Celeste Barone is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Mar 2010: Pomona Capital Secondary Co-Investment, L.P. (New York, NY — pooled investment fund — 2010; $35.2M reported sold to 4 investors).
What this means One deal on file with the SEC, filed Mar 2010. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Doug Kelly (1 shared filing), Lorraine Hliboki (1 shared filing), Pomona Management, LLC (1 shared filing, management entity) and Ryan Levitt (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Celeste. Each name links to their own page.
The issuer belongs to the sponsor group Pomona (25 issuers, $14.84B reported sold, 2010–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Pomona has 25 companies on file and $14.84B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 1 public filing for Celeste Barone and found 2 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "Celeste R. Barone" (CT) is a separate record.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.