PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:39 AM ET

Sponsor Check › Person

CL
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Charles Liamos

Named as an officer, director or promoter on SEC Form D filings · CA, MA · Jun 9, 2009 → Mar 26, 2019

5deals (issuers)
$254.5Mreported sold
109investors
24Form D filings
2009–2019years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Charles Liamos is listed as a director on 24 SEC Form D filings by 5 issuers between Jun 2009 and Mar 2019: IMMUNIC, INC. (New York, United States (as filed: X1) — biotechnology — 2009–2011; $200M reported sold to 62 investors), OPTISCAN BIOMEDICAL CORP (Hayward, CA — other health care — 2012–2019; $31.5M reported sold to 16 investors), SBT Holdings Inc. (Burlington, MA — industry reported as "Other" — 2014–2015; $12M reported sold to 13 investors), Nuvesse Skin Therapies, Inc. (Castro Valley, CA — other health care — 2009; $8M reported sold to 10 investors) and Southern Implants, Inc. (Irvine, CA — other health care — 2009–2010; $3M reported sold to 8 investors).

What this means A repeat sponsor — 5 separate companies raised money with this person listed as director, over about 10 years. Across those companies the filings report $254.5M sold in total.

Listed alongside Aron Stern (12 shared filings), J. Michael Millis (12 shared filings), Phillip Croxford (12 shared filings), Randolph Steer (12 shared filings), Robert Ashley (12 shared filings) and 33 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Charles. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 24 public filings for Charles Liamos and found 15 differences: 5 bankruptcy cases name the subject or team members; Form D filed 55 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Charles Liamos has not run yet — it is joining a line of 37,858 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Charles Liamos..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

15 differences found between the filings for Charles Liamos (compared 24 filings on Oct 24, 2026)

Note · Jun 18, 1999 – Aug 22, 2026

5 bankruptcy cases name the subject or team members

Bankruptcy case: Paul Mieyal — filed Aug 22, 2026 · Bankruptcy case: Nuvesse Skin Therapies, Inc. — filed Jul 7, 2018 · Bankruptcy case: Wells Fargo Bank, N.A. v. Restani — filed Nov 26, 2012 · Bankruptcy case: GE Capital Retail Bank, FSB v. Restani — filed Nov 26, 2012 · Bankruptcy case: Chase Manhattan Bank v. Restani — filed Jun 18, 1999

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Connecticut ↗Paul Mieyal — PartnerFacts page ↗Docket · United States Bankruptcy Court, N.D. California ↗Nuvesse Skin Therapies, Inc. — PartnerFacts page ↗
Sources
Note · Aug 22, 2014 – Oct 16, 2014

Form D filed 55 days after the first sale — SBT Holdings Inc.

The filing says the first sale was Aug 22, 2014. The Form D was filed Oct 16, 2014 — 55 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 40 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Oct 16, 2014 ↗SBT Holdings Inc. — PartnerFacts page ↗
Sources
Note · May 19, 2011 – Jun 23, 2011

Form D filed 35 days after the first sale — IMMUNIC, INC.

The filing says the first sale was May 19, 2011. The Form D was filed Jun 23, 2011 — 35 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 20 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jun 23, 2011 ↗IMMUNIC, INC. — PartnerFacts page ↗
Sources
Note · May 17, 2010 – Jun 17, 2010

Form D filed 31 days after the first sale — Southern Implants, Inc.

