PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:44 AM ET

Sponsor Check › Person

Christopher Crawshaw

Related person on Form D filings · address states as listed: IL, MN · listed Feb 10, 2010 → Sep 14, 2017

20issuers
105Form D filings
2010–2017years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:58 PM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

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Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:58 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

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3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:58 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

1 of 21 offerings reports sales commissions totalling $1,472; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Sep 14, 2017 D/A
File 021-247547
$0$0$0None listed on this filing
EDGAR ↗Feb 23, 2017 D/A
File 021-75399
$1,472 (est.)$0$0Piper Jaffray & Co BrokerCheck CRD 665 ↗
via Piper Jaffrary & Co (CRD 665 ↗)
EDGAR ↗Jan 23, 2017 D
File 021-279009
$0$0$0None listed on this filing
EDGAR ↗Jan 13, 2017 D/A
File 021-39164
$0$0$0None listed on this filing
EDGAR ↗Jan 9, 2017 D/A
File 021-77200
$0$0$0None listed on this filing
EDGAR ↗Jan 9, 2017 D/A
File 021-126766
$0$0$0None listed on this filing
EDGAR ↗Jan 9, 2017 D/A
File 021-126918
$0$0$0None listed on this filing
EDGAR ↗Jan 9, 2017 D/A
File 021-39162
$0$0$0None listed on this filing
EDGAR ↗Jan 9, 2017 D/A
File 021-42940
$0$0$0None listed on this filing
EDGAR ↗Jan 9, 2017 D/A
File 021-76132
$0$0$0None listed on this filing
EDGAR ↗Jan 9, 2017 D/A
File 021-126933
$0$0$0None listed on this filing
EDGAR ↗Jul 29, 2016 D/A
File 021-144720
$0$0$0None listed on this filing
EDGAR ↗Apr 22, 2016 D/A
File 021-178213
$0$0$0None listed on this filing
EDGAR ↗Nov 24, 2015 D
File 021-251863
$0$0$0 (est.)None listed on this filing
EDGAR ↗Jun 11, 2014 D
File 021-218983
$0$0$0 (est.)None listed on this filing
EDGAR ↗Jul 10, 2012 D/A
File 021-162792
$0$0$0None listed on this filing
EDGAR ↗Jan 25, 2012 D/A
File 021-66036
$0$0$0None listed on this filing
EDGAR ↗Jan 25, 2012 D/A
File 021-66035
$0$0$0None listed on this filing
EDGAR ↗Jan 5, 2011 D
File 021-153024
$0$0$0None listed on this filing
EDGAR ↗Feb 11, 2010 D/A
File 021-39165
$0$0$0None listed on this filing
EDGAR ↗Feb 10, 2010 D/A
File 021-70133
$0$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗PDCP 1740 Fund, LPExecutive Officer, Director, Promoter
Director, President and CEO of Issuer's General Partner
Sep 14, 2017D/AIndefinite
similar: $155,000–$5,250,000
$155,160,4181
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ADVISORY RESEARCH ENERGY FUND LP
group: Advisory Research
Executive Officer, Director
Director and President and Chief Executive Officer of Issuer's General Partner
Feb 23, 2017D/AIndefinite
similar: $155,000–$5,250,000
$239,767,795117
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗GMO-Usonian Japan Value Creation U.S. Dollar Hedged Fund, L.P.
