Charles E. Poe is listed as an executive officer and promoter on 3 SEC Form D filings by 1 issuer between May 2009 and Dec 2010: Bailey's Girlfriend, L.P. (Los Angeles, CA — industry reported as "Other" — 2009–2010; $1.21M reported sold to 10 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Jeff Balis (3 shared filings), Rhoades Rader (3 shared filings) and T. Morgan Simpson (3 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Charles. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 8 bankruptcy cases matching the name listed in Key records below.
What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Charles E. Poe and found 4 differences: Offering amount changed between filings; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.