PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:54 AM ET

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Charles Spaulding

Named as an officer, director or promoter on SEC Form D filings · CO · Jun 21, 2013 → Dec 19, 2018

4deals (issuers)
$262.5Mreported sold
175investors
6Form D filings
2013–2018years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:28 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Charles Spaulding is listed as an executive officer on 6 SEC Form D filings by 4 issuers between Jun 2013 and Nov 2021: Oakwood Real Estate Partners Fund III, LLC (Denver, CO — pooled investment fund — 2017–2018; $117.6M reported sold to 74 investors), Oakwood Real Estate Partners Fund II, LLC (Denver, CO — pooled investment fund — 2015–2016; $70.8M reported sold to 45 investors), OAKWOOD REAL ESTATE PARTNERS FUND IV, LLC (Denver, CO — pooled investment fund — 2021; $50M reported sold to 43 investors) and Oakwood Real Estate Partners Fund I, LLC (Denver, CO — commercial — 2013; $24.1M reported sold to 13 investors).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer, over about 8 years. Across those companies the filings report $262.5M sold in total.

Listed alongside Kevin Graff (6 shared filings), Peter Cushman (6 shared filings), Robert Spaulding (6 shared filings), Oakwood Real Estate Partners, LLC (4 shared filings, management entity) and OREP IV, LLC (1 shared filing, management entity).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Charles. Each name links to their own page.

All 4 issuers belong to the sponsor group Oakwood (8 issuers, $338.8M reported sold, 2013–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Oakwood has 8 companies on file and $338.8M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 court cases matching the name, 13 bankruptcy cases matching the name listed in Key records below.

What this means 15 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 6 public filings for Charles Spaulding and found 5 differences: Charles Spaulding appears on 2 deals that stopped filing before reaching their target; Form D filed 16 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Charles Spaulding has not run yet — it is joining a line of 43,162 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 2 closed (disposition not in docket feed)

United States v. Charles Spaulding closed
District Court, N.D. Illinois · No. 1:06-cr-00805 · Filed Nov 2, 2006 · Closed Jul 15, 2013
Role of Charles Spaulding: Defendant · Outcome: Terminated 2013-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state); criminal docket
United States v. Charles Spaulding closed
District Court, N.D. Illinois · No. 1:06-cr-00805 · Filed Nov 2, 2006 · Closed Jul 15, 2013
Role of Charles Spaulding: Defendant · Outcome: Terminated 2013-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state); criminal docket
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:28 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Charles Spaulding..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

13 cases: 13 closed (disposition not in docket feed)

Charles P Spaulding and Cynthia A Spaulding closed
United States Bankruptcy Court, C.D. California · No. 8:20-bk-11617 · Filed Jun 5, 2020 · Closed Sep 22, 2020
Role of Charles P Spaulding and Cynthia A Spaulding: Debtor · Outcome: Case closed 2020-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
CHARLES M SPAULDING and THERESA M SPAULDING closed
United States Bankruptcy Court, D. Arizona · No. 4:14-bk-06532 · Filed May 1, 2014 · Closed Jan 30, 2015
Role of CHARLES M SPAULDING and THERESA M SPAULDING: Debtor · Outcome: Case closed 2015-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 2 people with this name in Form D filings; court in AR (not a filing state)
Charles E. Spaulding and Bonnie S. Spaulding closed
United States Bankruptcy Court, D. New Hampshire · No. 13-12266 · Filed Sep 12, 2013 · Closed Jan 22, 2014
Role of Charles E. Spaulding and Bonnie S. Spaulding: Debtor · Outcome: Case closed 2014-01-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 2 people with this name in Form D filings; court in NH (not a filing state)
Charles E Spaulding and Marjorie G Spaulding closed
United States Bankruptcy Court, M.D. Florida · No. 2:12-bk-02153 · Filed Feb 17, 2012 · Closed Aug 2, 2012
Role of Charles E Spaulding and Marjorie G Spaulding: Debtor · Outcome: Case closed 2012-08-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)
Charles E Spaulding and Marjorie G Spaulding closed
United States Bankruptcy Court, M.D. Florida · No. 2:10-bk-03811 · Filed Feb 22, 2010 · Closed Nov 17, 2011
Role of Charles E Spaulding and Marjorie G Spaulding: Debtor · Outcome: Case closed 2011-11-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)
Charles M. Spaulding closed
United States Bankruptcy Court, E.D. Texas · No. 09-42813 · Filed Sep 4, 2009 · Closed Mar 1, 2016
Role of Charles M. Spaulding: Debtor · Outcome: Case closed 2016-03-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 2 people with this name in Form D filings; court in TX (not a filing state)
Charles J. Spaulding closed
United States Bankruptcy Court, E.D. Tennessee · No. 4:09-bk-13037 · Filed May 15, 2009 · Closed Sep 22, 2009
Role of Charles J. Spaulding: Debtor · Outcome: Case closed 2009-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 2 people with this name in Form D filings; court in TN (not a filing state)
Charles P Spaulding and Cynthia A Spaulding closed
United States Bankruptcy Court, C.D. California · No. 8:07-bk-12886 · Filed Sep 12, 2007 · Closed May 12, 2009
Role of Charles P Spaulding and Cynthia A Spaulding: Debtor · Outcome: Case closed 2009-05-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
Charles Spaulding and Patricia A Spaulding closed
United States Bankruptcy Court, S.D. Ohio · No. 2:01-bk-54329 · Filed Apr 17, 2001 · Closed Aug 14, 2001
Role of Charles Spaulding and Patricia A Spaulding: Debtor · Outcome: Case closed 2001-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
Charles H. Spaulding closed
United States Bankruptcy Court, D. Massachusetts · No. 99-46833 · Filed Nov 3, 1999 · Closed Dec 6, 2001
Role of Charles H. Spaulding: Debtor · Outcome: Case closed 2001-12-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 2 people with this name in Form D filings; court in MA (not a filing state)
Charles D. Spaulding closed
United States Bankruptcy Court, D. New Hampshire · No. 98-10699 · Filed Feb 27, 1998 · Closed Jun 18, 1998
Role of Charles D. Spaulding: Debtor · Outcome: Case closed 1998-06-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 2 people with this name in Form D filings; court in NH (not a filing state)
Charles H. Spaulding and Linda Lou Spaulding closed
United States Bankruptcy Court, S.D. Florida. · No. 94-31629 · Filed May 16, 1994 · Closed Sep 16, 1994
Role of Charles H. Spaulding and Linda Lou Spaulding: Debtor · Outcome: Case closed 1994-09-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)
Charles E. Spaulding closed
United States Bankruptcy Court, S.D. Florida. · No. 93-33871 · Filed Nov 18, 1993 · Closed Mar 24, 1994
Role of Charles E. Spaulding: Debtor · Outcome: Case closed 1994-03-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:28 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Charles Spaulding (compared 6 filings on Oct 24, 2026)