group: Gmo
Executive Officer, Director
Director and President and Chief Executive Officer of Issuer's General Partner
Jan 23, 2017DIndefinite
similar: $155,000–$5,250,000
$3,700,0002
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗ADVISORY RESEARCH SMALL CAP VALUE FUND LP
group: Advisory Research
Executive Officer, Director
Director and President and Chief Executive Officer of Issuer's General Partner
Jan 13, 2017D/AIndefinite
similar: $155,000–$5,250,000
$99,450,006108
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗ADVISORY RESEARCH INTERNATONAL VALUE FUND LP
group: Advisory Research
Executive Officer, Director
Director and President and Chief Executive Officer of Issuer's General Partner
Jan 9, 2017D/AIndefinite
similar: $155,000–$5,250,000
$187,586,033175
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗ADVISORY RESEARCH SMALL MID CAP VALUE EQUITY FUND II LP
group: Advisory Research
Executive Officer, Director
Director and President and Chief Executive Officer of Issuer's General Partner
Jan 9, 2017D/AIndefinite
similar: $155,000–$5,250,000
$242,561,300201
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗Advisory Research All Cap Value Fund LP
group: Advisory Research
Executive Officer, Director
Director and President and Chief Executive Officer of Issuer's General Partner
Jan 9, 2017D/AIndefinite
similar: $155,000–$5,250,000
$25,314,91650
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗ADVISORY RESEARCH SMALL CAP VALUE FUND II LP
group: Advisory Research
Executive Officer, Director
Director and President and Chief Executive Officer of Issuer's General Partner
Jan 9, 2017D/AIndefinite
similar: $155,000–$5,250,000
$179,290,093102
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗ADVISORY RESEARCH MICROCAP VALUE FUND LP
group: Advisory Research
Executive Officer, Director
Director and President and Chief Executive Officer of Issuer's General Partner
Jan 9, 2017D/AIndefinite
similar: $155,000–$5,250,000
$156,636,225187
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗S&P 500 INDEX EQUALLY WEIGHTED FUND L P
group: Port
Executive Officer, Director
Director and President and Chief Executive Officer of Issuer's General Partner
Jan 9, 2017D/AIndefinite
similar: $155,000–$5,250,000
$81,752,71784
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗ADVISORY RESEARCH SMALL/MIDCAP VALUE EQUITY FUND L P
group: Advisory Research
Executive Officer, Director
Director and President and Chief Executive Officer of Issuer's General Partner
Jan 9, 2017D/AIndefinite
similar: $155,000–$5,250,000
$107,160,762112
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗PDCP 1740 Fund, LPExecutive Officer, Director, Promoter
Director, President and CEO of Issuer's General Partner
Sep 14, 2016D/AIndefinite
similar: $155,000–$5,250,000
$155,160,4181
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Advisory Research Global Small Cap Fund, L.P.
group: Advisory Research
Executive Officer, Director, Promoter
Director, President and CEO of Issuer's General Partner
Jul 29, 2016D/AIndefinite
similar: $155,000–$5,250,000
$8,805,00010
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗Advisory Research Opportunities Fund, L.P.
group: Advisory Research
Executive Officer, Director, Promoter
Director and President and Chief Executive Officer of Issuer's General Partner
Apr 22, 2016D/AIndefinite
similar: $155,000–$5,250,000
$28,713,45240
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗ADVISORY RESEARCH ENERGY FUND LP
group: Advisory Research
Executive Officer, Director
Director and President and Chief Executive Officer of Issuer's General Partner
Feb 22, 2016D/AIndefinite
similar: $155,000–$5,250,000
$239,515,158116
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗ADVISORY RESEARCH SMALL MID CAP VALUE EQUITY FUND II LP
group: Advisory Research
Executive Officer, Director
Director and President and Chief Executive Officer of Issuer's General Partner
Jan 8, 2016D/AIndefinite
similar: $155,000–$5,250,000
$242,261,300201
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗ADVISORY RESEARCH SMALL/MIDCAP VALUE EQUITY FUND L P
group: Advisory Research
Executive Officer, Director
Director and President and Chief Executive Officer of Issuer's General Partner
Jan 8, 2016D/AIndefinite
similar: $155,000–$5,250,000
$107,160,762112
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗S&P 500 INDEX EQUALLY WEIGHTED FUND L P
group: Port
Executive Officer, Director
Director and President and Chief Executive Officer of Issuer's General Partner
Jan 8, 2016D/AIndefinite
similar: $155,000–$5,250,000
$81,752,71784
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗ADVISORY RESEARCH SMALL CAP VALUE FUND II LP
