Chris Sullivan is listed as an executive officer and director on 10 SEC Form D filings by 2 issuers between Jun 2009 and Aug 2010: Lightyear Network Solutions, Inc. (Louisville, KY — telecommunications — 2010; $40M reported sold to 125 investors) and LY Holdings, LLC (Louisville, KY — telecommunications — 2009–2010; $1.13M reported sold to 4 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director. Across those companies the filings report $41.1M sold in total.
Listed alongside Elaine Bush (10 shared filings), J. Sherman Henderson, III (10 shared filings), Rigdon Dees (10 shared filings), Brent Rice (7 shared filings), John Greive (7 shared filings) and 8 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Chris. Each name links to their own page.
All 2 issuers belong to the sponsor group Lightyear (2 issuers, $6.03M reported sold, 2009–2010).
What this means A sponsor group is one team that sets up a new company for each deal. Lightyear has 2 companies on file and $6.03M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 8 bankruptcy cases matching the name listed in Key records below.
What this means 8 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 10 public filings for Chris Sullivan and found 15 differences, 4 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.