PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:54 AM ET

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CHAD NELSON

Named as an officer, director or promoter on SEC Form D filings · NJ, CT · Oct 26, 2010 → May 9, 2016

3deals (issuers)
$818.7Mreported sold
66investors
17Form D filings
2010–2016years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:22 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

CHAD NELSON is listed as an executive officer on 17 SEC Form D filings by 3 issuers between Sep 2010 and May 2016: THB SMALLCAP FUND, LLC (Norwalk, CT — pooled investment fund — 2010–2016; $399.9M reported sold to 19 investors), THB MICROCAP FUND, LLC (Norwalk, CT — pooled investment fund — 2010–2016; $380.3M reported sold to 40 investors) and THB ENHANCED ALPHA FUND, LLC (Norwalk, CT — pooled investment fund — 2010–2011; $38.5M reported sold to 7 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, over about 6 years. Across those companies the filings report $818.7M sold in total.

Listed alongside CHRISTOPHER NICHOLAS CUESTA (17 shared filings), JAMES MICHAEL KENNEDY (17 shared filings), WILLIAM BRYANT (17 shared filings), JOHN GORDON BENNETT (13 shared filings) and KEITH EDWARD DICKINSON (4 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around CHAD. Each name links to their own page.

1 of the issuers belongs to the sponsor group Crestview (56 issuers, $58.02B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Crestview has 56 companies on file and $58.02B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 31 bankruptcy cases matching the name listed in Key records below.

What this means 31 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 17 public filings for CHAD NELSON and found 7 differences, 2 worth asking the sponsor about: CHAD NELSON is no longer listed on the May 9, 2017 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for CHAD NELSON has not run yet — it is joining a line of 43,137 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:22 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched CHAD NELSON..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

31 cases: 3 open, 28 closed (disposition not in docket feed)