group: Advisory Research
Executive Officer, Director
Director and President and Chief Executive Officer of Issuer's General Partner
Jan 8, 2016D/AIndefinite
similar: $155,000–$5,250,000
$179,290,093102
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗ADVISORY RESEARCH SMALL CAP VALUE FUND LP
group: Advisory Research
Executive Officer, Director
Director and President and Chief Executive Officer of Issuer's General Partner
Jan 8, 2016D/AIndefinite
similar: $155,000–$5,250,000
$99,450,006108
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗ADVISORY RESEARCH MICROCAP VALUE FUND LP
group: Advisory Research
Executive Officer, Director
Director and President and Chief Executive Officer of Issuer's General Partner
Jan 8, 2016D/AIndefinite
similar: $155,000–$5,250,000
$156,636,225187
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗ADVISORY RESEARCH INTERNATONAL VALUE FUND LP
group: Advisory Research
Executive Officer, Director
Director and President and Chief Executive Officer of Issuer's General Partner
Jan 8, 2016D/AIndefinite
similar: $155,000–$5,250,000
$187,061,033172
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗Advisory Research All Cap Value Fund LP
group: Advisory Research
Executive Officer, Director
Director and President and Chief Executive Officer of Issuer's General Partner
Jan 8, 2016D/AIndefinite
similar: $155,000–$5,250,000
$25,314,91650
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗PIPER JAFFRAY COMPANIES
group: Advisory Research
Executive OfficerNov 24, 2015D$47,911,000
similar: $2,144,500–$20,220,000
$47,911,0001
similar: 2–24
No minimum reported
similar: $10,000–$100,000
EDGAR ↗PDCP 1740 Fund, LPExecutive Officer, Director, Promoter
Director, President and CEO of Issuer's General Partner
Sep 14, 2015DIndefinite
similar: $155,000–$5,250,000
$120,160,4181
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Advisory Research Global Small Cap Fund, L.P.
group: Advisory Research
Executive Officer, Director, Promoter
Director, President and CEO of Issuer's General Partner
Jul 29, 2015D/AIndefinite
similar: $155,000–$5,250,000
$400,0009
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗Advisory Research Opportunities Fund, L.P.
group: Advisory Research
Executive Officer, Director, Promoter
Director and President and Chief Executive Officer of Issuer's General Partner
Apr 24, 2015D/AIndefinite
similar: $155,000–$5,250,000
$26,762,01737
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗ADVISORY RESEARCH ENERGY FUND LP
group: Advisory Research
Executive Officer, Director
Director and President and Chief Executive Officer of Issuer's General Partner
Jan 29, 2015D/AIndefinite
similar: $155,000–$5,250,000
$238,741,756115
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗ADVISORY RESEARCH SMALL MID CAP VALUE EQUITY FUND II LP
group: Advisory Research
Executive Officer, Director
Director and President and Chief Executive Officer of Issuer's General Partner
Jan 12, 2015D/AIndefinite
similar: $155,000–$5,250,000
$242,261,300201
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗ADVISORY RESEARCH INTERNATONAL VALUE FUND LP
group: Advisory Research
Executive Officer, Director
Director and President and Chief Executive Officer of Issuer's General Partner
Jan 9, 2015D/AIndefinite
similar: $155,000–$5,250,000
$186,761,033170
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗Advisory Research All Cap Value Fund LP
group: Advisory Research
Executive Officer, Director
Director and President and Chief Executive Officer of Issuer's General Partner
Jan 9, 2015D/AIndefinite
similar: $155,000–$5,250,000
$25,314,91650
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗ADVISORY RESEARCH SMALL/MIDCAP VALUE EQUITY FUND L P
group: Advisory Research
Executive Officer, Director
Director and President and Chief Executive Officer of Issuer's General Partner
Jan 9, 2015D/AIndefinite
similar: $155,000–$5,250,000
$107,035,762111
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗ADVISORY RESEARCH SMALL CAP VALUE FUND II LP
group: Advisory Research
Executive Officer, Director
Director and President and Chief Executive Officer of Issuer's General Partner
Jan 9, 2015D/AIndefinite
similar: $155,000–$5,250,000
$179,290,093102
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗ADVISORY RESEARCH SMALL CAP VALUE FUND LP
group: Advisory Research
Executive Officer, Director
Director and President and Chief Executive Officer of Issuer's General Partner
Jan 9, 2015D/AIndefinite
similar: $155,000–$5,250,000
$99,630,006108
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗S&P 500 INDEX EQUALLY WEIGHTED FUND L P
group: Port