Note · Jun 21, 2013 – Nov 5, 2021

Charles Spaulding appears on 2 deals that stopped filing before reaching their target

OAKWOOD REAL ESTATE PARTNERS FUND IV, LLC (last filing Nov 5, 2021; $50,000,000 sold of $200,000,000); Oakwood Real Estate Partners Fund I, LLC (last filing Jun 21, 2013; $24,102,564 sold of $75,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

OAKWOOD REAL ESTATE PARTNERS FUND IV, LLC — PartnerFacts page ↗Oakwood Real Estate Partners Fund I, LLC — PartnerFacts page ↗
Sources
Note · Jun 5, 2013 – Jun 21, 2013

Form D filed 16 days after the first sale — Oakwood Real Estate Partners Fund I, LLC

The filing says the first sale was Jun 5, 2013. The Form D was filed Jun 21, 2013 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jun 21, 2013 ↗Oakwood Real Estate Partners Fund I, LLC — PartnerFacts page ↗
Sources
Note · Jun 5, 2013 – Nov 5, 2021

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — OAKWOOD REAL ESTATE PARTNERS FUND IV, LLC (latest filing Nov 5, 2021) · No amendment in the last 12 months on an offering that may still be open — Oakwood Real Estate Partners Fund III, LLC (latest filing Dec 19, 2018) · No amendment in the last 12 months on an offering that may still be open — Oakwood Real Estate Partners Fund II, LLC (latest filing Jul 21, 2016) · No amendment in the last 12 months on an offering that may still be open — Oakwood Real Estate Partners Fund I, LLC (latest filing Jun 21, 2013)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Nov 5, 2021 ↗OAKWOOD REAL ESTATE PARTNERS FUND IV, LLC — PartnerFacts page ↗Form D/A · Dec 19, 2018 ↗Oakwood Real Estate Partners Fund III, LLC — PartnerFacts page ↗
Sources
Note · Jun 21, 2013 – Nov 5, 2021

Charles Spaulding is written 2 different ways on the filings

listed as "Charles Spaulding" on 5 filings (from Jun 21, 2013), and "Charles Arthur Spaulding" on the Nov 5, 2021 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jun 21, 2013 ↗Form D · Nov 5, 2021 ↗Charles Spaulding — PartnerFacts page ↗
Sources
Note · Sep 12, 2013 – Jul 15, 2015

