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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:13 AM ET

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Cathy Ehrlich

Named as an officer, director or promoter on SEC Form D filings · NY · Feb 16, 2011 → Nov 9, 2021

11deals (issuers)
$21.25Breported sold
1,982investors
115Form D filings
2011–2021years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:23 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Cathy Ehrlich is listed as an executive officer on 115 SEC Form D filings by 11 issuers between Feb 2011 and Nov 2021. Largest by amount reported sold: ZALICO Variable Series I Separate Account (Schaumburg, IL — insurance — 2011–2021; $8.84B reported sold to 52 investors), VL Series Account-1 (Schaumburg, United States (as filed: X1) — insurance — 2015–2021; $6.97B reported sold to 4 investors), HNW PPVA Series Account - 1 (Schaumburg, IL — insurance — 2014–2021; $2.09B reported sold to 1,485 investors), ZALICO VL Series Account - 2 (Schaumburg, IL — insurance — 2012–2021; $1.61B reported sold to 27 investors), Group Variable Annuity Series I Separate Account (Schaumburg, IL — insurance — 2019–2021; $697.5M reported sold to 21 investors) and 6 more (all listed below).

What this means That is a lot of deals — 11 separate companies raised money with this person listed as executive officer, over about 10 years. Across those companies the filings report $21.25B sold in total.

Listed alongside Michael Rohwetter (115 shared filings), Richard Hauser (110 shared filings), David Dietz (99 shared filings), Ira Kleinman (93 shared filings), Juanita Thomas (91 shared filings) and 87 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Cathy. Each name links to their own page.

All 11 issuers belong to the sponsor group Zalico Variable (11 issuers, $15.76B reported sold, 2010–2025).

What this means A sponsor group is one team that sets up a new company for each deal. Zalico Variable has 11 companies on file and $15.76B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared the newest 50 of 115 public filings for Cathy Ehrlich and found 8 differences, 3 worth asking the sponsor about: 5 offerings reported less sold on a later filing than an earlier one; 9 offerings reported fewer investors on a later filing; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Cathy Ehrlich has not run yet — it is joining a line of 49,276 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:23 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Cathy Ehrlich..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:23 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for Cathy Ehrlich — 3 worth asking about (compared the newest 50 of 115 filings on Oct 24, 2026; older filings not covered)

Note · Aug 25, 1987 – Jan 17, 2013

4 bankruptcy cases name the subject or team members

Bankruptcy case: Louis Pietroluongo — filed Aug 3, 2012 · Bankruptcy case: Dave G. Dampman and Jeannee L. Dampman — filed Aug 12, 2009 · Bankruptcy case: Zulfiquer Rehman and Farah Rehman — filed Aug 8, 2001 · Bankruptcy case: Nathaniel R Thomas and Burne B Thomas — filed Aug 25, 1987

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. New York ↗Louis Pietroluongo — PartnerFacts page ↗Docket · United States Bankruptcy Court, W.D. Wisconsin ↗David Dampman — PartnerFacts page ↗
Sources
Worth asking · Oct 2, 2018 – Nov 9, 2021

5 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — ZALICO VL Series Account - 2 · Amount sold went down between filings — ZALICO VARIABLE SERIES II SEPARATE ACCOUNT · Amount sold went down between filings — ZALICO VARIABLE SERIES II SEPARATE ACCOUNT · Amount sold went down between filings — ZALICO VARIABLE SERIES II SEPARATE ACCOUNT · Amount sold went down between filings — ZALICO VARIABLE SERIES II SEPARATE ACCOUNT

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Form D/A (earlier) · Nov 8, 2021 ↗Form D/A (later) · Nov 9, 2021 ↗ZALICO VL Series Account - 2 — PartnerFacts page ↗Form D/A (earlier) · Nov 8, 2021 ↗
Sources
Worth asking · Jul 31, 2017 – Sep 13, 2022

9 offerings reported fewer investors on a later filing

Investor count went down between filings — ZALICO VARIABLE SERIES III SEPARATE ACCOUNT · Investor count went down between filings — ZALICO VL Series Account - 2 · Investor count went down between filings — ZALICO VARIABLE SERIES II SEPARATE ACCOUNT · Investor count went down between filings — ZALICO VARIABLE SERIES II SEPARATE ACCOUNT · Investor count went down between filings — ZALICO VARIABLE SERIES II SEPARATE ACCOUNT · and 4 more