Executive Officer, Director
Director and President and Chief Executive Officer of Issuer's General Partner
Jan 9, 2015D/AIndefinite
similar: $155,000–$5,250,000
$80,962,71784
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗ADVISORY RESEARCH MICROCAP VALUE FUND LP
group: Advisory Research
Executive Officer, Director
Director and President and Chief Executive Officer of Issuer's General Partner
Jan 9, 2015D/AIndefinite
similar: $155,000–$5,250,000
$156,636,225187
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗ADVISORY RESEARCH INTERNATONAL VALUE FUND LP
group: Advisory Research
Executive Officer, Director
Director and President and Chief Executive Officer of Issuer's General Partner
Jan 9, 2015D/AIndefinite
similar: $155,000–$5,250,000
$186,761,033170
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗Advisory Research All Cap Value Fund LP
group: Advisory Research
Executive Officer, Director
Director and President and Chief Executive Officer of Issuer's General Partner
Jan 9, 2015D/AIndefinite
similar: $155,000–$5,250,000
$25,314,91650
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗Advisory Research Global Small Cap Fund, L.P.
group: Advisory Research
Executive Officer, Director, Promoter
Director, President and CEO of Issuer's General Partner
Jul 29, 2014D/AIndefinite
similar: $155,000–$5,250,000
$400,0009
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗PIPER JAFFRAY COMPANIES
group: Advisory Research
Executive OfficerJun 11, 2014D$50,000,000
similar: $2,144,500–$20,220,000
$01
similar: 2–24
$50,000,000
similar: $10,000–$100,000
EDGAR ↗Advisory Research Opportunities Fund, L.P.
group: Advisory Research
Executive Officer, Director, Promoter
Director and President and Chief Executive Officer of Issuer's General Partner
Apr 24, 2014D/AIndefinite
similar: $155,000–$5,250,000
$21,762,01733
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Advisory Research Opportunities Fund, L.P.
group: Advisory Research
Executive Officer
President and Chief Executive Officer of Issuer's General Partner
Apr 22, 2014D/AIndefinite
similar: $155,000–$5,250,000
$21,762,01733
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗ADVISORY RESEARCH SMALL MID CAP VALUE EQUITY FUND II LP
group: Advisory Research
Executive Officer
President and Chief Executive Officer of Issuer's General Partner
Jan 24, 2014D/AIndefinite
similar: $155,000–$5,250,000
$241,536,300200
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗ADVISORY RESEARCH SMALL/MIDCAP VALUE EQUITY FUND L P
group: Advisory Research
Executive Officer
Chief Executive Officer and President of Issuer's General Partner
Jan 24, 2014D/AIndefinite
similar: $155,000–$5,250,000
$107,035,762112
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗ADVISORY RESEARCH SMALL CAP VALUE FUND II LP
group: Advisory Research
Executive Officer
Chief Executive Officer and President of Issuer's General Partner
Jan 24, 2014D/AIndefinite
similar: $155,000–$5,250,000
$178,690,093103
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗ADVISORY RESEARCH SMALL CAP VALUE FUND LP
group: Advisory Research
Executive Officer
President and Chief Executive Officer of Issuer's General Partner
Jan 24, 2014D/AIndefinite
similar: $155,000–$5,250,000
$99,434,473107
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗S&P 500 INDEX EQUALLY WEIGHTED FUND L P
group: Port
Executive Officer
Chief Executive Officer and President of Issuer's General Partner
Jan 23, 2014D/AIndefinite
similar: $155,000–$5,250,000
$77,092,71779
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗ADVISORY RESEARCH MICROCAP VALUE FUND LP
group: Advisory Research
Executive Officer
Chief Executive Officer and President of Issuer's General Partner
Jan 23, 2014D/AIndefinite
similar: $155,000–$5,250,000
$156,636,225186
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗ADVISORY RESEARCH INTERNATONAL VALUE FUND LP
group: Advisory Research
Executive Officer
Chief Executive Officer and President of Issuer's General Partner
Jan 23, 2014D/AIndefinite
similar: $155,000–$5,250,000
$186,264,033168
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗ADVISORY RESEARCH ENERGY FUND LP
group: Advisory Research
Executive Officer
President and Chief Executive Officer of Issuer's General Partner
Jan 23, 2014D/AIndefinite
similar: $155,000–$5,250,000
$200,863,550113
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗Advisory Research All Cap Value Fund LP
group: Advisory Research
Executive Officer
CEO and Secretary of Issuer's General Partner
Jan 22, 2014D/AIndefinite
similar: $155,000–$5,250,000
$25,314,91650
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗Advisory Research Global Small Cap Fund, L.P.