Chad Nelson and William Crandell open
United States Bankruptcy Court, E.D. Michigan · No. 26-31785 · Filed Aug 5, 2026
Role of Chad Nelson and William Crandell: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 81 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
Chad Nelson open
United States Bankruptcy Court, N.D. Florida · No. 26-30693 · Filed Jun 30, 2026
Role of Chad Nelson: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 81 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
Chad E. Nelson closed
United States Bankruptcy Court, N.D. Iowa · No. 23-00038 · Filed Jan 17, 2023 · Closed Apr 26, 2023
Role of Chad E. Nelson: Debtor · Outcome: Case closed 2023-04-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 81 federal dockets); 3 people with this name in Form D filings; court in IA (not a filing state)
Chad T Nelson closed
United States Bankruptcy Court, D. Idaho · No. 18-20745 · Filed Dec 7, 2018 · Closed Mar 25, 2019
Role of Chad T Nelson: Debtor · Outcome: Case closed 2019-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 81 federal dockets); 3 people with this name in Form D filings; court in ID (not a filing state)
Chad Nelson closed
United States Bankruptcy Court, D. Oregon · No. 16-34859 · Filed Dec 30, 2016 · Closed Apr 23, 2018
Role of Chad Nelson: Debtor · Outcome: Case closed 2018-04-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 81 federal dockets); 3 people with this name in Form D filings; court in OR (not a filing state)
Chad M. Nelson and Kelly A. Nelson closed
United States Bankruptcy Court, E.D. Wisconsin · No. 16-28010 · Filed Aug 10, 2016 · Closed Aug 29, 2017
Role of Chad M. Nelson and Kelly A. Nelson: Debtor · Outcome: Case closed 2017-08-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 81 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)
Chad A Nelson closed
United States Bankruptcy Court, E.D. Michigan · No. 13-33461 · Filed Oct 11, 2013 · Closed Jan 17, 2014
Role of Chad A Nelson: Debtor · Outcome: Case closed 2014-01-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 81 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
Chad Nelson and Patricia Nelson closed
United States Bankruptcy Court, N.D. Florida · No. 13-30410 · Filed Apr 3, 2013 · Closed Jun 19, 2014
Role of Chad Nelson and Patricia Nelson: Debtor · Outcome: Case closed 2014-06-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 81 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
CHAD P NELSON closed
United States Bankruptcy Court, D. Minnesota · No. 11-33843 · Filed Jun 9, 2011 · Closed Sep 29, 2011
Role of CHAD P NELSON: Debtor · Outcome: Case closed 2011-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 81 federal dockets); 3 people with this name in Form D filings; court in MN (not a filing state)
Chad E Nelson closed
United States Bankruptcy Court, M.D. Alabama · No. 11-30918 · Filed Apr 12, 2011 · Closed Aug 1, 2011
Role of Chad E Nelson: Debtor · Outcome: Case closed 2011-08-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 81 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)
Chad J. Nelson closed
United States Bankruptcy Court, E.D. California · No. 10-43978 · Filed Sep 8, 2010 · Closed Jan 7, 2011
Role of Chad J. Nelson: Debtor · Outcome: Case closed 2011-01-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 81 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
Official Committee of Unsecured Creditors of Dreie v. William W. Bryant, Jr. and Chad M. Nelson open
United States Bankruptcy Court, S.D. New York · No. 10-03205 · Filed Apr 13, 2010
Role of William W. Bryant, Jr. and Chad M. Nelson: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 81 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state); a co-listed related person is a party
Chad M. Nelson and Mary C. Nelson closed
United States Bankruptcy Court, D. New Mexico · No. 09-13151 · Filed Jul 21, 2009 · Closed Nov 2, 2009
Role of Chad M. Nelson and Mary C. Nelson: Debtor · Outcome: Case closed 2009-11-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 81 federal dockets); 3 people with this name in Form D filings; court in NM (not a filing state)
Chad D Nelson and Carola N Nelson closed
United States Bankruptcy Court, D. Idaho · No. 08-02408 · Filed Oct 28, 2008 · Closed Jul 30, 2009
Role of Chad D Nelson and Carola N Nelson: Debtor · Outcome: Case closed 2009-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 81 federal dockets); 3 people with this name in Form D filings; court in ID (not a filing state)
Chad M. Nelson closed
United States Bankruptcy Court, D. Minnesota · No. 07-30174 · Filed Jan 18, 2007 · Closed Apr 26, 2007
Role of Chad M. Nelson: Debtor · Outcome: Case closed 2007-04-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 81 federal dockets); 3 people with this name in Form D filings; court in MN (not a filing state)
Chad M Nelson and Megan A Nelson closed
United States Bankruptcy Court, E.D. Washington · No. 05-10035 · Filed Oct 14, 2005 · Closed Jan 25, 2006
Role of Chad M Nelson and Megan A Nelson: Debtor · Outcome: Case closed 2006-01-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 81 federal dockets); 3 people with this name in Form D filings; court in WA (not a filing state)