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Form D/A (earlier) · Nov 8, 2021 ↗Form D/A (later) · Sep 13, 2022 ↗ZALICO VARIABLE SERIES III SEPARATE ACCOUNT — PartnerFacts page ↗Form D/A (earlier) · Nov 8, 2021 ↗
Sources
Note · Oct 24, 2016 – Sep 17, 2019

No amendment in the last 12 months on an offering that may still be open — ZALICO VL Series Account - 2 (latest filing Sep 17, 2019)

The latest filing for this offering is dated Sep 17, 2019 (first sale Oct 24, 2016). It reports $4,283,722 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Sep 17, 2019 ↗ZALICO VL Series Account - 2 — PartnerFacts page ↗
Sources
Worth asking · Aug 9, 2021 – Sep 13, 2022

11 people are no longer listed on a later amendment

Cathy Ehrlich is no longer listed on the Sep 13, 2022 amendment — ZALICO VARIABLE SERIES III SEPARATE ACCOUNT · Cathy Ehrlich is no longer listed on the Sep 8, 2022 amendment — ZALICO VL Series Account - 2 · Cathy Ehrlich is no longer listed on the Sep 8, 2022 amendment — ZALICO VARIABLE SERIES II SEPARATE ACCOUNT · Cathy Ehrlich is no longer listed on the Sep 8, 2022 amendment — ZALICO Variable Annuity Separate Account -- 2 · Cathy Ehrlich is no longer listed on the Sep 8, 2022 amendment — ZALICO VARIABLE SERIES VI SEPARATE ACCOUNT · and 6 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Nov 8, 2021 ↗Form D/A · Sep 13, 2022 ↗Cathy Ehrlich — PartnerFacts page ↗ZALICO VARIABLE SERIES III SEPARATE ACCOUNT — PartnerFacts page ↗
Sources
Note · Mar 19, 2010 – Feb 16, 2011

4 issuers described their industry differently on different filings

Industry group changed between filings — ZALICO VARIABLE SERIES II SEPARATE ACCOUNT · Industry group changed between filings — ZALICO VARIABLE SERIES VI SEPARATE ACCOUNT · Industry group changed between filings — ZALICO VARIABLE SERIES III SEPARATE ACCOUNT · Industry group changed between filings — ZALICO Variable Series I Separate Account

What this means Often just a different box ticked; sometimes the deal changed. Ask which business your money is in.

Form D · Mar 22, 2010 ↗Form D/A · Feb 16, 2011 ↗ZALICO VARIABLE SERIES II SEPARATE ACCOUNT — PartnerFacts page ↗Form D · Mar 19, 2010 ↗
Sources
Note · Mar 19, 2010 – Apr 19, 2013

Reported revenue range changed between filings — ZALICO VARIABLE SERIES VI SEPARATE ACCOUNT

"Decline to Disclose" (Mar 19, 2010); then "Not Applicable" (May 23, 2012); then "Decline to Disclose" (Apr 19, 2013).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Mar 19, 2010 ↗Form D/A · May 23, 2012 ↗Form D/A · Apr 19, 2013 ↗ZALICO VARIABLE SERIES VI SEPARATE ACCOUNT — PartnerFacts page ↗
Sources
Note · Mar 19, 2010 – May 19, 2023

14 address changes between filings

Address moved from New York, NY to Schaumberg, IL — ZALICONY HNW PPVA Series Account - 1 · Address moved from New York, NY to Schaumburg, IL — Group Variable Annuity Series I Separate Account · Address moved from New York, NY to Schaumburg, IL — VL Series Account-1 · Address moved from New York, NY to Schaumburg, IL — HNW PPVA Series Account - 1 · Address moved from New York, NY to Schaumburg, IL — HNW PPVUL Series Account - 1 · and 9 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Jun 29, 2022 ↗Form D/A · May 19, 2023 ↗ZALICONY HNW PPVA Series Account - 1 — PartnerFacts page ↗Form D · Jun 21, 2019 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 115 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