group: Advisory Research
Executive Officer
President and Secretary of Issuer's General Partner
Jul 9, 2013D/AIndefinite$400,0009$500,000
EDGAR ↗Advisory Research Opportunities Fund, L.P.
group: Advisory Research
Executive Officer
President and Secretary of Issuer's General Partner
May 10, 2013D/AIndefinite$15,029,03318$1,000,000
EDGAR ↗ADVISORY RESEARCH SMALL MID CAP VALUE EQUITY FUND II LP
group: Advisory Research
Executive Officer
President and Secretary of Issuer's General Partner
Jan 24, 2013D/AIndefinite$240,103,500199$500,000
EDGAR ↗ADVISORY RESEARCH SMALL/MIDCAP VALUE EQUITY FUND L P
group: Advisory Research
Executive Officer
President and Secretary of Issuer's General Partner
Jan 24, 2013D/AIndefinite$97,361,973107$500,000
EDGAR ↗ADVISORY RESEARCH SMALL CAP VALUE FUND II LP
group: Advisory Research
Executive Officer
President and Secretary of Issuer's General Partner
Jan 24, 2013D/AIndefinite$175,390,093102$500,000
EDGAR ↗ADVISORY RESEARCH SMALL CAP VALUE FUND LP
group: Advisory Research
Executive Officer
President and Secretary of Issuer's General Partner
Jan 24, 2013D/AIndefinite$98,080,139106$500,000
EDGAR ↗S&P 500 INDEX EQUALLY WEIGHTED FUND L P
group: Port
Executive Officer
President and Secretary of Issuer's General Partner
Jan 23, 2013D/AIndefinite$67,527,50072$500,000
EDGAR ↗ADVISORY RESEARCH MICROCAP VALUE FUND LP
group: Advisory Research
Executive Officer
President and Secretary of Issuer's General Partner
Jan 23, 2013D/AIndefinite$156,574,213186$500,000
EDGAR ↗ADVISORY RESEARCH ENERGY FUND LP
group: Advisory Research
Executive Officer
President and Secretary of Issuer's General Partner
Jan 23, 2013D/AIndefinite$198,550,071112$500,000
EDGAR ↗Advisory Research All Cap Value Fund LP
group: Advisory Research
Executive Officer
President and Secretary of Issuer's General Partner
Jan 22, 2013D/AIndefinite$25,314,91650$500,000
EDGAR ↗ADVISORY RESEARCH INTERNATONAL VALUE FUND LP
group: Advisory Research
Executive Officer
President and Secretary of Issuer's General Partner
Jan 22, 2013D/AIndefinite$182,374,033166$500,000
EDGAR ↗Advisory Research All Cap Value Fund LP
group: Advisory Research
Director
President and Secretary of Issuer's General Partner
Jan 22, 2013D/AIndefinite$25,314,91650$500,000
EDGAR ↗Advisory Research Small Cap Value Opportunity Fund, L.P.
group: Advisory Research
Executive Officer, Director
Executive Officer and Managing Director of Issuer's General Partner
Jul 10, 2012D/AIndefinite$1,250,0004$500,000
EDGAR ↗Advisory Research Global Small Cap Fund, L.P.
