PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:26 AM ET

Sponsor Check › Person

CB
No photo found yet (own website and image search run after this page is viewed)

CHARLES BROWN

Named as an officer, director or promoter on SEC Form D filings · Australia (as filed: C3) · Nov 24, 2014 → Nov 30, 2018

1deal (issuers)
$26.3Mreported sold
31investors
6Form D filings
2014–2018years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:32 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

CHARLES BROWN is listed as an executive officer on 6 SEC Form D filings by 1 issuer between Nov 2014 and Nov 2018: KIS Asia Long Short Cayman Fund (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2014–2018; $26.3M reported sold to 31 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Brian K.N. Eden (6 shared filings), MARK MCGUIRE (6 shared filings), MIKE SURRIDGE (6 shared filings), SAME KIS CAPITAL PARTNERS PTY LTD (6 shared filings, management entity), JOSH BEST (5 shared filings) and 3 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around CHARLES. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 SEC release listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 6 public filings for CHARLES BROWN and found 11 differences, 5 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for CHARLES BROWN has not run yet — it is joining a line of 54,189 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:32 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release

Southwest Income Trust; Advantage Income Trust; and Investors Trading Trust, Palo Verde 136, Inc., Steven R. Shoop, Advantage Marketing Group, Inc., Charles D. Brown, FLC Corporation, Donn K. Phillips and Anthony Ghirardello Litigation release
SEC · May 6, 1997 · Parties as named in the release: Southwest Income Trust; Advantage Income Trust; and Investors Trading Trust, Palo Verde 136, Inc., Steven R. Shoop, Advantage Marketing Group, Inc., Charles D. Brown, FLC Corporation, Donn K. Phillips and Anthony Ghirardello Read the release ↗
same full name in the release title; 11 people with this name in Form D filings; the person's filing state is not named
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched CHARLES BROWN..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:32 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for CHARLES BROWN — 5 worth asking about (compared 6 filings on Oct 24, 2026)

Worth asking · Nov 23, 2015 – Nov 21, 2016

Amount sold went down between filings — KIS Asia Long Short Cayman Fund

The Nov 23, 2015 filing says $22,800,000 sold; the Nov 21, 2016 Form D/A says $2,042,143 sold — $20,757,857 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Nov 23, 2015 ↗Form D/A (later) · Nov 21, 2016 ↗KIS Asia Long Short Cayman Fund — PartnerFacts page ↗
Sources
Worth asking · Nov 24, 2014 – Nov 23, 2015

Amount sold went down between filings — KIS Asia Long Short Cayman Fund

The Nov 24, 2014 filing says $26,300,000 sold; the Nov 23, 2015 Form D/A says $22,800,000 sold — $3,500,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Nov 24, 2014 ↗Form D/A (later) · Nov 23, 2015 ↗KIS Asia Long Short Cayman Fund — PartnerFacts page ↗
Sources
Worth asking · Nov 21, 2016 – Dec 4, 2017

Investor count went down between filings — KIS Asia Long Short Cayman Fund

The Nov 21, 2016 filing reports 31 investors; the Dec 4, 2017 Form D/A reports 3 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Nov 21, 2016 ↗Form D/A (later) · Dec 4, 2017 ↗KIS Asia Long Short Cayman Fund — PartnerFacts page ↗
Sources
Worth asking · Nov 24, 2014 – Nov 23, 2015

Investor count went down between filings — KIS Asia Long Short Cayman Fund

The Nov 24, 2014 filing reports 30 investors; the Nov 23, 2015 Form D/A reports 22 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Nov 24, 2014 ↗Form D/A (later) · Nov 23, 2015 ↗KIS Asia Long Short Cayman Fund — PartnerFacts page ↗
Sources
Worth asking · Sep 1, 2014 – Nov 24, 2014

Form D filed 84 days after the first sale — KIS Asia Long Short Cayman Fund

The filing says the first sale was Sep 1, 2014. The Form D was filed Nov 24, 2014 — 84 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 69 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Nov 24, 2014 ↗KIS Asia Long Short Cayman Fund — PartnerFacts page ↗
Sources
Note · Sep 1, 2014 – Nov 30, 2018