Chad S. Nelson and Brandica J. Nelson closed
United States Bankruptcy Court, W.D. Wisconsin · No. 3-05-20884 · Filed Oct 13, 2005 · Closed Feb 7, 2006
Role of Chad S. Nelson and Brandica J. Nelson: Debtor · Outcome: Case closed 2006-02-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 81 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)
Chad M Nelson closed
United States Bankruptcy Court, W.D. Washington · No. 05-41514 · Filed Feb 22, 2005 · Closed Jun 6, 2005
Role of Chad M Nelson: Debtor · Outcome: Case closed 2005-06-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 81 federal dockets); 3 people with this name in Form D filings; court in WA (not a filing state)
Chad R. Nelson closed
United States Bankruptcy Court, D. North Dakota · No. 04-30108 · Filed Jan 22, 2004 · Closed May 26, 2004
Role of Chad R. Nelson: Debtor · Outcome: Case closed 2004-05-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 81 federal dockets); 3 people with this name in Form D filings; court in ND (not a filing state)
CHAD R NELSON closed
United States Bankruptcy Court, D. Minnesota · No. 03-40772 · Filed Jan 31, 2003 · Closed May 28, 2003
Role of CHAD R NELSON: Debtor · Outcome: Case closed 2003-05-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 81 federal dockets); 3 people with this name in Form D filings; court in MN (not a filing state)
CHAD D NELSON closed
United States Bankruptcy Court, D. Arizona · No. 2:02-bk-14865 · Filed Sep 18, 2002 · Closed Mar 24, 2003
Role of CHAD D NELSON: Debtor · Outcome: Case closed 2003-03-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 81 federal dockets); 3 people with this name in Form D filings; court in AR (not a filing state)
CHAD NELSON closed
United States Bankruptcy Court, D. Minnesota · No. 02-42258 · Filed Jul 3, 2002 · Closed Oct 29, 2002
Role of CHAD NELSON: Debtor · Outcome: Case closed 2002-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 81 federal dockets); 3 people with this name in Form D filings; court in MN (not a filing state)
Amy L. Nelson and Chad O. Nelson closed
United States Bankruptcy Court, E.D. Wisconsin · No. 01-25682 · Filed May 14, 2001 · Closed Sep 19, 2001
Role of Chad O. Nelson: Debtor · Outcome: Case closed 2001-09-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 81 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)
CHAD E. NELSON closed
United States Bankruptcy Court, N.D. Florida · No. 01-40824 · Filed Mar 30, 2001 · Closed Jul 10, 2001
Role of CHAD E. NELSON: Debtor · Outcome: Case closed 2001-07-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 81 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
Chad D. Nelson closed
United States Bankruptcy Court, D. South Dakota · No. 00-10144 · Filed Jul 12, 2000 · Closed Oct 30, 2000
Role of Chad D. Nelson: Debtor · Outcome: Case closed 2000-10-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 81 federal dockets); 3 people with this name in Form D filings; court in SD (not a filing state)
Chad Nelson closed
United States Bankruptcy Court, N.D. Texas · No. 99-36306 · Filed Sep 3, 1999 · Closed Jan 26, 2000
Role of Chad Nelson: Debtor · Outcome: Case closed 2000-01-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 81 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)
Chad W. Nelson closed
United States Bankruptcy Court, W.D. Wisconsin · No. 3-98-35323 · Filed Oct 23, 1998 · Closed Feb 26, 1999
Role of Chad W. Nelson: Debtor · Outcome: Case closed 1999-02-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 81 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)
Chad A. Nelson closed
United States Bankruptcy Court, W.D. Wisconsin · No. 1-98-12346 · Filed May 6, 1998 · Closed Sep 17, 1998
Role of Chad A. Nelson: Debtor · Outcome: Case closed 1998-09-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 81 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)
Chad M. Nelson and Cindy C. Nelson closed
United States Bankruptcy Court, M.D. Florida · No. 6:96-bk-07168 · Filed Nov 1, 1996 · Closed Mar 3, 1997
Role of Chad M. Nelson and Cindy C. Nelson: Debtor · Outcome: Case closed 1997-03-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 81 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
Chad Nelson closed
United States Bankruptcy Court, D. North Dakota · No. 96-31244 · Filed Sep 26, 1996 · Closed Mar 18, 1997
Role of Chad Nelson: Debtor · Outcome: Case closed 1997-03-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 81 federal dockets); 3 people with this name in Form D filings; court in ND (not a filing state)
CHAD A NELSON and CHRISTY M NELSON closed
United States Bankruptcy Court, D. Minnesota · No. 96-44266 · Filed Jul 11, 1996 · Closed Nov 1, 1996
Role of CHAD A NELSON and CHRISTY M NELSON: Debtor · Outcome: Case closed 1996-11-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 81 federal dockets); 3 people with this name in Form D filings; court in MN (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:22 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for CHAD NELSON — 2 worth asking about (compared 17 filings on Oct 24, 2026)

