Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:41 AM ET

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Charles Maxwell

Named as an officer, director or promoter on SEC Form D filings · MN · Jan 27, 2020 → Jan 13, 2022

6deals (issuers)

$511.2Mreported sold

436investors

10Form D filings

2020–2022years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:46 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Charles Maxwell is listed as an executive officer on 10 SEC Form D filings by 6 issuers between Jan 2020 and Jan 2022. Largest by amount reported sold: Meristem Global Equity Fund LLC (Chicago, IL — pooled investment fund — 2020–2022; $278.1M reported sold to 189 investors), Cresset High Yield Municipal Fund, LLC (Chicago, IL — pooled investment fund — 2020–2022; $233.1M reported sold to 247 investors), Opportunity Partners Private Equity Fund, LLC (Minnetonka, MN — pooled investment fund — 2022), Opportunity Partners PE Co-Investment Fund I, LLC (Minnetonka, MN — pooled investment fund — 2021), Opportunity Partners U.S. Capital Solutions Fund, LLC (Minnetonka, MN — pooled investment fund — 2020) and 1 more (all listed below).

What this means A repeat sponsor — 6 separate companies raised money with this person listed as executive officer, over about 2 years. Across those companies the filings report $511.2M sold in total.

Listed alongside Andrew Ohman (10 shared filings), Jon K. Crow (10 shared filings), Meristem Family Wealth, LLC (10 shared filings, management entity) and Patrick Regan (10 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Charles. Each name links to their own page.

The issuers belong to 2 sponsor groups: Meristem Family Wealth (7 issuers, $29.9M reported sold, 2018–2022) and Cresset (47 issuers, $1.88B reported sold, 2010–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 court case matching the name, 44 bankruptcy cases matching the name listed in Key records below.

What this means 45 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 10 public filings for Charles Maxwell and found 9 differences, 2 worth asking the sponsor about: Charles Maxwell is no longer listed on the Jan 30, 2023 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Charles Maxwell has not run yet — it is joining a line of 25,815 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 judgment

Charles Maxwell v. Jo Anne B Barnhart judgment

District Court, C.D. California · No. 2:02-cv-03362 · Filed Apr 24, 2002 · Closed Nov 18, 2002 · Nature of suit: 863 D.I.W.C. / D.I.W.W.

Role of Charles Maxwell: Plaintiff · Outcome: Terminated 2002-11-18 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:46 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Charles Maxwell..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

44 cases: 44 closed (disposition not in docket feed)

Charles E Maxwell and Arlene R Maxwell closed

United States Bankruptcy Court, M.D. Alabama · No. 21-30672 · Filed Apr 13, 2021 · Closed Jul 21, 2021

Role of Charles E Maxwell and Arlene R Maxwell: Debtor · Outcome: Case closed 2021-07-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); 4 people with this name in Form D filings; court in AL (not a filing state)

Charles Maxwell closed

United States Bankruptcy Court, W.D. Texas · No. 19-70099 · Filed Jul 5, 2019 · Closed Oct 21, 2019

Role of Charles Maxwell: Debtor · Outcome: Case closed 2019-10-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); 4 people with this name in Form D filings; court in TX (not a filing state)

Charles W. Maxwell, Jr. closed

United States Bankruptcy Court, E.D. North Carolina · No. 18-01835 · Filed Apr 11, 2018 · Closed Aug 2, 2018

Role of Charles W. Maxwell, Jr.: Debtor · Outcome: Case closed 2018-08-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); 4 people with this name in Form D filings; court in NC (not a filing state)

Charles M Maxwell closed

United States Bankruptcy Court, E.D. New York · No. 8-17-75422 · Filed Sep 6, 2017 · Closed Nov 9, 2017

Role of Charles M Maxwell: Debtor · Outcome: Case closed 2017-11-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)

Charles E Maxwell and Kay L Livsey closed

United States Bankruptcy Court, W.D. Washington · No. 17-42827 · Filed Jul 25, 2017 · Closed Nov 13, 2017

Role of Charles E Maxwell and Kay L Livsey: Debtor · Outcome: Case closed 2017-11-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); 4 people with this name in Form D filings; court in WA (not a filing state)

Charles M Maxwell closed

United States Bankruptcy Court, E.D. New York · No. 8-17-72867 · Filed May 10, 2017 · Closed Jul 13, 2017

Role of Charles M Maxwell: Debtor · Outcome: Case closed 2017-07-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)

Charles Maxwell closed

United States Bankruptcy Court, E.D. New York · No. 8-16-71848 · Filed Apr 26, 2016 · Closed May 31, 2016

Role of Charles Maxwell: Debtor · Outcome: Case closed 2016-05-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)

Charles H. Maxwell and Tiffany T. Maxwell closed

United States Bankruptcy Court, M.D. Georgia · No. 14-11694 · Filed Nov 26, 2014 · Closed May 13, 2019

Role of Charles H. Maxwell and Tiffany T. Maxwell: Debtor · Outcome: Case closed 2019-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)