Same name, different state: "Charles A. Spaulding" (TX) is a separate record

This page covers filings where the address state is CO. A separate record, "Charles A. Spaulding" with address state TX, is listed on 6 filings — most recently by ZEBRA IMAGING INC (Jul 15, 2015). Both records have filings in the same period (Sep 12, 2013 to Jul 15, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Charles A. Spaulding (TX) — PartnerFacts page ↗Form D · Jul 15, 2015 ↗ZEBRA IMAGING INC — PartnerFacts page ↗Charles Spaulding (CO) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 4 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 5, 2021 D
OAKWOOD REAL ESTATE PARTNERS FUND IV, LLC
File 021-420113
$0$0$0 (est.)
The Issuer's affiliates receive management fees and incentive allocations as described in the Issuer's offering documents.
None listed on this filingEDGAR ↗
Dec 19, 2018 D/A
Oakwood Real Estate Partners Fund III, LLC
File 021-301630
$0$0$0 (est.)
The Manager will receive up to a 1.75% annual fee and a promote based upon performance.
None listed on this filingEDGAR ↗
Jul 21, 2016 D/A
Oakwood Real Estate Partners Fund II, LLC
File 021-244108
$0$0$0
The Manager will receive up to a 1.75% annual fee and a promote based upon performance.
None listed on this filingEDGAR ↗
Jun 21, 2013 D
Oakwood Real Estate Partners Fund I, LLC
File 021-198425
$0$0$0
The Related Persons are members of Oakwood Real Estate Partners, LLC -- which is the Manager of the Fund. The Manager will receive up to a 1.75% annual fee and a carried interest based upon performance.
None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named Charles Spaulding on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

OR
Pooled Investment Fund · group: Oakwood

OAKWOOD REAL ESTATE PARTNERS FUND IV, LLC

Denver, CO · Nov 5, 2021
  • Nov 5, 2021 · D · $50,000,000 sold of $200,000,000 · 43 investors · min. No minimum reported · role: Executive Officer (Principal) EDGAR ↗

Raised $50M from 43 investors (25% of the $200M target) as of the latest filing. Charles is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OR
Pooled Investment Fund · group: Oakwood

Oakwood Real Estate Partners Fund III, LLC

Denver, CO · Dec 26, 2017 → Dec 19, 2018 · 2 filings
  • Dec 19, 2018 · D/A · $117,589,744 sold of Indefinite · 74 investors · min. No minimum reported · role: Executive Officer (Member of the manager of the issuer) EDGAR ↗
  • Dec 26, 2017 · D · $57,282,051 sold of Indefinite · 24 investors · min. No minimum reported · role: Executive Officer (Member of the manager of the issuer) EDGAR ↗

Raised $117.6M from 74 investors as of the latest filing. Charles is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OR
Pooled Investment Fund · group: Oakwood

Oakwood Real Estate Partners Fund II, LLC

Denver, CO · Jul 21, 2015 → Jul 21, 2016 · 2 filings
  • Jul 21, 2016 · D/A · $70,820,513 sold of Indefinite · 45 investors · min. No minimum reported · role: Executive Officer (Member of the manager of the issuer) EDGAR ↗
  • Jul 21, 2015 · D · $36,410,256 sold of Indefinite · 17 investors · min. No minimum reported · role: Executive Officer (Member of the manager of the issuer) EDGAR ↗

Raised $70.8M from 45 investors as of the latest filing. Charles is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OR
Commercial · group: Oakwood

Oakwood Real Estate Partners Fund I, LLC

Denver, CO · Jun 21, 2013
  • Jun 21, 2013 · D · $24,102,564 sold of $75,000,000 · 13 investors · min. $500,000 · role: Executive Officer EDGAR ↗

Raised $24.1M from 13 investors (32% of the $75M target) as of the latest filing. Charles is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

People around Charles 5

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

OR
Management entity

Oakwood Real Estate Partners, LLC

Director, Executive Officer · 4 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Charles Spaulding. Their page shows their other deals.

O
Management entity

OREP IV, LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Charles Spaulding. Their page shows their other deals.

KG
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Graff

Executive Officer · 6 shared filings (4 issuers) · also on 3 other issuers

Kevin Graff is on 7 issuers in total — a repeat sponsor. Their page lists every one.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Cushman

Executive Officer · 6 shared filings (4 issuers) · also on 3 other issuers

Peter Cushman is on 7 issuers in total — a repeat sponsor. Their page lists every one.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Spaulding

Executive Officer · 6 shared filings (4 issuers) · also on 3 other issuers

Robert Spaulding is on 7 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

O
Sponsor group

Oakwood

8 issuers · 10 filings · $338.8M reported sold · 2013–2026

One team, 8 deal companies. Charles Spaulding is listed on 4 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Charles Spaulding.

Same business address

14 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 2 of the 4 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Oakwood Real Estate Partners Fund III, LLC, Oakwood Real Estate Partners Fund II, LLC.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Charles Spaulding by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Charles Spaulding is listed on: none on file. No website or social profile named in Oakwood Real Estate Partners Fund III, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #242,821 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Denver, CO). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Colorado state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Colorado Secretary of State business search ↗OpenCorporates ↗

Change history

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