group: Advisory Research
Executive Officer, Director
Executive Officer and Managing Director of Issuer's General Partner
Jul 10, 2012D/AIndefinite$400,0009$500,000
EDGAR ↗Advisory Research Opportunities Fund, L.P.
group: Advisory Research
Executive Officer, Director
Executive Officer and Director of Issuer's General Partner
May 14, 2012DIndefinite$1,750,0002$1,000,000
EDGAR ↗Advisory Research Value Income Fund II L P
group: Advisory Research
Director
Managing Director of Issuer's General Partner
Jan 25, 2012D/AIndefinite$51,447,50439$500,000
EDGAR ↗Advisory Research Value Income Fund L P
group: Advisory Research
Director
Managing Director of Issuer's General Partner
Jan 25, 2012D/AIndefinite$208,136,579159$500,000
EDGAR ↗ADVISORY RESEARCH SMALL MID CAP VALUE EQUITY FUND II LP
group: Advisory Research
Director
Managing Director of Issuer's General Partner
Jan 25, 2012D/AIndefinite$240,103,500199$500,000
EDGAR ↗ADVISORY RESEARCH SMALL/MIDCAP VALUE EQUITY FUND L P
group: Advisory Research
Director
Managing Director of Issuer's General Partner
Jan 25, 2012D/AIndefinite$97,046,973106$500,000
EDGAR ↗ADVISORY RESEARCH SMALL CAP VALUE FUND II LP
group: Advisory Research
Director
Managing Director of Issuer's General Partner
Jan 24, 2012D/AIndefinite$168,540,804100$500,000
EDGAR ↗ADVISORY RESEARCH SMALL CAP VALUE FUND LP
group: Advisory Research
Director
Managing Director of Issuer's General Partner
Jan 24, 2012D/AIndefinite$98,080,139106$500,000
EDGAR ↗S&P 500 INDEX EQUALLY WEIGHTED FUND L P
group: Port
Director
Managing Director of Issuer's General Partner
Jan 24, 2012D/AIndefinite$65,907,50071$500,000
EDGAR ↗ADVISORY RESEARCH MICROCAP VALUE FUND LP
group: Advisory Research
Director
Managing Director of Issuer's General Partner
Jan 24, 2012D/AIndefinite$156,124,213186$500,000
EDGAR ↗ADVISORY RESEARCH INTERNATONAL VALUE FUND LP
group: Advisory Research
Director
Managing Director of Issuer's General Partner
Jan 23, 2012D/AIndefinite$178,608,744164$500,000
EDGAR ↗ADVISORY RESEARCH ENERGY FUND LP
group: Advisory Research
Director
Managing Director of Issuer's General Partner
Jan 23, 2012D/AIndefinite$174,550,571105$500,000
EDGAR ↗Advisory Research All Cap Value Fund LP
group: Advisory Research
Director
Managing Director of Issuer's General Partner
Jan 23, 2012D/AIndefinite$25,214,91648$500,000
EDGAR ↗Advisory Research Small Cap Value Opportunity Fund, L.P.
group: Advisory Research
Executive Officer, Director
Executive Officer and Managing Director of Issuer's General Partner
Jul 13, 2011DIndefinite$750,0009$500,000
EDGAR ↗Advisory Research Global Small Cap Fund, L.P.