Charles C Maxwell and Lauri A Maxwell closed

United States Bankruptcy Court, D. New Jersey · No. 13-14290 · Filed Mar 1, 2013 · Closed Mar 6, 2014

Role of Charles C Maxwell and Lauri A Maxwell: Debtor · Outcome: Case closed 2014-03-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); 4 people with this name in Form D filings; court in NJ (not a filing state)

Charles E Maxwell and Arlene R Maxwell closed

United States Bankruptcy Court, M.D. Alabama · No. 12-33225 · Filed Dec 7, 2012 · Closed May 15, 2013

Role of Charles E Maxwell and Arlene R Maxwell: Debtor · Outcome: Case closed 2013-05-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); 4 people with this name in Form D filings; court in AL (not a filing state)

Charles L. Maxwell closed

United States Bankruptcy Court, D. Maryland · No. 11-28443 · Filed Sep 13, 2011 · Closed Feb 13, 2012

Role of Charles L. Maxwell: Debtor · Outcome: Case closed 2012-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); 4 people with this name in Form D filings; court in MD (not a filing state)

Charles Maxwell, Jr. and Suzanne Maxwell closed

United States Bankruptcy Court, E.D. Louisiana · No. 10-13584 · Filed Sep 29, 2010 · Closed Nov 14, 2011

Role of Charles Maxwell, Jr.: Debtor · Outcome: Case closed 2011-11-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); 4 people with this name in Form D filings; court in LA (not a filing state)

Charles E Maxwell closed

United States Bankruptcy Court, N.D. Georgia · No. 10-73549 · Filed May 4, 2010 · Closed Aug 30, 2010

Role of Charles E Maxwell: Debtor · Outcome: Case closed 2010-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)

Charles C. Maxwell and Lauri A. Maxwell closed

United States Bankruptcy Court, D. New Jersey · No. 08-13706 · Filed Mar 3, 2008 · Closed Sep 16, 2009

Role of Charles C. Maxwell and Lauri A. Maxwell: Debtor · Outcome: Case closed 2009-09-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); 4 people with this name in Form D filings; court in NJ (not a filing state)

Charles E Maxwell closed

United States Bankruptcy Court, N.D. Georgia · No. 07-22619 · Filed Dec 10, 2007 · Closed Jan 10, 2013

Role of Charles E Maxwell: Debtor · Outcome: Case closed 2013-01-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)

Charles L. Maxwell closed

United States Bankruptcy Court, N.D. Ohio · No. 07-60663 · Filed Mar 13, 2007 · Closed Jul 18, 2007

Role of Charles L. Maxwell: Debtor · Outcome: Case closed 2007-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); 4 people with this name in Form D filings; court in OH (not a filing state)

CHARLES B. MAXWELL closed

United States Bankruptcy Court, D. Minnesota · No. 06-40403 · Filed Mar 21, 2006 · Closed Jul 10, 2006

Role of CHARLES B. MAXWELL: Debtor · Outcome: Case closed 2006-07-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (MN)

Charles A Maxwell closed

United States Bankruptcy Court, N.D. Ohio · No. 05-27747 · Filed Oct 6, 2005 · Closed Jun 7, 2006

Role of Charles A Maxwell: Debtor · Outcome: Case closed 2006-06-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); 4 people with this name in Form D filings; court in OH (not a filing state)

Charles P. Maxwell closed

United States Bankruptcy Court, D. Colorado · No. 05-34946 · Filed Sep 19, 2005 · Closed Aug 6, 2007

Role of Charles P. Maxwell: Debtor · Outcome: Case closed 2007-08-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); 4 people with this name in Form D filings; court in CO (not a filing state)

Charles N. Maxwell closed

United States Bankruptcy Court, M.D. Georgia · No. 05-30905 · Filed Jun 8, 2005 · Closed Sep 22, 2005

Role of Charles N. Maxwell: Debtor · Outcome: Case closed 2005-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)

Charles Maxwell and Dorothy Maxwell closed

United States Bankruptcy Court, W.D. Arkansas · No. 5:04-bk-73058 · Filed May 3, 2004 · Closed Nov 10, 2009

Role of Charles Maxwell and Dorothy Maxwell: Debtor · Outcome: Case closed 2009-11-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); 4 people with this name in Form D filings; court in AR (not a filing state)

Charles Maxwell and Lillie Maxwell closed

United States Bankruptcy Court, N.D. Illinois · No. 03-45242 · Filed Nov 5, 2003 · Closed Mar 1, 2004

Role of Charles Maxwell and Lillie Maxwell: Debtor · Outcome: Case closed 2004-03-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (IL)

Charles F. Maxwell closed

United States Bankruptcy Court, W.D. Oklahoma · No. 03-12782 · Filed Mar 17, 2003 · Closed Sep 23, 2003

Role of Charles F. Maxwell: Debtor · Outcome: Case closed 2003-09-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); 4 people with this name in Form D filings; court in OK (not a filing state)

