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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:24 AM ET

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Chris Thompson

Named as an officer, director or promoter on SEC Form D filings · CO · May 26, 2009 → May 26, 2009

1deal (issuers)
$3.15Mreported sold
16investors
1Form D filing
2009year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Chris Thompson is listed as a director on 1 SEC Form D filing by 1 issuer in May 2009: WATER CO LLC (Pueblo, CO — industry reported as "Other" — 2009; $3.15M reported sold to 16 investors).

What this means One deal on file with the SEC, filed May 2009. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside B. Krongard (1 shared filing, management entity), Catherine Stevens (1 shared filing), Charles D. Ellis (1 shared filing), Donald R. Keough (1 shared filing), Eli S. Jacobs (1 shared filing) and 6 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Chris. Each name links to their own page.

The issuer belongs to the sponsor group Water (2 issuers, $0 reported sold, 2009–2012).

What this means A sponsor group is one team that sets up a new company for each deal. Water has 2 companies on file and $0 reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 45 bankruptcy cases matching the name listed in Key records below.

What this means 46 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Chris Thompson and found 3 differences: Chris Thompson appears on 1 deal that stopped filing before reaching its target; No amendment in the last 12 months on an offering that may still be open; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Chris Thompson has not run yet — it is joining a line of 53,536 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

Chris L. Thompson v. Master Financial Inc dismissed
District Court, C.D. California · No. 5:09-cv-00157 · Filed Jan 22, 2009 · Closed Mar 12, 2009 · Nature of suit: Other Statutory Actions · Cause: 28:1441 Notice of Removal
Role of Chris L. Thompson: Plaintiff · Outcome: Terminated 2009-03-12 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Chris Thompson..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

45 cases: 45 closed (disposition not in docket feed)