group: Advisory Research
Executive Officer, Director
Executive Officer and Managing Director of Issuer's General Partner
Jul 11, 2011D/AIndefinite$400,0009$500,000
EDGAR ↗Advisory Research Value Income Fund II L P
group: Advisory Research
Director
Managing Director of Issuer's General Partner
Feb 4, 2011D/AIndefinite$50,947,50439$500,000
EDGAR ↗Advisory Research Value Income Fund L P
group: Advisory Research
Director
Managing Director of Issuer's General Partner
Feb 4, 2011D/AIndefinite$206,051,579157$500,000
EDGAR ↗ADVISORY RESEARCH SMALL MID CAP VALUE EQUITY FUND II LP
group: Advisory Research
Director
Managing Director of Issuer's General Partner
Jan 31, 2011D/AIndefinite$229,003,500197$500,000
EDGAR ↗ADVISORY RESEARCH SMALL/MIDCAP VALUE EQUITY FUND L P
group: Advisory Research
Director
Managing Director of Issuer's General Partner
Jan 31, 2011D/AIndefinite$94,046,973104$500,000
EDGAR ↗ADVISORY RESEARCH SMALL CAP VALUE FUND II LP
group: Advisory Research
Director
Managing Director of Issuer's General Partner
Jan 28, 2011D/AIndefinite$161,574,93096$500,000
EDGAR ↗ADVISORY RESEARCH SMALL CAP VALUE FUND LP
group: Advisory Research
Director
Managing Director of Issuer's General Partner
Jan 28, 2011D/AIndefinite$97,680,139106$500,000
EDGAR ↗S&P 500 INDEX EQUALLY WEIGHTED FUND L P
group: Port
Director
Managing Director of Issuer's General Partner
Jan 28, 2011D/AIndefinite$65,667,50071$500,000
EDGAR ↗ADVISORY RESEARCH MICROCAP VALUE FUND LP
group: Advisory Research
Director
Managing Director of Issuer's General Partner
Jan 26, 2011D/AIndefinite$154,710,213185$500,000
EDGAR ↗ADVISORY RESEARCH INTERNATONAL VALUE FUND LP
group: Advisory Research
Director
Managing Director of Issuer's General Partner
Jan 26, 2011D/AIndefinite$175,254,157162$500,000
EDGAR ↗ADVISORY RESEARCH ENERGY FUND LP
group: Advisory Research
Director
Managing Director of Issuer's General Partner
Jan 26, 2011D/AIndefinite$165,750,23599$500,000
EDGAR ↗Advisory Research All Cap Value Fund LP
group: Advisory Research
Director
Managing Director of Issuer's General Partner
Jan 26, 2011D/AIndefinite$25,214,91648$500,000
EDGAR ↗Piper Jaffray Municipal Opportunities Fund, L.P.
group: Advisory Research
Executive Officer, Director
Executive Officer and Director of Issuer's General Partner
Jan 5, 2011DIndefinite$1,250,0002$2,000,000
EDGAR ↗Advisory Research Global Small Cap Fund, L.P.
group: Advisory Research
Executive Officer, Director
Executive Officer and Managing Director of Issuer's General Partner
Jul 12, 2010DIndefinite$375,0008$500,000
EDGAR ↗Advisory Research Value Income Fund L P
group: Advisory Research
Director
Managing Director of Issuer's General Partner
Feb 11, 2010D/AIndefinite$172,849,600147$500,000
EDGAR ↗Advisory Research Value Income Fund II L P
group: Advisory Research
Director
Managing Director of Issuer's General Partner
Feb 11, 2010D/AIndefinite$50,597,50439$500,000
EDGAR ↗ADVISORY RESEARCH SMALL MID CAP VALUE EQUITY FUND II LP
group: Advisory Research
Director
Managing Director of Issuer's General Partner
Feb 11, 2010D/AIndefinite$228,852,474197$500,000
EDGAR ↗ADVISORY RESEARCH SMALL/MIDCAP VALUE EQUITY FUND L P
group: Advisory Research
Director
Managing Director of Issuer's General Partner
Feb 11, 2010D/AIndefinite$92,527,447101$500,000
EDGAR ↗ADVISORY RESEARCH SMALL CAP VALUE FUND II LP
group: Advisory Research
Director
Managing Director of Issuer's General Partner
Feb 11, 2010D/AIndefinite$159,974,93095$500,000
EDGAR ↗ADVISORY RESEARCH SMALL CAP VALUE FUND LP
group: Advisory Research
Director
Managing Director of Issuer's General Partner
Feb 11, 2010D/AIndefinite$97,380,139106$500,000
EDGAR ↗S&P 500 INDEX EQUALLY WEIGHTED FUND L P
group: Port
Director
Managing Director of Issuer's General Partner
Feb 11, 2010D/AIndefinite$62,286,91962$500,000
EDGAR ↗ADVISORY RESEARCH MICROCAP VALUE FUND LP
group: Advisory Research
Director
Managing Director of Issuer's General Partner
Feb 11, 2010D/AIndefinite$153,462,818180$500,000
EDGAR ↗ADVISORY RESEARCH LARGE CAP EQUITY FUND LP
group: Advisory Research
Director
Managing Director of Issuer's General Partner
