CHARLES B. JOHNSON is listed as an executive officer and director on 16 SEC Form D filings by 2 issuers between Aug 2009 and Jan 2018: Tamarack Aerospace Group, Inc. (Sandpoint, ID — other technology — 2014–2018; $16.6M reported sold to 27 investors) and BYE AEROSPACE INC (Englewood, CO — industry reported as "Other" — 2009–2014; $14M reported sold to 67 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 9 years. Across those companies the filings report $30.6M sold in total.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 3 SEC releases, 2 bankruptcy cases matching the name listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 16 public filings for CHARLES B. JOHNSON and found 21 differences, 4 worth asking the sponsor about: 500% of the money raised went to insiders; Form D filed 129 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.