Christopher E. Galvin is listed as an executive officer and director on 5 SEC Form D filings by 2 issuers between Feb 2013 and May 2016: Hypur Inc. (Scottsdale, AZ — other technology — 2015–2016; $2.5M reported sold to 4 investors) and Kenactiv Innovations Inc. (Scottsdale, AZ — manufacturing — 2013; $750K reported sold).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 3 years. Across those companies the filings report $3.25M sold in total.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 1 SEC release, 1 state regulator order listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for Christopher E. Galvin and found 14 differences, 1 worth asking the sponsor about: Regulator action: Christopher E. Galvin (Mar 29, 2024); and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.