Note · Aug 26, 2010 – Oct 27, 2011

No amendment in the last 12 months on an offering that may still be open — THB ENHANCED ALPHA FUND, LLC (latest filing Oct 27, 2011)

The latest filing for this offering is dated Oct 27, 2011 (first sale Aug 26, 2010). It reports $38,457,627 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Oct 27, 2011 ↗THB ENHANCED ALPHA FUND, LLC — PartnerFacts page ↗
Sources
Worth asking · May 9, 2016 – May 9, 2017

CHAD NELSON is no longer listed on the May 9, 2017 amendment — THB MICROCAP FUND, LLC

CHAD NELSON appears on the May 9, 2016 Form D/A (executive officer) but not on the May 9, 2017 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · May 9, 2016 ↗Form D/A · May 9, 2017 ↗CHAD NELSON — PartnerFacts page ↗THB MICROCAP FUND, LLC — PartnerFacts page ↗
Sources
Worth asking · May 9, 2016 – May 9, 2017

CHAD NELSON is no longer listed on the May 9, 2017 amendment — THB SMALLCAP FUND, LLC

CHAD NELSON appears on the May 9, 2016 Form D/A (executive officer) but not on the May 9, 2017 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · May 9, 2016 ↗Form D/A · May 9, 2017 ↗CHAD NELSON — PartnerFacts page ↗THB SMALLCAP FUND, LLC — PartnerFacts page ↗
Sources
Note · Jan 2, 2018 – Feb 22, 2021

Same name, different state: "chad m nelson" (CT) is a separate record

This page covers filings where the address state is NJ or CT. A separate record, "chad m nelson" with address state CT, is listed on 3 filings — most recently by Invenire Equity Opportunities, LP (Feb 22, 2021). The two records do not overlap in time: this page runs Oct 26, 2010 to May 9, 2016; the other runs Jan 2, 2018 to Feb 22, 2021.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

chad m nelson (CT) — PartnerFacts page ↗Form D · Feb 22, 2021 ↗Invenire Equity Opportunities, LP — PartnerFacts page ↗CHAD NELSON (NJ,CT) — this page ↗
Sources
Note · Jan 7, 2021

Same name, different state: "Chad Nelson" (IL) is a separate record

This page covers filings where the address state is NJ or CT. A separate record, "Chad Nelson" with address state IL, is listed on 1 filing — most recently by Holcomb Bancorp, Inc. (Jan 7, 2021). The two records do not overlap in time: this page runs Oct 26, 2010 to May 9, 2016; the other has one filing dated Jan 7, 2021.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Chad Nelson (IL) — PartnerFacts page ↗Form D · Jan 7, 2021 ↗Holcomb Bancorp, Inc. — PartnerFacts page ↗CHAD NELSON (NJ,CT) — this page ↗
Sources
Note · Sep 10, 2010 – Oct 12, 2021

4 address changes between filings

Address moved from Norwalk, CT to San Antonio, TX — THB SMALLCAP FUND, LLC · Address moved from Saddle Brook, NJ to Norwalk, CT — THB MICROCAP FUND, LLC · Address moved from Saddle Brook, NJ to Norwalk, CT — THB SMALLCAP FUND, LLC · Address moved from Saddle Brook, NJ to Norwalk, CT — THB ENHANCED ALPHA FUND, LLC

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Apr 22, 2020 ↗Form D/A · Oct 12, 2021 ↗THB SMALLCAP FUND, LLC — PartnerFacts page ↗Form D · Sep 10, 2010 ↗
Sources
Note · Sep 10, 2010 – May 9, 2016

CHAD NELSON is listed with 2 different address states: NJ, CT

NJ on 3 filings (Sep 10, 2010 to Sep 10, 2010); CT on 14 filings (Oct 26, 2010 to May 9, 2016).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Sep 10, 2010 ↗Form D/A · Oct 26, 2010 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 3 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 9, 2016 D/A
THB SMALLCAP FUND, LLC
File 021-147565
$0$0$0None listed on this filingEDGAR ↗
May 9, 2016 D/A
THB MICROCAP FUND, LLC
File 021-147567
$0$0$0None listed on this filingEDGAR ↗
Oct 27, 2011 D/A
THB ENHANCED ALPHA FUND, LLC
File 021-147566
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Chad Nelson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