Charles E. Maxwell and Kiyo Maxwell closed

United States Bankruptcy Court, D. New Mexico · No. 02-18337 · Filed Nov 25, 2002 · Closed Aug 16, 2004

Role of Charles E. Maxwell and Kiyo Maxwell: Debtor · Outcome: Case closed 2004-08-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); 4 people with this name in Form D filings; court in NM (not a filing state)

Charles E. Maxwell closed

United States Bankruptcy Court, D. Oregon · No. 02-38569 · Filed Aug 13, 2002 · Closed Nov 21, 2002

Role of Charles E. Maxwell: Debtor · Outcome: Case closed 2002-11-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); 4 people with this name in Form D filings; court in OR (not a filing state)

Charles Maxwell and Althea J. Maxwell closed

United States Bankruptcy Court, D. South Carolina · No. 02-04207 · Filed Apr 4, 2002 · Closed Sep 22, 2003

Role of Charles Maxwell and Althea J. Maxwell: Debtor · Outcome: Case closed 2003-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); 4 people with this name in Form D filings; court in SC (not a filing state)

Charles O. Maxwell closed

United States Bankruptcy Court, W.D. Tennessee · No. 02-24820 · Filed Mar 19, 2002 · Closed Sep 18, 2002

Role of Charles O. Maxwell: Debtor · Outcome: Case closed 2002-09-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); 4 people with this name in Form D filings; court in TN (not a filing state)

Charles E. Maxwell and Kiyo Maxwell closed

United States Bankruptcy Court, D. New Mexico · No. 00-14212 · Filed Aug 4, 2000 · Closed Dec 18, 2002

Role of Charles E. Maxwell and Kiyo Maxwell: Debtor · Outcome: Case closed 2002-12-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); 4 people with this name in Form D filings; court in NM (not a filing state)

Charles O. Maxwell closed

United States Bankruptcy Court, W.D. Tennessee · No. 00-25311 · Filed May 4, 2000 · Closed Oct 19, 2001

Role of Charles O. Maxwell: Debtor · Outcome: Case closed 2001-10-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); 4 people with this name in Form D filings; court in TN (not a filing state)

Charles Maxwell and Barbara Maxwell closed

United States Bankruptcy Court, D. Idaho · No. 99-41005 · Filed Jun 18, 1999 · Closed Oct 12, 1999

Role of Charles Maxwell and Barbara Maxwell: Debtor · Outcome: Case closed 1999-10-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); 4 people with this name in Form D filings; court in ID (not a filing state)

Charles O. Maxwell and Sharon R. Maxwell closed

United States Bankruptcy Court, W.D. Tennessee · No. 98-32076 · Filed Sep 2, 1998 · Closed Apr 28, 2000

Role of Charles O. Maxwell and Sharon R. Maxwell: Debtor · Outcome: Case closed 2000-04-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); 4 people with this name in Form D filings; court in TN (not a filing state)

Charles L. Maxwell closed

United States Bankruptcy Court, D. Maryland · No. 98-59933 · Filed Jul 15, 1998 · Closed Oct 27, 1998

Role of Charles L. Maxwell: Debtor · Outcome: Case closed 1998-10-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); 4 people with this name in Form D filings; court in MD (not a filing state)

Charles W. Maxwell and Elaine Moreau Maxwell closed

United States Bankruptcy Court, W.D. Louisiana · No. 98-80640 · Filed Apr 21, 1998 · Closed Oct 26, 1998

Role of Charles W. Maxwell and Elaine Moreau Maxwell: Debtor · Outcome: Case closed 1998-10-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); 4 people with this name in Form D filings; court in LA (not a filing state)

Charles E. Maxwell closed

United States Bankruptcy Court, E.D. Tennessee · No. 1:96-bk-14387 · Filed Aug 29, 1996 · Closed Oct 21, 1998

Role of Charles E. Maxwell: Debtor · Outcome: Case closed 1998-10-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); 4 people with this name in Form D filings; court in TN (not a filing state)

Charles E. Maxwell and Dorothy L. Maxwell closed

United States Bankruptcy Court, W.D. Arkansas · No. 5:96-bk-80435 · Filed Apr 26, 1996 · Closed Aug 23, 1996

Role of Charles E. Maxwell and Dorothy L. Maxwell: Debtor · Outcome: Case closed 1996-08-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); 4 people with this name in Form D filings; court in AR (not a filing state)

Charles L. Maxwell closed

United States Bankruptcy Court, W.D. Texas · No. 94-50828 · Filed Mar 24, 1994 · Closed Apr 4, 1997

Role of Charles L. Maxwell: Debtor · Outcome: Case closed 1997-04-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); 4 people with this name in Form D filings; court in TX (not a filing state)

Charles F. Maxwell closed

United States Bankruptcy Court, M.D. Florida · No. 8:92-bk-15639 · Filed Nov 30, 1992 · Closed Mar 15, 1993

Role of Charles F. Maxwell: Debtor · Outcome: Case closed 1993-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)