Chris K Thompson and Gail L Thompson closed
United States Bankruptcy Court, D. Utah · No. 24-24316 · Filed Aug 27, 2024 · Closed Dec 3, 2024
Role of Chris K Thompson and Gail L Thompson: Debtor · Outcome: Case closed 2024-12-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in UT (not a filing state)
Chris A Thompson closed
United States Bankruptcy Court, E.D. Virginia · No. 22-71235 · Filed Jul 25, 2022 · Closed Nov 14, 2022
Role of Chris A Thompson: Debtor · Outcome: Case closed 2022-11-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in VA (not a filing state)
Chris T Thompson closed
United States Bankruptcy Court, W.D. Washington · No. 20-12394 · Filed Sep 17, 2020 · Closed Mar 7, 2023
Role of Chris T Thompson: Debtor · Outcome: Case closed 2023-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in WA (not a filing state)
Chris L Thompson and Heather N Thompson closed
United States Bankruptcy Court, N.D. Indiana · No. 19-12176 · Filed Nov 20, 2019 · Closed Mar 16, 2021
Role of Chris L Thompson and Heather N Thompson: Debtor · Outcome: Case closed 2021-03-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in IN (not a filing state)
Chris Thompson closed
United States Bankruptcy Court, S.D. Indiana · No. 67-RLM-13 · Filed Jul 25, 2018 · Closed Jun 22, 2019
Role of Chris Thompson: Debtor · Outcome: Case closed 2019-06-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in IN (not a filing state)
Chris Thompson closed
United States Bankruptcy Court, E.D. Arkansas · No. 4:14-bk-16565 · Filed Dec 11, 2014 · Closed Aug 27, 2015
Role of Chris Thompson: Debtor · Outcome: Case closed 2015-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in AR (not a filing state)
Chris Thompson, Sr and Teneta Leneen Thompson closed
United States Bankruptcy Court, N.D. Georgia · No. 11-58486 · Filed Mar 21, 2011 · Closed Jul 6, 2011
Role of Chris Thompson, Sr: Debtor · Outcome: Case closed 2011-07-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in GA (not a filing state)
Chris E. Thompson and Dena Z. Thompson closed
United States Bankruptcy Court, S.D. Ohio · No. 2:11-bk-52602 · Filed Mar 16, 2011 · Closed May 25, 2017
Role of Chris E. Thompson and Dena Z. Thompson: Debtor · Outcome: Case closed 2017-05-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
Chris Thompson and Lisa Ann Thompson closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 10-19774 · Filed Nov 10, 2010 · Closed Mar 7, 2011
Role of Chris Thompson and Lisa Ann Thompson: Debtor · Outcome: Case closed 2011-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)
Chris A. Thompson closed
United States Bankruptcy Court, N.D. New York · No. 10-10763 · Filed Mar 4, 2010 · Closed Sep 16, 2010
Role of Chris A. Thompson: Debtor · Outcome: Case closed 2010-09-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)
Chris Thompson and Camie Thompson closed
United States Bankruptcy Court, D. Minnesota · No. 09-42176 · Filed Apr 13, 2009 · Closed Jul 14, 2011
Role of Chris Thompson and Camie Thompson: Debtor · Outcome: Case closed 2011-07-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in MN (not a filing state)
Chris J. Thompson and Jill Lynn Thompson closed
United States Bankruptcy Court, W.D. Tennessee · No. 09-11159 · Filed Mar 18, 2009 · Closed Sep 22, 2009
Role of Chris J. Thompson and Jill Lynn Thompson: Debtor · Outcome: Case closed 2009-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in TN (not a filing state)
Chris M. Thompson and Amy Thompson closed
United States Bankruptcy Court, N.D. California · No. 09-50629 · Filed Jan 30, 2009 · Closed May 16, 2012
Role of Chris M. Thompson and Amy Thompson: Debtor · Outcome: Case closed 2012-05-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
Chris Thompson closed
United States Bankruptcy Court, N.D. Alabama · No. 09-70215 · Filed Jan 29, 2009 · Closed Oct 22, 2012
Role of Chris Thompson: Debtor · Outcome: Case closed 2012-10-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in AL (not a filing state)
Chris A. Thompson closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 08-15883 · Filed Sep 11, 2008 · Closed Jun 8, 2011
Role of Chris A. Thompson: Debtor · Outcome: Case closed 2011-06-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)
Chris Thompson closed
United States Bankruptcy Court, C.D. California · No. 2:08-bk-24748 · Filed Sep 11, 2008 · Closed Sep 28, 2009
Role of Chris Thompson: Debtor · Outcome: Case closed 2009-09-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
Chris Thompson closed
United States Bankruptcy Court, E.D. North Carolina · No. 08-05804 · Filed Aug 27, 2008 · Closed Jul 27, 2009
Role of Chris Thompson: Debtor · Outcome: Case closed 2009-07-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in NC (not a filing state)
Chris L. Thompson closed
United States Bankruptcy Court, D. Connecticut · No. 08-32407 · Filed Jul 25, 2008 · Closed Nov 4, 2008
Role of Chris L. Thompson: Debtor · Outcome: Case closed 2008-11-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in CT (not a filing state)
Chris Thompson closed
United States Bankruptcy Court, E.D. Kentucky · No. 07-52244 · Filed Nov 16, 2007 · Closed Feb 22, 2008
Role of Chris Thompson: Debtor · Outcome: Case closed 2008-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in KY (not a filing state)
Chris A. Thompson and Amy J. Thompson closed
United States Bankruptcy Court, S.D. Ohio · No. 2:05-bk-72906 · Filed Oct 12, 2005 · Closed Dec 7, 2009
Role of Chris A. Thompson and Amy J. Thompson: Debtor · Outcome: Case closed 2009-12-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
Chris Thompson closed
United States Bankruptcy Court, N.D. Alabama · No. 05-72800 · Filed Sep 9, 2005 · Closed Aug 4, 2009
Role of Chris Thompson: Debtor · Outcome: Case closed 2009-08-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in AL (not a filing state)
Chris Thompson closed
United States Bankruptcy Court, N.D. Illinois · No. 05-32927 · Filed Aug 19, 2005 · Closed Dec 2, 2005
Role of Chris Thompson: Debtor · Outcome: Case closed 2005-12-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
Chris Thompson closed
United States Bankruptcy Court, N.D. California · No. 05-40469 · Filed Feb 3, 2005 · Closed May 27, 2005
Role of Chris Thompson: Debtor · Outcome: Case closed 2005-05-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
