CHRISTOPHER J. BROWN is listed as an executive officer on 8 SEC Form D filings by 1 issuer between Apr 2020 and Oct 2026: Fifth Oak Capital Distressed & Special Situations Fund LP (Colts Neck, NJ — pooled investment fund — 2020–2026; $15.2M reported sold to 35 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside FIFTH OAK CAPITAL MANAGEMENT, LLC (8 shared filings, management entity).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around CHRISTOPHER. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 6 bankruptcy cases matching the name listed in Key records below.
What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 8 public filings for CHRISTOPHER J. BROWN and found 12 differences, 4 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.