CHARLES W. MAXWELL closed

United States Bankruptcy Court, D. Montana · No. 91-10625 · Filed Apr 15, 1991 · Closed Mar 24, 1993

Role of CHARLES W. MAXWELL: Debtor · Outcome: Case closed 1993-03-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); 4 people with this name in Form D filings; court in MT (not a filing state)

Charles A. Maxwell and Elizabeth A. Maxwell closed

United States Bankruptcy Court, D. New Jersey · No. 91-30140 · Filed Jan 8, 1991 · Closed May 31, 1991

Role of Charles A. Maxwell and Elizabeth A. Maxwell: Debtor · Outcome: Case closed 1991-05-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); 4 people with this name in Form D filings; court in NJ (not a filing state)

Charles N. Maxwell and Deborah E. Maxwell closed

United States Bankruptcy Court, E.D. Michigan · No. 90-72072 · Filed Sep 18, 1990 · Closed Dec 14, 1994

Role of Charles N. Maxwell and Deborah E. Maxwell: Debtor · Outcome: Case closed 1994-12-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); 4 people with this name in Form D filings; court in MI (not a filing state)

Charles E. Maxwell closed

United States Bankruptcy Court, N.D. Georgia · No. 88-20520 · Filed Sep 1, 1988 · Closed Mar 17, 1989

Role of Charles E. Maxwell: Debtor · Outcome: Case closed 1989-03-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)

Charles Maxwell and Emma Maxwell closed

United States Bankruptcy Court, W.D. Arkansas · No. 1:88-bk-11111 · Filed Aug 10, 1988 · Closed Nov 30, 1989

Role of Charles Maxwell and Emma Maxwell: Debtor · Outcome: Case closed 1989-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); 4 people with this name in Form D filings; court in AR (not a filing state)

Charles E. Jr. Maxwell and Joyce A. Maxwell closed

United States Bankruptcy Court, M.D. Pennsylvania · No. 1:88-bk-00547 · Filed Jun 10, 1988 · Closed Dec 7, 1988

Role of Charles E. Jr. Maxwell and Joyce A. Maxwell: Debtor · Outcome: Case closed 1988-12-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)

CHARLES T. MAXWELL closed

United States Bankruptcy Court, N.D. Alabama · No. 83-02602 · Filed May 6, 1983 · Closed Nov 1, 1983

Role of CHARLES T. MAXWELL: Debtor · Outcome: Case closed 1983-11-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); 4 people with this name in Form D filings; court in AL (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:46 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for Charles Maxwell — 2 worth asking about (compared 10 filings on Oct 24, 2026)

Worth asking · Jan 28, 2022 – Jan 30, 2023

Charles Maxwell is no longer listed on the Jan 30, 2023 amendment — Cresset High Yield Municipal Fund, LLC

Charles Maxwell appears on the Jan 28, 2022 Form D/A (executive officer) but not on the Jan 30, 2023 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Jan 28, 2022 ↗Form D/A · Jan 30, 2023 ↗Charles Maxwell — PartnerFacts page ↗Cresset High Yield Municipal Fund, LLC — PartnerFacts page ↗

Sources

Form D/A · Jan 28, 2022 ↗ (Jan 28, 2022)
Form D/A · Jan 30, 2023 ↗ (Jan 30, 2023)
Charles Maxwell — PartnerFacts page ↗
Cresset High Yield Municipal Fund, LLC — PartnerFacts page ↗ (Jan 28, 2026)

Worth asking · Jan 28, 2022 – Jan 30, 2023

Charles Maxwell is no longer listed on the Jan 30, 2023 amendment — Meristem Global Equity Fund LLC

Charles Maxwell appears on the Jan 28, 2022 Form D/A (executive officer) but not on the Jan 30, 2023 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Jan 28, 2022 ↗Form D/A · Jan 30, 2023 ↗Charles Maxwell — PartnerFacts page ↗Meristem Global Equity Fund LLC — PartnerFacts page ↗

Sources

Form D/A · Jan 28, 2022 ↗ (Jan 28, 2022)
Form D/A · Jan 30, 2023 ↗ (Jan 30, 2023)
Charles Maxwell — PartnerFacts page ↗
Meristem Global Equity Fund LLC — PartnerFacts page ↗ (Jan 28, 2026)

Note · Jan 27, 2020 – Jan 27, 2021

Charles Maxwell is written 3 different ways on the filings

listed as "Charles Maxwell, Jr." on 2 filings (from Jan 27, 2020), and "Charles Maxwell" on 4 filings (from Apr 29, 2020), and "Charles J. Maxwell, Jr." on 4 filings (from Jan 27, 2021).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Jan 27, 2020 ↗Form D · Apr 29, 2020 ↗Form D/A · Jan 27, 2021 ↗Charles Maxwell — PartnerFacts page ↗