11 of 12 offerings report sales commissions totalling $16,166,350; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 9, 2021 D/A
ZALICO VARIABLE SERIES II SEPARATE ACCOUNT
File 021-139840
$332,780 (est.)$0$0
As issuer of variable life insurance policies, Zurich American Life Insurance Company will receive amounts from charges deducted under the policies, but no executive officer, director or promoter will receive any portion of the gross offering proceeds
Wells Fargo Insurance Services Investment Advisors BrokerCheck CRD 35419 ↗EDGAR ↗
Nov 9, 2021 D/A
ZALICO VL Series Account - 2
File 021-163516
$83,848 (est.)$0$0
As issuer of the variable life insurance policies, ZALICO will receive amounts from charges deducted from policies, but no executive officer, director or promoter will receive any position or portion of the gross offering proceeds.
BFP Securities, LLC BrokerCheck CRD 44731 ↗EDGAR ↗
Nov 8, 2021 D/A
ZALICO VARIABLE SERIES III SEPARATE ACCOUNT
File 021-139808
$101,893 (est.)$0$0
As issuer of the variable life insurance policies, Zurich American Life Insurance Company will receive amounts from charges deducted under the policies, but no executive officer, director or promoter will receive any portion of the gross offering proceeds
Wells Fargo Insurance Services Investment Advisors, Inc. BrokerCheck CRD 35419 ↗
Benefit Finance Securities BrokerCheck CRD 45113 ↗		EDGAR ↗
Nov 8, 2021 D/A
ZALICO VARIABLE SERIES VI SEPARATE ACCOUNT
File 021-139810
$307,444 (est.)$0$0
As issuer of the variable life insurance policies, Zurich American Life Insurance Company will receive amounts from charges deducted under the policies, but no executive officer, director or promoter will receive any portion of the gross offering proceeds
Wells Fargo Insurance Services Investment Advisors, Inc. BrokerCheck CRD 35419 ↗EDGAR ↗
Nov 8, 2021 D/A
ZALICO Variable Annuity Separate Account -- 2
File 021-155451
$904,238$0$0
As issuer, ZALICO will receive amounts from charges deducted under the contracts, but no executive officer, director or promoter will receive any portion of the gross offering proceeds.
MFI Investments Corp BrokerCheck CRD 2864 ↗
1st Global Capital Corp Husami & Associates BrokerCheck CRD 30349 ↗		EDGAR ↗
Aug 9, 2021 D/A
ZALICO Variable Series I Separate Account
File 021-139876
$7,924,119 (est.)$0$0
As issuer of the variable life insurance policies, Zurich American Life Insurance Company will receive amounts from charges deducted under the policies, but no executive officer, director or promoter will receive any portion of the gross offering proceeds
Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
Benefit Finance Securities BrokerCheck CRD 45113 ↗
WJ Lynch Investor Services LLC (William J. Lynch & Associates) BrokerCheck CRD 140762 ↗		EDGAR ↗
Aug 9, 2021 D/A
HNW PPVUL Series Account - 1
File 021-172945
$2,403,853 (est.)$0$0
Zurich American Life Insurance Company deducts charges from premium and policy values per terms of applicable insurance contract.
M Holdings Securities, Inc. BrokerCheck CRD 43285 ↗
Winged Keel Group, Inc. no CRD number reported
via M Holdings Securities, Inc. (CRD 43285 ↗)

Michael B. Liebeskind BrokerCheck CRD 1219051 ↗
via M Holdings Securities, Inc. (CRD 43285 ↗)

Eric Naison-Phillips BrokerCheck CRD 5155539 ↗
via M Holdings Securities, Inc. (CRD 43285 ↗)
EDGAR ↗
Aug 9, 2021 D/A
HNW PPVA Series Account - 1
File 021-215800
$1,879,756$0$0
Zurich American Life Insurance Company deducts charges from premium and policy values per terms of applicable insurance contract
M Holdings Securities BrokerCheck CRD 43285 ↗
Winged Keel Group, Inc. no CRD number reported
via M Holdings Securities, Inc. (CRD 43285 ↗)

Michael B. Liebeskind BrokerCheck CRD 1219051 ↗
via M Holdings Securities, Inc. (CRD 43285 ↗)