Chris L Thompson closed
United States Bankruptcy Court, N.D. Ohio · No. 04-39620 · Filed Nov 17, 2004 · Closed Mar 25, 2005
Role of Chris L Thompson: Debtor · Outcome: Case closed 2005-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
Chris M. Thompson and Amy Thompson closed
United States Bankruptcy Court, N.D. California · No. 04-52608 · Filed Apr 23, 2004 · Closed Mar 23, 2007
Role of Chris M. Thompson and Amy Thompson: Debtor · Outcome: Case closed 2007-03-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
Chris A Thompson closed
United States Bankruptcy Court, D. Kansas · No. 04-10795 · Filed Feb 25, 2004 · Closed Aug 9, 2004
Role of Chris A Thompson: Debtor · Outcome: Case closed 2004-08-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in KS (not a filing state)
Chris G. Thompson and Dawn M. Thompson closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 03-35257 · Filed Dec 5, 2003 · Closed Oct 9, 2009
Role of Chris G. Thompson and Dawn M. Thompson: Debtor · Outcome: Case closed 2009-10-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)
Chris K. Thompson and Gail L. Thompson closed
United States Bankruptcy Court, S.D. California · No. 03-06240 · Filed Jul 1, 2003 · Closed Oct 7, 2003
Role of Chris K. Thompson and Gail L. Thompson: Debtor · Outcome: Case closed 2003-10-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
Chris L. Thompson and Amy F. Thompson closed
United States Bankruptcy Court, E.D. Virginia · No. 03-34611 · Filed May 9, 2003 · Closed Sep 2, 2003
Role of Chris L. Thompson and Amy F. Thompson: Debtor · Outcome: Case closed 2003-09-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in VA (not a filing state)
Chris Thompson closed
United States Bankruptcy Court, W.D. New York · No. 1-03-11073 · Filed Feb 19, 2003 · Closed Jun 11, 2003
Role of Chris Thompson: Debtor · Outcome: Case closed 2003-06-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)
Charles Leon Thompson and Chris M. Thompson closed
United States Bankruptcy Court, S.D. Georgia · No. 02-60633 · Filed Jun 24, 2002 · Closed Oct 29, 2002
Role of Chris M. Thompson: Debtor · Outcome: Case closed 2002-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in GA (not a filing state)
Chris Thompson and Teneta L. Thompson closed
United States Bankruptcy Court, E.D. Virginia · No. 02-65316 · Filed Jun 20, 2002 · Closed Oct 7, 2002
Role of Chris Thompson and Teneta L. Thompson: Debtor · Outcome: Case closed 2002-10-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in VA (not a filing state)
Chris Thompson closed
United States Bankruptcy Court, W.D. Arkansas · No. 6:01-bk-61051 · Filed Sep 7, 2001 · Closed Jan 31, 2002
Role of Chris Thompson: Debtor · Outcome: Case closed 2002-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in AR (not a filing state)
Chris A. Thompson closed
United States Bankruptcy Court, N.D. New York · No. 01-10940 · Filed Feb 21, 2001 · Closed Jun 13, 2001
Role of Chris A. Thompson: Debtor · Outcome: Case closed 2001-06-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)
Chris Thompson and Donna Thompson closed
United States Bankruptcy Court, W.D. Arkansas · No. 6:00-bk-60654 · Filed Jul 17, 2000 · Closed Sep 26, 2001
Role of Chris Thompson and Donna Thompson: Debtor · Outcome: Case closed 2001-09-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in AR (not a filing state)
Chris Thompson closed
United States Bankruptcy Court, N.D. Georgia · No. 99-21809 · Filed Sep 14, 1999 · Closed Dec 19, 2002
Role of Chris Thompson: Debtor · Outcome: Case closed 2002-12-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in GA (not a filing state)
Chris D. Thompson and Gloria Sparks closed
United States Bankruptcy Court, N.D. Texas · No. 99-41867 · Filed Apr 5, 1999 · Closed Apr 22, 2004
Role of Chris D. Thompson and Gloria Sparks: Debtor · Outcome: Case closed 2004-04-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in TX (not a filing state)
Chris Thompson closed
United States Bankruptcy Court, N.D. Illinois · No. 99-07568 · Filed Mar 9, 1999 · Closed Jul 2, 1999
Role of Chris Thompson: Debtor · Outcome: Case closed 1999-07-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
Gene F. Thompson and Chris E. Thompson closed
United States Bankruptcy Court, D. Maryland · No. 98-66044 · Filed Nov 13, 1998 · Closed Oct 23, 2002
Role of Chris E. Thompson: Debtor · Outcome: Case closed 2002-10-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in MD (not a filing state)
Chris Thompson closed
United States Bankruptcy Court, N.D. Texas · No. 98-36630 · Filed Aug 3, 1998 · Closed Nov 22, 1999
Role of Chris Thompson: Debtor · Outcome: Case closed 1999-11-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in TX (not a filing state)
Chris E Thompson closed
United States Bankruptcy Court, E.D. New York · No. 1-98-14379 · Filed Apr 3, 1998 · Closed Sep 3, 1998
Role of Chris E Thompson: Debtor · Outcome: Case closed 1998-09-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)
Chris D. Thompson and Misti L. Thompson closed
United States Bankruptcy Court, D. Oregon · No. 97-36767 · Filed Aug 18, 1997 · Closed Dec 5, 1997
Role of Chris D. Thompson and Misti L. Thompson: Debtor · Outcome: Case closed 1997-12-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in OR (not a filing state)
Chris Thompson closed
United States Bankruptcy Court, N.D. Texas · No. 95-35413 · Filed Sep 1, 1995 · Closed Feb 24, 1998
Role of Chris Thompson: Debtor · Outcome: Case closed 1998-02-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in TX (not a filing state)
Chris L. Thompson and Heather L. Thompson closed
United States Bankruptcy Court, D. Connecticut · No. 95-22918 · Filed Aug 17, 1995 · Closed Feb 8, 1996
Role of Chris L. Thompson and Heather L. Thompson: Debtor · Outcome: Case closed 1996-02-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in CT (not a filing state)
Chris E. Thompson closed
United States Bankruptcy Court, M.D. Georgia · No. 91-52825 · Filed Aug 15, 1991 · Closed Nov 25, 1991
Role of Chris E. Thompson: Debtor · Outcome: Case closed 1991-11-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in GA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for Chris Thompson (compared 1 filing on Oct 24, 2026)