Sources

Form D/A · Jan 27, 2020 ↗ (Jan 27, 2020)
Form D · Apr 29, 2020 ↗ (Apr 29, 2020)
Form D/A · Jan 27, 2021 ↗ (Jan 27, 2021)
Charles Maxwell — PartnerFacts page ↗

Note · Jun 25, 2013 – Jan 27, 2020

Reported net asset value range changed between filings — Meristem Global Equity Fund LLC

"Not Applicable" (Jun 25, 2013); then "Decline to Disclose" (Jan 27, 2020).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Jun 25, 2013 ↗Form D/A · Jan 27, 2020 ↗Meristem Global Equity Fund LLC — PartnerFacts page ↗

Sources

Form D · Jun 25, 2013 ↗ (Jun 25, 2013)
Form D/A · Jan 27, 2020 ↗ (Jan 27, 2020)
Meristem Global Equity Fund LLC — PartnerFacts page ↗ (Jan 28, 2026)

Note · May 5, 2009 – May 2, 2016

Same name, different state: "Charles T. Maxwell" (MA) is a separate record

This page covers filings where the address state is MN. A separate record, "Charles T. Maxwell" with address state MA, is listed on 13 filings — most recently by TECOGEN INC. (May 2, 2016). The two records do not overlap in time: this page runs Jan 27, 2020 to Jan 13, 2022; the other runs May 5, 2009 to May 2, 2016.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Charles T. Maxwell (MA) — PartnerFacts page ↗Form D · May 2, 2016 ↗TECOGEN INC. — PartnerFacts page ↗Charles Maxwell (MN) — this page ↗

Sources

Charles T. Maxwell (MA) — PartnerFacts page ↗ (May 2, 2016)
Form D · May 2, 2016 ↗ (May 2, 2016)
TECOGEN INC. — PartnerFacts page ↗ (May 2, 2016)
Charles Maxwell (MN) — this page ↗ (Jan 13, 2022)

Note · Jan 24, 2012 – Feb 4, 2013

Same name, different state: "Charles T. Maxwell" (PA) is a separate record

This page covers filings where the address state is MN. A separate record, "Charles T. Maxwell" with address state PA, is listed on 2 filings — most recently by DALECO RESOURCES CORP (Feb 4, 2013). The two records do not overlap in time: this page runs Jan 27, 2020 to Jan 13, 2022; the other runs Jan 24, 2012 to Feb 4, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Charles T. Maxwell (PA) — PartnerFacts page ↗Form D · Feb 4, 2013 ↗DALECO RESOURCES CORP — PartnerFacts page ↗Charles Maxwell (MN) — this page ↗

Sources

Charles T. Maxwell (PA) — PartnerFacts page ↗ (Feb 4, 2013)
Form D · Feb 4, 2013 ↗ (Feb 4, 2013)
DALECO RESOURCES CORP — PartnerFacts page ↗ (Feb 4, 2013)
Charles Maxwell (MN) — this page ↗ (Jan 13, 2022)

Note · Oct 9, 2009 – Mar 29, 2012

Same name, different state: "Charles D. Maxwell" (TN) is a separate record

This page covers filings where the address state is MN. A separate record, "Charles D. Maxwell" with address state TN, is listed on 13 filings — most recently by PREFERRED FUND OF FUNDS LLC (Mar 29, 2012). The two records do not overlap in time: this page runs Jan 27, 2020 to Jan 13, 2022; the other runs Oct 9, 2009 to Mar 29, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Charles D. Maxwell (TN) — PartnerFacts page ↗Form D/A · Mar 29, 2012 ↗PREFERRED FUND OF FUNDS LLC — PartnerFacts page ↗Charles Maxwell (MN) — this page ↗

Sources

Charles D. Maxwell (TN) — PartnerFacts page ↗ (Mar 29, 2012)
Form D/A · Mar 29, 2012 ↗ (Mar 29, 2012)
PREFERRED FUND OF FUNDS LLC — PartnerFacts page ↗ (Mar 29, 2012)
Charles Maxwell (MN) — this page ↗ (Jan 13, 2022)

Note · Jan 28, 2022 – Jan 30, 2023

Address moved from Minnetonka, MN to Chicago, IL — Cresset High Yield Municipal Fund, LLC

The people listed on the Jan 28, 2022 filing give Minnetonka, MN; on the Jan 30, 2023 filing they give Chicago, IL. The address now on file (444 W. Lake St., Suite 4700, Chicago, IL) is a registered-agent or shared-office address used by 236 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D/A · Jan 28, 2022 ↗Form D/A · Jan 30, 2023 ↗Cresset High Yield Municipal Fund, LLC — PartnerFacts page ↗

Sources

Form D/A · Jan 28, 2022 ↗ (Jan 28, 2022)
Form D/A · Jan 30, 2023 ↗ (Jan 30, 2023)
Cresset High Yield Municipal Fund, LLC — PartnerFacts page ↗ (Jan 28, 2026)

Note · Jan 28, 2022 – Jan 30, 2023

Address moved from Minnetonka, MN to Chicago, IL — Meristem Global Equity Fund LLC