The filing says the first sale was May 17, 2010. The Form D was filed Jun 17, 2010 — 31 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 16 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jun 17, 2010 ↗Southern Implants, Inc. — PartnerFacts page ↗
Sources
Note · Jun 4, 2009 – Mar 26, 2019

8 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — OPTISCAN BIOMEDICAL CORP (latest filing Mar 26, 2019) · No amendment in the last 12 months on an offering that may still be open — OPTISCAN BIOMEDICAL CORP (latest filing Feb 14, 2018) · No amendment in the last 12 months on an offering that may still be open — OPTISCAN BIOMEDICAL CORP (latest filing Jun 7, 2016) · No amendment in the last 12 months on an offering that may still be open — SBT Holdings Inc. (latest filing May 29, 2015) · No amendment in the last 12 months on an offering that may still be open — OPTISCAN BIOMEDICAL CORP (latest filing Feb 7, 2013) · and 3 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Mar 26, 2019 ↗OPTISCAN BIOMEDICAL CORP — PartnerFacts page ↗Form D · Feb 14, 2018 ↗Form D · Jun 7, 2016 ↗
Sources
Note · Oct 16, 2014 – May 29, 2015

Offering amount changed between filings — SBT Holdings Inc.

The Oct 16, 2014 filing says $7,824,997 offered; the May 29, 2015 Form D/A says $20,544,341.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Oct 16, 2014 ↗Form D/A (later) · May 29, 2015 ↗SBT Holdings Inc. — PartnerFacts page ↗
Sources
Note · Feb 7, 2011 – Jun 22, 2011

Offering amount changed between filings — IMMUNIC, INC.

The Feb 7, 2011 filing says an indefinite amount offered; the Jun 22, 2011 Form D/A says $16,251,091.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Feb 7, 2011 ↗Form D/A (later) · Jun 22, 2011 ↗IMMUNIC, INC. — PartnerFacts page ↗
Sources
Note · Dec 10, 2009 – Mar 18, 2010

Offering amount changed between filings — IMMUNIC, INC.

The Dec 10, 2009 filing says $5,000,000 offered; the Mar 18, 2010 Form D/A says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Dec 10, 2009 ↗Form D/A (later) · Mar 18, 2010 ↗IMMUNIC, INC. — PartnerFacts page ↗
Sources
Note · Mar 18, 2010 – May 14, 2010

Minimum investment changed between filings — IMMUNIC, INC.

The Mar 18, 2010 filing lists a minimum of $209; the May 14, 2010 Form D/A lists $157.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 18, 2010 ↗Form D/A (later) · May 14, 2010 ↗IMMUNIC, INC. — PartnerFacts page ↗
Sources
Note · Dec 10, 2009 – Mar 18, 2010

Minimum investment changed between filings — IMMUNIC, INC.

The Dec 10, 2009 filing lists a minimum of $301; the Mar 18, 2010 Form D/A lists $209.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Dec 10, 2009 ↗Form D/A (later) · Mar 18, 2010 ↗IMMUNIC, INC. — PartnerFacts page ↗
Sources
Note · Oct 28, 2009 – Dec 10, 2009

Minimum investment changed between filings — IMMUNIC, INC.

The Oct 28, 2009 filing lists a minimum of $350; the Dec 10, 2009 Form D/A lists $301.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Oct 28, 2009 ↗Form D/A (later) · Dec 10, 2009 ↗IMMUNIC, INC. — PartnerFacts page ↗
Sources
Note · Oct 29, 2012 – Feb 14, 2018

Industry group changed between filings — OPTISCAN BIOMEDICAL CORP

"Biotechnology" (Oct 29, 2012 to Jun 7, 2016); then "Other Health Care" (Feb 14, 2018 to Mar 26, 2019).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Oct 29, 2012 ↗Form D · Feb 14, 2018 ↗OPTISCAN BIOMEDICAL CORP — PartnerFacts page ↗
Sources
Note · Apr 6, 2009 – Nov 12, 2010

Same name, different state: "Charles T. Liamos" (CA) is a separate record

This page covers filings where the address state is CA or MA. A separate record, "Charles T. Liamos" with address state CA, is listed on 2 filings — most recently by SONOMA ORTHOPEDIC PRODUCTS INC (Nov 12, 2010). Both records have filings in the same period (Jun 9, 2009 to Nov 12, 2010).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Charles T. Liamos (CA) — PartnerFacts page ↗Form D · Nov 12, 2010 ↗SONOMA ORTHOPEDIC PRODUCTS INC — PartnerFacts page ↗Charles Liamos (CA,MA) — this page ↗
Sources
Note · Mar 19, 2015 – May 29, 2015

Address moved from Burlington, MA to Minneapolis, MN — SBT Holdings Inc.