TS
Pooled Investment Fund · group: Crestview

THB SMALLCAP FUND, LLC

Norwalk, CT · Sep 10, 2010 → May 9, 2016 · 7 filings
  • May 9, 2016 · D/A · $357,622,444 sold of Indefinite · 19 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 11, 2015 · D/A · $81,180,864 sold of Indefinite · 15 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Dec 18, 2013 · D/A · $81,180,864 sold of Indefinite · 15 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Dec 18, 2012 · D/A · $81,080,264 sold of Indefinite · 14 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 27, 2011 · D/A · $78,384,514 sold of Indefinite · 14 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 26, 2010 · D/A · $59,737,894 sold of Indefinite · 11 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Sep 10, 2010 · D · $59,737,894 sold of Indefinite · 11 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $399.9M from 19 investors as of the latest filing. Chad is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TM
Pooled Investment Fund

THB MICROCAP FUND, LLC

Norwalk, CT · Sep 10, 2010 → May 9, 2016 · 7 filings
  • May 9, 2016 · D/A · $324,452,175 sold of Indefinite · 40 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 11, 2015 · D/A · $63,082,071 sold of Indefinite · 30 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Dec 18, 2013 · D/A · $63,026,071 sold of Indefinite · 29 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Dec 18, 2012 · D/A · $62,685,271 sold of Indefinite · 28 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 27, 2011 · D/A · $61,801,156 sold of Indefinite · 24 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 26, 2010 · D/A · $55,072,499 sold of Indefinite · 21 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Sep 10, 2010 · D · $55,072,499 sold of Indefinite · 21 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $380.3M from 40 investors as of the latest filing. Chad is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TE
Pooled Investment Fund

THB ENHANCED ALPHA FUND, LLC

Norwalk, CT · Sep 10, 2010 → Oct 27, 2011 · 3 filings
  • Oct 27, 2011 · D/A · $38,457,627 sold of Indefinite · 7 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 26, 2010 · D/A · $37,607,149 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Sep 10, 2010 · D · $37,607,149 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $38.5M from 7 investors as of the latest filing. Chad is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • chad m nelson — CT, 2 issuers, Jan 2, 2018 → Feb 22, 2021 · no shared issuer
  • Chad Nelson — IL, 1 issuer, Jan 7, 2021 → Jan 7, 2021 · no shared issuer

People around Chad 5

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

CHRISTOPHER NICHOLAS CUESTA

Executive Officer · 17 shared filings (3 issuers)

Listed on the same filings as Chad Nelson. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

JAMES MICHAEL KENNEDY

Executive Officer · 17 shared filings (3 issuers)

Listed on the same filings as Chad Nelson. Their page shows their other deals.

WB
No photo found yet (own website and image search run after this page is viewed)
Person

WILLIAM BRYANT

Executive Officer · 17 shared filings (3 issuers)

Listed on the same filings as Chad Nelson. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

JOHN GORDON BENNETT

Executive Officer · 13 shared filings (3 issuers)

Listed on the same filings as Chad Nelson. Their page shows their other deals.

KD
No photo found yet (own website and image search run after this page is viewed)
Person

KEITH EDWARD DICKINSON

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as Chad Nelson. Their page shows their other deals.

The team behind the deals

C
Sponsor group

Crestview

56 issuers · 128 filings · $58.02B reported sold · 2009–2026

One team, 56 deal companies. Chad Nelson is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name CHAD NELSON.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 3 issuers this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): THB SMALLCAP FUND, LLC.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to CHAD NELSON by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Chad Nelson is listed on: none on file. No website or social profile named in THB SMALLCAP FUND, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #88,709 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Norwalk, CT). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New Jersey state courts — find the court ↗Connecticut Judicial Branch case look-up ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New Jersey Secretary of State business search ↗Connecticut Secretary of State business search ↗OpenCorporates ↗

Change history

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