The people listed on the Jan 28, 2022 filing give Minnetonka, MN; on the Jan 30, 2023 filing they give Chicago, IL. The address now on file (444 W. Lake Street, Suite 4700, Chicago, IL) is a registered-agent or shared-office address used by 236 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D/A · Jan 28, 2022 ↗Form D/A · Jan 30, 2023 ↗Meristem Global Equity Fund LLC — PartnerFacts page ↗

Sources

Form D/A · Jan 28, 2022 ↗ (Jan 28, 2022)
Form D/A · Jan 30, 2023 ↗ (Jan 30, 2023)
Meristem Global Equity Fund LLC — PartnerFacts page ↗ (Jan 28, 2026)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 6 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Jan 28, 2022 D/A Meristem Global Equity Fund LLC File 021-198543	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 28, 2022 D/A Cresset High Yield Municipal Fund, LLC File 021-288264	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 13, 2022 D Opportunity Partners Private Equity Fund, LLC File 021-429392	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 22, 2021 D Opportunity Partners PE Co-Investment Fund I, LLC File 021-403845	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 8, 2020 D Opportunity Partners U.S. Capital Solutions Fund, LLC File 021-375017	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 29, 2020 D Opportunity Partners Litigation Finance Fund, LLC File 021-365993	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 6

Every issuer that named Charles Maxwell on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Cresset

Cresset High Yield Municipal Fund, LLC

Chicago, IL · Jan 27, 2020 → Jan 28, 2022 · 3 filings

Jan 28, 2022 · D/A · $158,204,334 sold of Indefinite · 179 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Jan 27, 2021 · D/A · $106,471,000 sold of Indefinite · 141 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Jan 27, 2020 · D/A · $85,170,000 sold of Indefinite · 124 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $233.1M from 247 investors as of the latest filing. Charles is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cresset

Meristem Global Equity Fund LLC

Chicago, IL · Jan 27, 2020 → Jan 28, 2022 · 3 filings

Jan 28, 2022 · D/A · $192,704,334 sold of Indefinite · 154 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Jan 27, 2021 · D/A · $154,891,500 sold of Indefinite · 124 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Jan 27, 2020 · D/A · $132,246,500 sold of Indefinite · 114 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $278.1M from 189 investors as of the latest filing. Charles is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Meristem Family Wealth

Opportunity Partners Private Equity Fund, LLC

Minnetonka, MN · Jan 13, 2022

Jan 13, 2022 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Charles is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Meristem Family Wealth

Opportunity Partners PE Co-Investment Fund I, LLC

Minnetonka, MN · Jun 22, 2021

Jun 22, 2021 · D · $0 sold of Indefinite · 0 investors · min. $150,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Charles is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Meristem Family Wealth

Opportunity Partners U.S. Capital Solutions Fund, LLC

Minnetonka, MN · Sep 8, 2020

Sep 8, 2020 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Charles is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Meristem Family Wealth

Opportunity Partners Litigation Finance Fund, LLC

Minnetonka, MN · Apr 29, 2020

Apr 29, 2020 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Charles is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

Charles D. Maxwell — TN, 5 issuers, Oct 9, 2009 → Mar 29, 2012 · no shared issuer
Charles T. Maxwell — MA, 2 issuers, May 5, 2009 → May 2, 2016 · no shared issuer
Charles T. Maxwell — PA, 1 issuer, Jan 24, 2012 → Feb 4, 2013 · no shared issuer

People around Charles 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

Meristem Family Wealth, LLC

Director, Promoter, Executive Officer · 10 shared filings (6 issuers) · also on 3 other issuers

Meristem Family Wealth, LLC is on 9 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Jon K. Crow

Executive Officer · 10 shared filings (6 issuers) · also on 1 other issuer

Jon K. Crow is on 7 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Patrick Regan

Executive Officer · 10 shared filings (6 issuers)

Patrick Regan is on 6 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Andrew Ohman

Executive Officer · 10 shared filings (6 issuers)

Andrew Ohman is on 6 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

Sponsor group

Meristem Family Wealth

7 issuers · 7 filings · $29.9M reported sold · 2018–2022

OP Opportunity Partners Private Equity Fund, LLC Pooled Investment Fund · 2022 · listed
OP Opportunity Partners PE Co-Investment Fund I, LLC Pooled Investment Fund · 2021 · listed
OP Opportunity Partners U.S. Capital Solutions Fund, LLC Pooled Investment Fund · 2020 · listed
OP Opportunity Partners Litigation Finance Fund, LLC Pooled Investment Fund · 2020 · listed
OP Opportunity Partners Europe Fund, LLC Pooled Investment Fund · $29.9M sold · 2019
OP Opportunity Partners Insurance Alternatives Fund, LLC Pooled Investment Fund · 2019
OP Opportunity Partners Asia Fund, LLC Pooled Investment Fund · 2018

One team, 7 deal companies. Charles Maxwell is listed on 4 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Charles Maxwell.