Feb 11, 2010D/AIndefinite$23,236,95271$500,000
EDGAR ↗ADVISORY RESEARCH INTERNATONAL VALUE FUND LP
group: Advisory Research
Director
Managing Director of Issuer's General Partner
Feb 10, 2010D/AIndefinite$173,213,642159$500,000
EDGAR ↗Advisory Research Global ALL Cap Fund L P
group: Advisory Research
Director
Managing Director of Issuer's General Partner
Feb 10, 2010D/AIndefinite$8,513,26320$500,000
EDGAR ↗ADVISORY RESEARCH ENERGY FUND LP
group: Advisory Research
Director
Managing Director of Issuer's General Partner
Feb 10, 2010D/AIndefinite$164,493,23593$500,000
EDGAR ↗Advisory Research All Cap Value Fund LP
group: Advisory Research
Director
Managing Director of Issuer's General Partner
Feb 10, 2010D/AIndefinite$25,214,91648$500,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 32 names on the same filings (0 management entities, 32 people)

People and management entities the issuers listed as related persons on the same Form D filings as Christopher Crawshaw. Source: the EDGAR rows in the table above.

  • Thomas Smith — 90 shared filings (17 issuers) · role as listed: Director · also listed on 1 other issuer
  • Brien O'Brien — 64 shared filings (17 issuers) · roles as listed: Executive Officer, Promoter, Director · also listed on 6 other issuers
  • Susan Steiner — 56 shared filings (12 issuers) · role as listed: Executive Officer · also listed on 2 other issuers
  • Heather Calby — 55 shared filings (16 issuers) · role as listed: Executive Officer
  • Laura Moret — 48 shared filings (13 issuers) · role as listed: Executive Officer · also listed on 2 other issuers
  • David B. Heller — 38 shared filings (16 issuers) · role as listed: Executive Officer · also listed on 4 other issuers
  • Cari Ann Hopfensperger — 38 shared filings (16 issuers) · role as listed: Executive Officer
  • John Gallop — 24 shared filings (14 issuers) · role as listed: Director · also listed on 9 other issuers
  • Timothy L. Carter — 17 shared filings (10 issuers) · role as listed: Executive Officer · also listed on 4 other issuers
  • Debbra Schoneman — 12 shared filings (10 issuers) · role as listed: Executive Officer · also listed on 5 other issuers
  • Tim Carter — 11 shared filings (9 issuers) · role as listed: Executive Officer
  • Steiner Susan — 5 shared filings (1 issuer) · role as listed: Executive Officer
  • Cari Ann Hoffensperger — 3 shared filings (1 issuer) · role as listed: Executive Officer
  • B. Kristine Johnson — 2 shared filings (1 issuer) · role as listed: Director · also listed on 4 other issuers
  • Lisa K. Polsky — 2 shared filings (1 issuer) · role as listed: Director
  • Michele Volpi — 2 shared filings (1 issuer) · role as listed: Director
  • Addison L. Piper — 2 shared filings (1 issuer) · role as listed: Director
  • Andrew S. Duff — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • John W. Geelan — 2 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 3 other issuers
  • Philip E. Soran — 2 shared filings (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • Chad R. Abraham — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Jeffrey P. Klinefelter — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Scott C. Taylor — 2 shared filings (1 issuer) · role as listed: Director
  • William R. Fitzgerald — 2 shared filings (1 issuer) · role as listed: Director
  • R. Scott LaRue — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • M. Brad Winges — 1 shared filing (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer
  • Frank E. Fairman — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Cari Ann Hpofensperger — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • John Gallo — 1 shared filing (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Martin Bradley Winges — 1 shared filing (1 issuer) · role as listed: Executive Officer · also listed on 3 other issuers
  • Francis E. Fairman — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Timothy J. Carter — 1 shared filing (1 issuer) · role as listed: Executive Officer

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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