Christopher Lee is listed as an executive officer on 3 SEC Form D filings by 1 issuer between May 2020 and Jul 2021: Kronologic, Inc. (Austin, TX — other technology — 2020–2021; $9.95M reported sold to 17 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Aaron Bollinger (3 shared filings), Benjamin Parker (3 shared filings), James E. Allison (3 shared filings), Roger Chen (3 shared filings) and Scott Petty (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Christopher. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 SEC release, 2 bankruptcy cases matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Christopher Lee and found 9 differences, 1 worth asking the sponsor about: Regulator action naming a team member: Don D. Lukens, individually and doing business as Community Group Funding and Global Sports & Entertainment; J.C., Inc.; and James Carter Allison, individually and doing business as Select Assets (Nov 2, 2001); and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.