Sponsor group

Cresset

47 issuers · 144 filings · $1.88B reported sold · 2010–2026

PE Private Equity - FP Infra V, L.P. Pooled Investment Fund · 2026
VC Venture Capital Access Fund 1, L.P. Pooled Investment Fund · $27M sold · 2026
PE Private Equity - PX3 Fund II, L.P. Pooled Investment Fund · 2026
MO Mtge Opportunities Fund, L.P. Pooled Investment Fund · 2026
DI Direct Investment Fund IV Tax-Exempt L.P. Pooled Investment Fund · 2026
DI Direct Investment Fund IV, L.P. Pooled Investment Fund · 2026
SV Stonelake VIII Access Fund, L.P. Pooled Investment Fund · 2026
AC Altair CHP Fund, LLC Pooled Investment Fund · $789.5M sold · 2010
AC Altair CHP Offshore Fund II, Ltd. Pooled Investment Fund · $48.4M sold · 2016
AC Altair CHP Fund II, LLC Pooled Investment Fund · $116.3M sold · 2016
VO Venture Opportunity Series Fund, L.P. - Series 2 Pooled Investment Fund · 2026
VO Venture Opportunity Series Fund, L.P. - Series 1 Pooled Investment Fund · 2026
PE Private Equity - Layer Global I (TE), L.P. Pooled Investment Fund · 2026
PE Private Equity - Layer Global I, L.P. Pooled Investment Fund · 2026
BS BCA Select, LLC - Series 3 - Junto Capital Partners Pooled Investment Fund · $14.3M sold · 2021
RE Real Estate - PP III, L.P. Pooled Investment Fund · 2026
MG Meristem Global Equity Fund LLC Pooled Investment Fund · $278.1M sold · 2013 · listed
CH Cresset High Yield Municipal Fund, LLC Pooled Investment Fund · $233.1M sold · 2017 · listed
PE Private Equity - LC Middle Market I Anchor (TE), L.P. Pooled Investment Fund · 2026
PE Private Equity - LC Middle Market I Anchor, L.P. Pooled Investment Fund · 2026
BS BCA Select, LLC - Series 2 - Redwood Opportunity Pooled Investment Fund · $82.9M sold · 2021
BS BCA Select, LLC - Series 1 - Tiger Global Long Opportunities Pooled Investment Fund · $41.9M sold · 2021
PE Private Equity - LE VII, L.P. Pooled Investment Fund · 2025
DI Director Investors Fund L.L.C. - Series BR-VI Pooled Investment Fund · $76.7M sold · 2025
DI Director Investors Fund L.L.C. - Series BR-VI (TE) Pooled Investment Fund · $11.5M sold · 2025
CP Cresset Private Markets, LLC - Series 3 Pooled Investment Fund · $92.4M sold · 2021
DI Direct Investors Fund, L.L.C. - Series CLO TE III Pooled Investment Fund · $2.5M sold · 2025
DI Direct Investors Fund, L.L.C. - Series CLO III Pooled Investment Fund · $36.6M sold · 2025
CP Cresset Private Markets, LLC - Series 11 Pooled Investment Fund · $14.5M sold · 2024
CP Cresset Private Markets, LLC - Series 12 Pooled Investment Fund · $18.7M sold · 2024
PE Private Equity 2025 Fund, L.P. Pooled Investment Fund · $8M sold · 2025
CP Cresset Private Markets, LLC- Series 7 Pooled Investment Fund · $72M sold · 2022
CP Cresset Private Markets, LLC - Series 17 Pooled Investment Fund · 2024
CP Cresset Private Markets, LLC - Series 18 (Tax Exempt Feeder) Pooled Investment Fund · 2024
CP Cresset Private Markets, LLC - Series 15 Pooled Investment Fund · $73.3M sold · 2024
CP Cresset Private Markets, LLC - Series 16 (Tax-Exempt Feeder) Pooled Investment Fund · $32.1M sold · 2024
BS BCA Select, LLC - Series 4 Pooled Investment Fund · $20M sold · 2021
CP Cresset Private Markets, LLC - Series 14 Pooled Investment Fund · $92.4M sold · 2024
CP Cresset Private Markets, LLC- Series 10 Pooled Investment Fund · $14M sold · 2023
CP Cresset Private Markets, LLC - Series 5 Pooled Investment Fund · $48.2M sold · 2021
CP Cresset Private Markets, LLC - Series 4 Pooled Investment Fund · $32.3M sold · 2021
CP Cresset Private Markets, LLC - Series 1 Pooled Investment Fund · $140M sold · 2021
CP Cresset Private Markets, LLC - Series 2 Pooled Investment Fund · $45.9M sold · 2021
CP Cresset Private Markets, LLC - Series 8 Pooled Investment Fund · $15.3M sold · 2022
BS BCA Select, LLC- Series 5 Pooled Investment Fund · $76.5M sold · 2022
BP BCA Private Markets, LLC- Series 6 Pooled Investment Fund · $56.9M sold · 2021
BP BCA Private Markets, LLC- Series 9 Pooled Investment Fund · $5M sold · 2022

One team, 47 deal companies. Charles Maxwell is listed on 2 of them.

