Pooled Investment Fund · $17.4M sold · 2016
AR Argosy Real Estate Partners III, L.P. Pooled Investment Fund · $200M sold · 2013
AR Argosy Real Estate Parallel Partners III - MS, L.P. Pooled Investment Fund · $200M sold · 2014
AR Argosy Real Estate Parallel Partners III - QP, L.P. Pooled Investment Fund · $200M sold · 2014
AI Argosy Investment Partners V, L.P. Pooled Investment Fund · $138.9M sold · 2014
AI Argosy Investment Partners Parallel V, L.P. Pooled Investment Fund · $22M sold · 2015
AR Argosy Real Estate Partners II, L.P. Pooled Investment Fund · $60M sold · 2011

One team, 50 deal companies. Christopher Kim is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Christopher Kim.

Same business address

38 other issuers file from the same address

Argosy Credit Partners III, L.P. Wayne, PA · 2025
AHP-IS Holdings, LLC Wayne, PA · 2025
AHP-ORSS Holdings, LLC Wayne, PA · 2025
Argosy Real Estate Opportunity Zone II, L.P. Wayne, PA · 2022
AREP V BTR SE CO-INVEST, LP Wayne, PA · 2025
AHP NMS CO-INVEST, LLC Wayne, PA · 2025
Argosy Healthcare Partners I, L.P. Wayne, PA · 2023
AREP V SFR Co-Investment Parallel Fund, L.P. Wayne, PA · 2023
Argosy Real Estate Partners V, L.P. Wayne, PA · 2021
Argosy Real Estate Partners Parallel V, L.P. Wayne, PA · 2021
AREP V Feeder, L.P. Wayne, PA · 2022
FGC Perimeter Holdings, LLC Wayne, PA · 2023
LCM-HWS Holdings, LLC Wayne, PA · 2022
AREP V SFR Co-Investment Fund, L.P. Wayne, PA · 2022
FGC CorrMed Holdings, LLC Wayne, PA · 2023
Argosy SCRG, LLC Wayne, PA · 2023
ARIG Cube Co-Invest, L.P. Wayne, PA · 2022
AHP Hudson, LLC Wayne, PA · 2022
Argosy Real Estate Build-for-Rent Co-Investment, L.P. Wayne, PA · 2021
Argosy Investment Partners VI, L.P. Wayne, PA · 2021
Argosy Credit Partners II Annex Fund, L.P. Wayne, PA · 2020
ARIG Wynwood Co-Invest, LLC Wayne, PA · 2022
ARIG Tewksbury Co-Invest, LLC Wayne, PA · 2022
AHP SCM, LLC Wayne, PA · 2022
Argosy Investment Partners SBIC VI, L.P. Wayne, PA · 2021
Argosy Real Estate Opportunity Zone I, L.P. Wayne, PA · 2019
Argosy Real Estate Opportunity Zone Parallel I, L.P. Wayne, PA · 2021
Argosy Credit Partners II, L.P. Wayne, PA · 2020
LCM Cable Holdings, LLC Wayne, PA · 2021
Argosy Real Estate Income & Growth I, L.P. Wayne, PA · 2018
AROZ I Bozeman Co-Investor QOF, L.P. Wayne, PA · 2021
AROZ I Parachute 1009 Co-Investor QOF, L.P. Wayne, PA · 2021
Lancer IMS Holdings, LLC Wayne, PA · 2020
AROZ I Scottsdale Hotel Investor QOF, L.P. Wayne, PA · 2019
AROZ I MOYA Co-Investor QOF, L.P. Wayne, PA · 2020
AROZ I BB Investor QOF, L.P. Wayne, PA · 2019
AROZ I BIRDIE QOF, LLC Wayne, PA · 2019
INNOVATION PLUS LLC Wayne, PA · 2016

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Christopher Kim by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Christopher Kim is listed on: none on file. No website or social profile named in Argosy Strategic Partners III, LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #34,995 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

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Change history

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Christopher Kim

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Paid seller listed without a CRD number: Alfinas Alternative Capital Advisers Ltd — Argosy Strategic Partners III, LP

No amendment in the last 12 months on an offering that may still be open — Argosy Strategic Partners II, L.P. (latest filing Dec 16, 2021)

Minimum investment changed between filings — Argosy Strategic Partners III, LP

Minimum investment changed between filings — Argosy Strategic Partners II, L.P.

Same name, different state: "Christopher Kim" (CA) is a separate record

Same name, different state: "CHRISTOPHER KIM" (WA) is a separate record

5. Money to insiders

Deals 2

Argosy Strategic Partners III, LP

Argosy Strategic Partners II, L.P.

People around Christopher 4

Sarah G. Roth

John P. Kirwin

Rui Gao

Paul M. Grassinger

The team behind the deals

Argosy

38 other issuers file from the same address

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person