The people listed on the Mar 19, 2015 filing give Burlington, MA; on the May 29, 2015 filing they give Minneapolis, MN.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Mar 19, 2015 ↗Form D/A · May 29, 2015 ↗SBT Holdings Inc. — PartnerFacts page ↗
Sources
Note · Jun 9, 2009 – Mar 26, 2019

Charles Liamos is listed with 2 different address states: CA, MA

CA on 23 filings (Jun 9, 2009 to Mar 26, 2019); MA on 1 filing (Mar 19, 2015).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Jun 9, 2009 ↗Form D · Mar 19, 2015 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 13 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 26, 2019 D
OPTISCAN BIOMEDICAL CORP
File 021-335700
$0$0$0None listed on this filingEDGAR ↗
Feb 14, 2018 D
OPTISCAN BIOMEDICAL CORP
File 021-305611
$0$0$0None listed on this filingEDGAR ↗
Jun 7, 2016 D
OPTISCAN BIOMEDICAL CORP
File 021-264501
$0$0$0None listed on this filingEDGAR ↗
May 29, 2015 D/A
SBT Holdings Inc.
File 021-226583
$0$0$0None listed on this filingEDGAR ↗
Mar 19, 2015 D
SBT Holdings Inc.
File 021-236267
$0$0$0None listed on this filingEDGAR ↗
Feb 7, 2013 D
OPTISCAN BIOMEDICAL CORP
File 021-191514
$0$0$0None listed on this filingEDGAR ↗
Oct 29, 2012 D
OPTISCAN BIOMEDICAL CORP
File 021-186238
$0$0$0None listed on this filingEDGAR ↗
Oct 29, 2012 D
OPTISCAN BIOMEDICAL CORP
File 021-186240
$0$0$0None listed on this filingEDGAR ↗
Jun 23, 2011 D
IMMUNIC, INC.
File 021-161700
$0$0$0None listed on this filingEDGAR ↗
Jun 22, 2011 D/A
IMMUNIC, INC.
File 021-63094
$0$0$0None listed on this filingEDGAR ↗
Jun 17, 2010 D
Southern Implants, Inc.
File 021-143648
$0$0$0None listed on this filingEDGAR ↗
Jul 1, 2009 D
Nuvesse Skin Therapies, Inc.
File 021-77715
$0$0$0None listed on this filingEDGAR ↗
Jun 9, 2009 D
Southern Implants, Inc.
File 021-97364
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 5

Every issuer that named Charles Liamos on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

OB
Other Health Care

OPTISCAN BIOMEDICAL CORP

Hayward, CA · Oct 29, 2012 → Mar 26, 2019 · 6 filings
  • Mar 26, 2019 · D · $20,000,063 sold of $25,078,604 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 14, 2018 · D · $14,805,430 sold of $20,000,001 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 7, 2016 · D · $29,471,095 sold of $40,138,534 · 16 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 7, 2013 · D · $30,733,658 sold of $45,733,658 · 16 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 29, 2012 · D · $2,600,000 sold of $2,600,000 · 16 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 29, 2012 · D · $2,523,099 sold of $2,523,099 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $31.5M from 16 investors (100% of the $25.1M target) as of the latest filing. Charles is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SH
Other

SBT Holdings Inc.

Burlington, MA · Oct 16, 2014 → May 29, 2015 · 3 filings
  • May 29, 2015 · D/A · $10,831,162 sold of $20,544,341 · 13 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 19, 2015 · D · $5,300,000 sold of $5,300,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 16, 2014 · D · $7,824,997 sold of $7,824,997 · 0 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $12M from 13 investors (58% of the $20.5M target) as of the latest filing. Charles is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

I
Biotechnology

IMMUNIC, INC.

