Charles Smith is listed as an executive officer and director on 5 SEC Form D filings by 2 issuers between May 2010 and Feb 2014: Extension Entertainment, Inc. (New York, NY — industry reported as "Other" — 2010–2012; $1.5M reported sold to 6 investors) and Mast-Head, LP (New York, NY — pooled investment fund — 2013–2014; $99K reported sold to 1 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 4 years. Across those companies the filings report $1.6M sold in total.
Listed alongside Bijan Sabet (3 shared filings), Daniel Kantor (3 shared filings) and Mast-Head GP, LLC (2 shared filings, management entity).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Charles. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 4 SEC releases, 5 bankruptcy cases matching the name listed in Key records below.
What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for Charles Smith and found 6 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "Charles Smith" (CA or AZ) is a separate record; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.