No amendment in the last 12 months on an offering that may still be open — KIS Asia Long Short Cayman Fund (latest filing Nov 30, 2018)

The latest filing for this offering is dated Nov 30, 2018 (first sale Sep 1, 2014). It reports $5,654,785 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Nov 30, 2018 ↗KIS Asia Long Short Cayman Fund — PartnerFacts page ↗
Sources
Note · Nov 14, 2017 – May 31, 2023

Same name, different state: "CHARLES BROWN" (TX) is a separate record

This page covers filings where the address state is C3. A separate record, "CHARLES BROWN" with address state TX, is listed on 4 filings — most recently by Hardwoods Holdings, LLC (May 31, 2023). Both records have filings in the same period (Nov 14, 2017 to Nov 30, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

CHARLES BROWN (TX) — PartnerFacts page ↗Form D/A · May 31, 2023 ↗Hardwoods Holdings, LLC — PartnerFacts page ↗CHARLES BROWN (C3) — this page ↗
Sources
Note · Jan 28, 2016 – Mar 4, 2019

Same name, different state: "Charles I. Brown" (CO) is a separate record

This page covers filings where the address state is C3. A separate record, "Charles I. Brown" with address state CO, is listed on 6 filings — most recently by ZERONINES TECHNOLOGY INC (Mar 4, 2019). Both records have filings in the same period (Jan 28, 2016 to Nov 30, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Charles I. Brown (CO) — PartnerFacts page ↗Form D · Mar 4, 2019 ↗ZERONINES TECHNOLOGY INC — PartnerFacts page ↗CHARLES BROWN (C3) — this page ↗
Sources
Note · May 14, 2015 – Jul 14, 2017

Same name, different state: "Charles Brown" (WA or NY) is a separate record

This page covers filings where the address state is C3. A separate record, "Charles Brown" with address state WA or NY, is listed on 4 filings — most recently by Specified Air Solutions Holdings, LLC (Nov 1, 2017). Both records have filings in the same period (May 14, 2015 to Jul 14, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Charles Brown (WA,NY) — PartnerFacts page ↗Form D · Nov 1, 2017 ↗Specified Air Solutions Holdings, LLC — PartnerFacts page ↗CHARLES BROWN (C3) — this page ↗
Sources
Note · Jan 10, 2013

Same name, different state: "Charles L. Brown" (IL) is a separate record

This page covers filings where the address state is C3. A separate record, "Charles L. Brown" with address state IL, is listed on 1 filing — most recently by Manufacturing Systems Services, Inc. (Jan 10, 2013). The two records do not overlap in time: this page runs Nov 24, 2014 to Nov 30, 2018; the other has one filing dated Jan 10, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Charles L. Brown (IL) — PartnerFacts page ↗Form D · Jan 10, 2013 ↗Manufacturing Systems Services, Inc. — PartnerFacts page ↗CHARLES BROWN (C3) — this page ↗
Sources
Note · Aug 25, 2010 – Jul 8, 2011

Same name, different state: "CHARLES L. BROWN III, MD" (GA or FL) is a separate record

This page covers filings where the address state is C3. A separate record, "CHARLES L. BROWN III, MD" with address state GA or FL, is listed on 3 filings — most recently by LIFESYNC HOLDINGS INC (Jul 8, 2011). The two records do not overlap in time: this page runs Nov 24, 2014 to Nov 30, 2018; the other runs Aug 25, 2010 to Jul 8, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

CHARLES L. BROWN III, MD (GA,FL) — PartnerFacts page ↗Form D · Jul 8, 2011 ↗LIFESYNC HOLDINGS INC — PartnerFacts page ↗CHARLES BROWN (C3) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 30, 2018 D/A
KIS Asia Long Short Cayman Fund
File 021-228927
$0$0$0
The Investment Manager or an affiliate receives management fees calculated as a percentage of net assets and (a special fee equal to) a percentage of annual profits.
None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Charles Brown on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