Eric Naison-Phillips BrokerCheck CRD 5155539 ↗
via M Holdings Securities (CRD 43285 ↗)
EDGAR ↗
Aug 9, 2021 D/A
ZALICONY HNW PPVA Series Account - 1
File 021-220492
$889,761 (est.)$0$0
ZALICONY deducts charges from premium and policy values per terms of applicable annuity contract.
Morgan Stanley Smith Barney BrokerCheck CRD 149777 ↗
Deborah Montaperto BrokerCheck CRD 1669425 ↗
via Morgan Stanley (CRD 149777 ↗)

M Holdings Securities BrokerCheck CRD 43285 ↗
American Portfolios BrokerCheck CRD 18487 ↗
First Liberties Financial BrokerCheck CRD 14432 ↗
NFP Advisor Services BrokerCheck CRD 42046 ↗		EDGAR ↗
Aug 9, 2021 D/A
VL Series Account-1
File 021-234636
$0$0$0None listed on this filingEDGAR ↗
Aug 9, 2021 D/A
Group Variable Annuity Series I Separate Account
File 021-342497
$1,280,000 (est.)$0$0
Zurich American Life Insurance Company deducts charges from premium and contract values per terms of applicable annuity contract.
Meyer-Chatfield no CRD number reported
via J. Alden Associates, Inc. (CRD 40002 ↗)
EDGAR ↗
Sep 17, 2019 D/A
ZALICO VL Series Account - 2
File 021-270288
$58,658 (est.)$0$0BFP Securities, LLC BrokerCheck CRD 44731 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 11

Every issuer that named Cathy Ehrlich on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

ZV
Insurance · group: Zalico Variable

ZALICO VL Series Account - 2

Schaumburg, IL · Nov 29, 2012 → Nov 9, 2021 · 17 filings
  • Nov 9, 2021 · D/A · $6,483,722 sold of Indefinite · 1 investors · min. $10,000 · role: Executive Officer (Illustration Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Nov 8, 2021 · D/A · $845,785,310 sold of Indefinite · 14 investors · min. $10,000 · role: Executive Officer (Illustration Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Oct 14, 2020 · D/A · $833,395,310 sold of Indefinite · 14 investors · min. $10,000 · role: Executive Officer (Vice President, Chief Actuary, Appointed Actuary and Illustration Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Sep 17, 2019 · D/A · $4,283,722 sold of Indefinite · 1 investors · min. $10,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Sep 17, 2019 · D/A · $569,695,310 sold of Indefinite · 11 investors · min. $10,000 · role: Executive Officer (Vice President, Chief Actuary, Appointed Actuary and Illustration Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Oct 4, 2018 · D/A · $478,487,600 sold of Indefinite · 10 investors · min. $10,000 · role: Executive Officer (Vice President, Chief Actuary, Appointed Actuary and Illustration Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Oct 2, 2018 · D/A · $3,987,722 sold of Indefinite · 1 investors · min. $10,000 · role: Executive Officer (Vice President, Chief Actuary, Appointed Actuary and Illustration Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Nov 14, 2017 · D/A · $3,910,722 sold of Indefinite · 1 investors · min. $10,000 · role: Executive Officer (Vice President, Chief Actuary, Appointed Actuary and Illustration Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Nov 14, 2017 · D/A · $438,487,600 sold of Indefinite · 10 investors · min. $10,000 · role: Executive Officer (Vice President, Chief Actuary, Appointed Actuary and Illustration Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Nov 3, 2017 · D/A · $3,910,722 sold of Indefinite · 1 investors · min. $10,000 · role: Executive Officer (Vice President, Chief Actuary, Appointed Actuary and Illustration Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Dec 21, 2016 · D/A · $385,542,600 sold of Indefinite · 8 investors · min. $10,000 · role: Executive Officer (Vice President, Chief Actuary, Appointed Actuary and Illustration Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Dec 20, 2016 · D/A · $385,542,600 sold of Indefinite · 8 investors · min. $10,000 · role: Executive Officer (Vice President, Chief Actuary, Appointed Actuary and Illustration Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Sep 8, 2016 · D · $0 sold of Indefinite · 0 investors · min. $10,000 · role: Executive Officer (Vice President, Chief Actuary, Appointed Actuary and Illustration Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Dec 22, 2015 · D/A · $319,042,600 sold of Indefinite · 7 investors · min. $10,000 · role: Executive Officer (Vice President, Chief Actuary, Appointed Actuary and Illustration Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Dec 4, 2014 · D/A · $109,500,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Vice President, Chief Actuary, Appointed Actuary and Illustration Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Dec 20, 2013 · D/A · $109,500,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Vice President, Chief Actuary, Appointed Actuary and Illustration Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Nov 29, 2012 · D/A · $109,500,000 sold of Indefinite · 2 investors · min. $10,000,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗

Raised $1.61B from 27 investors as of the latest filing. Cathy is listed as executive officer on 17 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(c) (97 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ZV
Insurance · group: Zalico Variable

ZALICO VARIABLE SERIES II SEPARATE ACCOUNT

Schaumburg, IL · Feb 16, 2011 → Nov 9, 2021 · 20 filings
  • Nov 9, 2021 · D/A · $10,984,345 sold of Indefinite · 1 investors · min. $10,000 · role: Executive Officer (Illustration Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Nov 8, 2021 · D/A · $54,127,438 sold of Indefinite · 6 investors · min. $10,000 · role: Executive Officer (Illustration Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Oct 21, 2020 · D/A · $10,851,575 sold of Indefinite · 1 investors · min. $10,000 · role: Executive Officer (Vice President, Illustration Actuary and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Oct 14, 2020 · D/A · $54,127,438 sold of Indefinite · 6 investors · min. $10,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Sep 17, 2019 · D/A · $10,698,343 sold of Indefinite · 1 investors · min. $10,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Sep 17, 2019 · D/A · $54,127,438 sold of Indefinite · 6 investors · min. $10,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Oct 2, 2018 · D/A · $10,569,772 sold of Indefinite · 1 investors · min. $10,000 · role: Executive Officer (Vice President, Chief Actuary, Appointed Actuary and Illustration Actuary of ZALICO) EDGAR ↗
  • Oct 2, 2018 · D/A · $54,127,438 sold of Indefinite · 7 investors · min. $10,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Nov 2, 2017 · D/A · $10,503,579 sold of Indefinite · 1 investors · min. $10,000 · role: Executive Officer (Vice President, Chief Actuary, Appointed Actuary and Illustration Actuary of ZALICO) EDGAR ↗
  • Nov 2, 2017 · D/A · $53,826,437 sold of Indefinite · 8 investors · min. $10,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Dec 21, 2016 · D/A · $10,461,528 sold of Indefinite · 1 investors · min. $10,000 · role: Executive Officer (Vice President, Chief Actuary, Appointed Actuary and Illustration Actuary of ZALICO) EDGAR ↗
  • Aug 18, 2016 · D/A · $52,611,641 sold of Indefinite · 9 investors · min. $10,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • May 20, 2014 · D/A · $10,239,832 sold of Indefinite · 1 investors · min. $10,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • May 20, 2014 · D/A · $50,379,802 sold of Indefinite · 10 investors · min. $10,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Apr 19, 2013 · D/A · $10,194,955 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Apr 19, 2013 · D/A · $49,575,799 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • May 23, 2012 · D/A · $48,892,951 sold of Indefinite · 11 investors · min. No minimum reported · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • May 23, 2012 · D/A · $10,184,355 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Feb 16, 2011 · D/A · $10,184,355 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Feb 16, 2011 · D/A · $48,235,129 sold of Indefinite · 11 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $54.1M from 20 investors as of the latest filing. Cathy is listed as executive officer on 20 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(c) (97 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ZV
Insurance · group: Zalico Variable

ZALICO Variable Annuity Separate Account -- 2

Schaumburg, IL · Feb 16, 2011 → Nov 8, 2021 · 10 filings
  • Nov 8, 2021 · D/A · $30,149,776 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Illustration Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Oct 14, 2020 · D/A · $30,149,776 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Sep 17, 2019 · D/A · $30,149,776 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Jun 13, 2018 · D/A · $30,149,776 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Nov 2, 2017 · D/A · $30,149,776 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Aug 18, 2016 · D/A · $30,149,776 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • May 20, 2014 · D/A · $30,149,776 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Apr 19, 2013 · D/A · $30,149,776 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • May 30, 2012 · D/A · $30,149,776 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Feb 16, 2011 · D · $30,149,776 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $30.1M from 2 investors as of the latest filing. Cathy is listed as executive officer on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(c) (97 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ZV
Insurance · group: Zalico Variable