Note · Dec 28, 2012

Chris Thompson appears on 1 deal that stopped filing before reaching its target

WATER CO LLC (last filing Dec 28, 2012; $3,151,460 sold of $9,600,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

WATER CO LLC — PartnerFacts page ↗
Sources
Note · May 12, 2009 – May 26, 2009

No amendment in the last 12 months on an offering that may still be open — WATER CO LLC (latest filing May 26, 2009)

The latest filing for this offering is dated May 26, 2009 (first sale May 12, 2009). It reports $1,000,000 sold of $7,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · May 26, 2009 ↗WATER CO LLC — PartnerFacts page ↗
Sources
Note · May 15, 2009 – Feb 24, 2012

Same name, different state: "Chris Thompson" (A1 or CA) is a separate record

This page covers filings where the address state is CO. A separate record, "Chris Thompson" with address state A1 or CA, is listed on 16 filings — most recently by CAPTIVA VERDE INDUSTRIES LTD (Oct 5, 2015). Both records have filings in the same period (May 26, 2009).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Chris Thompson (A1,CA) — PartnerFacts page ↗Form D · Oct 5, 2015 ↗CAPTIVA VERDE INDUSTRIES LTD — PartnerFacts page ↗Chris Thompson (CO) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 26, 2009 D
WATER CO LLC
File 021-58126
$0$0$0 (est.)None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Chris Thompson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

WC
Other · group: Water

WATER CO LLC

Pueblo, CO · May 26, 2009
  • May 26, 2009 · D · $1,000,000 sold of $7,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $3.15M from 16 investors (45% of the $7M target) as of the latest filing. Chris is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Chris Thompson — British Columbia, Canada (as filed: A1), CA, 3 issuers, May 15, 2009 → Feb 24, 2012 · no shared issuer

People around Chris 11

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

BK
Management entity

B. Krongard

Director · 1 shared filing (1 issuer)

Listed on the same filings as Chris Thompson. Their page shows their other deals.

SN
No photo found yet (own website and image search run after this page is viewed)
Person

Stanley E. O'Neal

Director · 1 shared filing (1 issuer)

Listed on the same filings as Chris Thompson. Their page shows their other deals.

VH
No photo found yet (own website and image search run after this page is viewed)
Person

Victoria K. Hauser

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Chris Thompson. Their page shows their other deals.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

Donald R. Keough

Director · 1 shared filing (1 issuer)

Listed on the same filings as Chris Thompson. Their page shows their other deals.

FE
No photo found yet (own website and image search run after this page is viewed)
Person

Frank R. Ecock

Director · 1 shared filing (1 issuer)

Listed on the same filings as Chris Thompson. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Steven J. Shapiro

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Chris Thompson. Their page shows their other deals.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Greenberg

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Chris Thompson. Their page shows their other deals.

CE
No photo found yet (own website and image search run after this page is viewed)
Person

Charles D. Ellis

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Chris Thompson. Their page shows their other deals.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Catherine Stevens

Director · 1 shared filing (1 issuer)

Listed on the same filings as Chris Thompson. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Hoover

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Chris Thompson. Their page shows their other deals.

EJ
No photo found yet (own website and image search run after this page is viewed)
Person

Eli S. Jacobs

Director · 1 shared filing (1 issuer) · also on 6 other issuers

Eli S. Jacobs is on 7 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

W
Sponsor group

Water

2 issuers · 4 filings · $0 reported sold · 2009–2012

One team, 2 deal companies. Chris Thompson is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Chris Thompson.

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Chris Thompson by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Chris Thompson is listed on: none on file. No website or social profile named in WATER CO LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #334,453 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Pueblo, CO). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Colorado state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Colorado Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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