KA
Pooled Investment Fund

KIS Asia Long Short Cayman Fund

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Nov 24, 2014 → Nov 30, 2018 · 6 filings
  • Nov 30, 2018 · D/A · $5,654,785 sold of Indefinite · 3 investors · min. $250,000 · role: Executive Officer (DIRECTOR AND PORTFOLIO MANAGER OF INVESTMENT MANAGER) EDGAR ↗
  • Dec 4, 2017 · D/A · $3,136,699 sold of Indefinite · 3 investors · min. $250,000 · role: Executive Officer (DIRECTOR AND PORTFOLIO MANAGER OF INVESTMENT MANAGER) EDGAR ↗
  • Nov 21, 2016 · D/A · $2,042,143 sold of Indefinite · 31 investors · min. $250,000 · role: Executive Officer (EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER OF INVESTMENT MANAGER) EDGAR ↗
  • Nov 23, 2015 · D/A · $22,800,000 sold of Indefinite · 22 investors · min. $250,000 · role: Executive Officer (EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER OF INVESTMENT MANAGER) EDGAR ↗
  • Nov 24, 2014 · D/A · $26,300,000 sold of Indefinite · 30 investors · min. $250,000 · role: Executive Officer (EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER OF INVESTMENT MANAGER) EDGAR ↗
  • Nov 24, 2014 · D · $26,300,000 sold of Indefinite · 30 investors · min. $250,000 · role: Executive Officer (EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER OF INVESTMENT MANAGER) EDGAR ↗

Raised $26.3M from 31 investors as of the latest filing. Charles is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (10)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • CHARLES BROWN — TX, 2 issuers, Nov 14, 2017 → May 31, 2023 · no shared issuer
  • CHARLES W. BROWN — OK, 2 issuers, Jun 15, 2022 → Aug 8, 2024 · no shared issuer
  • CHARLES L. BROWN III, MD — GA, FL, 1 issuer, Aug 25, 2010 → Jul 8, 2011 · no shared issuer
  • Charles L. Brown — IL, 1 issuer, Jan 10, 2013 → Jan 10, 2013 · no shared issuer
  • Charles I. Brown — CO, 1 issuer, Jan 28, 2016 → Mar 4, 2019 · no shared issuer
  • Charles Brown — WA, NY, 1 issuer, May 14, 2015 → Jul 14, 2017 · no shared issuer
  • Charles Edward Brown — CA, 1 issuer, Jun 17, 2020 → Jun 17, 2020 · no shared issuer
  • Charles D. Brown — DC, 1 issuer, Apr 15, 2026 → Jul 15, 2026 · no shared issuer
  • Charles Brown — FL, 1 issuer, Jun 9, 2011 → Jun 9, 2011 · no shared issuer
  • Charles D. Brown — WA, 1 issuer, Jan 15, 2014 → Jan 15, 2014 · no shared issuer

People around Charles 8

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

SK
Management entity

SAME KIS CAPITAL PARTNERS PTY LTD

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Charles Brown. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

MIKE SURRIDGE

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Charles Brown. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

MARK MCGUIRE

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Charles Brown. Their page shows their other deals.

BE
No photo found yet (own website and image search run after this page is viewed)
Person

Brian K.N. Eden

Director · 6 shared filings (1 issuer) · also on 8 other issuers

Brian K.N. Eden is on 9 issuers in total — a repeat sponsor. Their page lists every one.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

JOSH BEST

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Charles Brown. Their page shows their other deals.

LR
No photo found yet (own website and image search run after this page is viewed)
Person

Leon Rhule

Director · 3 shared filings (1 issuer) · also on 38 other issuers

Leon Rhule is on 39 issuers in total — a repeat sponsor. Their page lists every one.

MO
No photo found yet (own website and image search run after this page is viewed)
Person

MARTIN OREGAN

Director · 3 shared filings (1 issuer)

Listed on the same filings as Charles Brown. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

JOHN BEST

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Charles Brown. Their page shows their other deals.

The team behind the deals

Same business address

45 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to CHARLES BROWN by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Charles Brown is listed on: none on file. No website or social profile named in KIS Asia Long Short Cayman Fund's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #243,893 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (George Town, Grand Cayman, E9). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

OpenCorporates ↗

Change history

No corrections have been requested for this page.

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