New York, United States (as filed: X1) · Oct 7, 2009 → Jun 23, 2011 · 12 filings
  • Jun 23, 2011 · D · $22,617,179 sold of $56,860,223 · 51 investors · min. $1,000 · role: Director EDGAR ↗
  • Jun 22, 2011 · D/A · $16,251,091 sold of $16,251,091 · 42 investors · min. $157 · role: Director EDGAR ↗
  • Feb 7, 2011 · D/A · $14,041,092 sold of Indefinite · 42 investors · min. $157 · role: Director EDGAR ↗
  • Jan 4, 2011 · D/A · $13,391,092 sold of Indefinite · 42 investors · min. $157 · role: Director EDGAR ↗
  • Oct 15, 2010 · D/A · $12,488,333 sold of Indefinite · 42 investors · min. $157 · role: Director EDGAR ↗
  • Jul 1, 2010 · D/A · $9,488,333 sold of Indefinite · 41 investors · min. $157 · role: Director EDGAR ↗
  • Jun 23, 2010 · D/A · $9,158,947 sold of Indefinite · 41 investors · min. $157 · role: Director EDGAR ↗
  • May 14, 2010 · D/A · $7,245,069 sold of Indefinite · 41 investors · min. $157 · role: Director EDGAR ↗
  • Mar 18, 2010 · D/A · $5,907,448 sold of Indefinite · 41 investors · min. $209 · role: Director EDGAR ↗
  • Dec 10, 2009 · D/A · $3,965,435 sold of $5,000,000 · 41 investors · min. $301 · role: Director EDGAR ↗
  • Oct 28, 2009 · D/A · $3,736,409 sold of $5,000,000 · 34 investors · min. $350 · role: Director EDGAR ↗
  • Oct 7, 2009 · D · $1,158,255 sold of $5,000,000 · 32 investors · min. $350 · role: Director EDGAR ↗

Raised $200M from 62 investors (100% of the $56.9M target) as of the latest filing. Charles is listed as director on 12 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SI
Other Health Care

Southern Implants, Inc.

Irvine, CA · Jun 9, 2009 → Jun 17, 2010 · 2 filings
  • Jun 17, 2010 · D · $2,000,000 sold of $2,000,000 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 9, 2009 · D · $3,000,000 sold of $3,500,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $3M from 8 investors (100% of the $2M target) as of the latest filing. Charles is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

NS
Other Health Care

Nuvesse Skin Therapies, Inc.

Castro Valley, CA · Jul 1, 2009
  • Jul 1, 2009 · D · $8,000,000 sold of $10,000,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $8M from 10 investors (80% of the $10M target) as of the latest filing. Charles is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

People around Charles 38

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

Phillip Croxford

Director · 12 shared filings (1 issuer)

Listed on the same filings as Charles Liamos. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Randolph Steer

Director · 12 shared filings (1 issuer)

Listed on the same filings as Charles Liamos. Their page shows their other deals.

TW
No photo found yet (own website and image search run after this page is viewed)
Person

Terry Winters

Executive Officer, Director · 12 shared filings (1 issuer)

Listed on the same filings as Charles Liamos. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

J. Michael Millis

Director · 12 shared filings (1 issuer)

Listed on the same filings as Charles Liamos. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Aron Stern

Executive Officer · 12 shared filings (1 issuer)

Listed on the same filings as Charles Liamos. Their page shows their other deals.

RA
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Ashley

Executive Officer · 12 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Charles Liamos. Their page shows their other deals.

RJ
No photo found yet (own website and image search run after this page is viewed)
Person

Ross Jaffe

Director · 12 shared filings (1 issuer) · also on 12 other issuers

Ross Jaffe is on 13 issuers in total — a repeat sponsor. Their page lists every one.

PM
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Mieyal

Director · 6 shared filings (1 issuer) · also on 6 other issuers

Paul Mieyal is on 7 issuers in total — a repeat sponsor. Their page lists every one.