Sources

Same business address

51 other issuers file from the same address (first 50 shown)

Altair CHP Fund, LLC Chicago, IL · 2010
Altair CHP Fund II, LLC Chicago, IL · 2016
Hughes Growth Equity Fund II, L.P. Chicago, IL · 2024
CBC IOS Fund II, LP Chicago, IL · 2026
Water Street Healthcare Partners VI Parallel, L.P. Chicago, IL · 2026
Water Street Healthcare Partners VI, L.P. Chicago, IL · 2026
Madison Air Solutions Corp Chicago, IL · 2026
Madison Air Co-Investors LLC Chicago, IL · 2026
Starting Line Reel AI, LLC Chicago, IL · 2026
Starting Line Agentic SPV, LLC Chicago, IL · 2026
Erie Street GS LLC Chicago, IL · 2025
MAIA Biotechnology, Inc. Chicago, IL · 2023
HSREP X F2, L.P. Chicago, IL · 2025
UND Property Owner R LLC Chicago, IL · 2025
NX Westfield MOB Holding LLC Chicago, IL · 2025
Harrison Street European Property Partners IV, SLP RAIF Chicago, IL · 2023
HSREP X F1, L.P. Chicago, IL · 2025
HSREP X Co-Investment F1, L.P. Chicago, IL · 2025
Cresset Private Markets, LLC - Series 12 Chicago, IL · 2024
Cresset Private Markets, LLC - Series 11 Chicago, IL · 2024
Starting Line New TV, LLC Chicago, IL · 2025
BH Brightview Holdings IV MA, LLC Chicago, IL · 2025
SA II-HSRE IX Master R IV, LLC Chicago, IL · 2025
HSRE-CSP XIIA Holding, LLC Chicago, IL · 2025
HSRE R IXC, LLC Chicago, IL · 2025
HS Digital Feeder R, LLC Chicago, IL · 2025
HSRE-AREP VIIA Holding, LLC Chicago, IL · 2025
HSRE-CSR VA Holding, LLC Chicago, IL · 2025
SA II-HSRE IX Master REIT III, LLC Chicago, IL · 2025
SA II-HSRE IX Master REIT II, LLC Chicago, IL · 2025
HS Digital REIT, LLC Chicago, IL · 2025
HSRE-AREP VIA Holding, LLC Chicago, IL · 2025
HSRE-MH IIIA, LLC Chicago, IL · 2025
HSRE R X, LLC Chicago, IL · 2025
HSRE-Brightview Co-Investment Holding R, LLC Chicago, IL · 2025
HS RESS R I, LLC Chicago, IL · 2025
HSREP IX Holding REIT, LLC Chicago, IL · 2025
HSRE REIT VIIIG Chicago, IL · 2025
Direct Private Investments LLC - Series 1 Chicago, IL · 2024
HS Digital I, L.P. Chicago, IL · 2024
HS Digital I F1, L.P. Chicago, IL · 2024
Cresset Private Markets, LLC- Series 7 Chicago, IL · 2022
HSRE-CSP XA, LLC Chicago, IL · 2024
HSRE-CSP VIA, LLC Chicago, IL · 2024
Cresset Direct Investments, LLC - Series 5 Chicago, IL · 2023
Cresset Private Markets, LLC - Series 18 (Tax Exempt Feeder) Chicago, IL · 2024
Cresset Private Markets, LLC - Series 17 Chicago, IL · 2024
Verve Madison R, LLC Chicago, IL · 2024
WI-UW Holdings R, LLC Chicago, IL · 2024
FL-UCF Holdings R, LLC Chicago, IL · 2024

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 6 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Charles Maxwell by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 6 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Charles Maxwell is listed on: none on file. No website or social profile named in Meristem Global Equity Fund LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #43,579 of 374,652 in line (1,299 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Chicago, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

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Charles Maxwell

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Charles Maxwell is no longer listed on the Jan 30, 2023 amendment — Cresset High Yield Municipal Fund, LLC

Charles Maxwell is no longer listed on the Jan 30, 2023 amendment — Meristem Global Equity Fund LLC

Charles Maxwell is written 3 different ways on the filings

Reported net asset value range changed between filings — Meristem Global Equity Fund LLC

Same name, different state: "Charles T. Maxwell" (MA) is a separate record

Same name, different state: "Charles T. Maxwell" (PA) is a separate record

Same name, different state: "Charles D. Maxwell" (TN) is a separate record

Address moved from Minnetonka, MN to Chicago, IL — Cresset High Yield Municipal Fund, LLC

Address moved from Minnetonka, MN to Chicago, IL — Meristem Global Equity Fund LLC

5. Money to insiders

Deals 6

People around Charles 4

The team behind the deals

51 other issuers file from the same address (first 50 shown)

Registrations and other filings

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person