AW
No photo found yet (own website and image search run after this page is viewed)
Person

Annette Campbell-White

Director · 5 shared filings (2 issuers) · also on 8 other issuers

Annette Campbell-White is on 10 issuers in total — a repeat sponsor. Their page lists every one.

MN
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Nealon

Executive Officer · 5 shared filings (2 issuers)

Listed on the same filings as Charles Liamos. Their page shows their other deals.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Kehoe

Executive Officer, Director, Promoter · 5 shared filings (2 issuers)

Listed on the same filings as Charles Liamos. Their page shows their other deals.

PR
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Rule

Executive Officer, Director · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Charles Liamos. Their page shows their other deals.

PN
No photo found yet (own website and image search run after this page is viewed)
Person

PATRICK NUGENT

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Charles Liamos. Their page shows their other deals.

AZ
No photo found yet (own website and image search run after this page is viewed)
Person

Alex Zisson

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Charles Liamos. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Robin Bellas

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Charles Liamos. Their page shows their other deals.

KA
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth Abramowitz

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Charles Liamos. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

John K. Bakewell

Director · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Charles Liamos. Their page shows their other deals.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

James Thomas

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Charles Liamos. Their page shows their other deals.

AP
No photo found yet (own website and image search run after this page is viewed)
Person

Aditya Puri

Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Charles Liamos. Their page shows their other deals.

GB
No photo found yet (own website and image search run after this page is viewed)
Person

Graham Blackbeard

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Charles Liamos. Their page shows their other deals.

MV
No photo found yet (own website and image search run after this page is viewed)
Person

Malan de Villiers

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Charles Liamos. Their page shows their other deals.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Rod Dammeyer

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Charles Liamos. Their page shows their other deals.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Mahler

Director · 2 shared filings (1 issuer)

Listed on the same filings as Charles Liamos. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

SCOTT HALSTED

Director · 2 shared filings (1 issuer) · also on 8 other issuers

SCOTT HALSTED is on 9 issuers in total — a repeat sponsor. Their page lists every one.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

DONALD WEBBER

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Charles Liamos. Their page shows their other deals.

KB
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Barrett

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Charles Liamos. Their page shows their other deals.

GR
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Restani

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Charles Liamos. Their page shows their other deals.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Gibbs

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Charles Liamos. Their page shows their other deals.

GC
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Coughlen

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Charles Liamos. Their page shows their other deals.

JJ
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Jones

Executive Officer · 1 shared filing (1 issuer) · also on 4 other issuers

Jeffrey Jones is on 5 issuers in total — a repeat sponsor. Their page lists every one.

OS
No photo found yet (own website and image search run after this page is viewed)
Person

Oleg Siniaguine

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Charles Liamos. Their page shows their other deals.

KC
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Connors

Director · 1 shared filing (1 issuer)

Listed on the same filings as Charles Liamos. Their page shows their other deals.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Greeley

Director · 1 shared filing (1 issuer)

Listed on the same filings as Charles Liamos. Their page shows their other deals.

DE
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Eckert

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Charles Liamos. Their page shows their other deals.

TR
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Rodgers

Director · 1 shared filing (1 issuer)

Listed on the same filings as Charles Liamos. Their page shows their other deals.

CV
No photo found yet (own website and image search run after this page is viewed)
Person

Cary Vance

Executive Officer, Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Charles Liamos. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

JIM CAUSEY

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Charles Liamos. Their page shows their other deals.

WM
No photo found yet (own website and image search run after this page is viewed)
Person

WILLIAM MINCE

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Charles Liamos. Their page shows their other deals.

The team behind the deals

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 5 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Charles Liamos by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 5 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Charles Liamos is listed on: none on file. No website or social profile named in Nuvesse Skin Therapies, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #282,135 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Castro Valley, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗Massachusetts MassCourts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗Massachusetts Secretary of State business search ↗OpenCorporates ↗

Change history

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