ZALICO VARIABLE SERIES VI SEPARATE ACCOUNT

Schaumburg, IL · Feb 16, 2011 → Nov 8, 2021 · 10 filings
  • Nov 8, 2021 · D/A · $9,472,288 sold of Indefinite · 4 investors · min. $10,000 · role: Executive Officer (Ilustration Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Oct 14, 2020 · D/A · $7,671,888 sold of Indefinite · 4 investors · min. $10,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Sep 17, 2019 · D/A · $7,671,888 sold of Indefinite · 4 investors · min. $10,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Jun 13, 2018 · D/A · $5,671,088 sold of Indefinite · 4 investors · min. $10,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Jul 31, 2017 · D/A · $5,671,088 sold of Indefinite · 4 investors · min. $10,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Nov 17, 2016 · D/A · $4,670,688 sold of Indefinite · 4 investors · min. $10,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • May 20, 2014 · D/A · $3,118,968 sold of Indefinite · 4 investors · min. $10,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Apr 19, 2013 · D/A · $2,343,108 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • May 23, 2012 · D/A · $2,143,108 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Feb 16, 2011 · D/A · $2,143,108 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $12.5M from 8 investors as of the latest filing. Cathy is listed as executive officer on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(c) (97 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ZV
Insurance · group: Zalico Variable

ZALICO VARIABLE SERIES III SEPARATE ACCOUNT

Schaumburg, IL · Feb 16, 2011 → Nov 8, 2021 · 11 filings
  • Nov 8, 2021 · D/A · $2,680,664 sold of Indefinite · 3 investors · min. $10,000 · role: Executive Officer (Illustration Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Oct 14, 2020 · D/A · $2,630,664 sold of Indefinite · 3 investors · min. $10,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Sep 17, 2019 · D/A · $2,630,664 sold of Indefinite · 3 investors · min. $10,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Oct 4, 2018 · D/A · $2,621,864 sold of Indefinite · 4 investors · min. $10,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Jul 31, 2017 · D/A · $2,549,522 sold of Indefinite · 4 investors · min. $10,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Nov 17, 2016 · D/A · $2,549,522 sold of Indefinite · 3 investors · min. $10,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • May 20, 2014 · D/A · $2,529,522 sold of Indefinite · 4 investors · min. $10,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • May 20, 2014 · D/A · $2,529,522 sold of Indefinite · 4 investors · min. $10,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Apr 19, 2013 · D/A · $2,514,522 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • May 23, 2012 · D/A · $2,507,522 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Feb 16, 2011 · D/A · $2,507,522 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $2.73M from 9 investors as of the latest filing. Cathy is listed as executive officer on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(c) (97 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HP
Insurance · group: Zalico Variable

HNW PPVA Series Account - 1

Schaumburg, IL · Apr 17, 2014 → Aug 9, 2021 · 10 filings
  • Aug 9, 2021 · D/A · $542,530,532 sold of Indefinite · 92 investors · min. $100,000 · role: Executive Officer (Illustration Actuary of ZALICO) EDGAR ↗
  • Aug 5, 2021 · D/A · $542,530,532 sold of Indefinite · 92 investors · min. $100,000 · role: Executive Officer (Illustration Actuary of ZALICO) EDGAR ↗
  • Jun 10, 2020 · D/A · $499,407,001 sold of Indefinite · 85 investors · min. $100,000 · role: Executive Officer (Vice President, Chief Actuary and Illustration Actuary of ZALICO) EDGAR ↗
  • May 16, 2019 · D/A · $447,940,487 sold of Indefinite · 68 investors · min. $100,000 · role: Executive Officer (Vice President, Chief Actuary, Appointed Actuary and Illustration Actuary of ZALICO) EDGAR ↗
  • May 16, 2019 · D/A · $447,940,487 sold of Indefinite · 68 investors · min. $100,000 · role: Executive Officer (Vice President, Chief Actuary, Appointed Actuary and Illustration Actuary of ZALICO) EDGAR ↗
  • Jun 12, 2018 · D/A · $347,753,190 sold of Indefinite · 59 investors · min. $100,000 · role: Executive Officer (Vice President, Chief Actuary, Appointed Actuary and Illustration Actuary of ZALICO) EDGAR ↗
  • Jun 12, 2018 · D/A · $347,753,190 sold of Indefinite · 59 investors · min. $100,000 · role: Executive Officer (Vice President, Chief Actuary, Appointed Actuary and Illustration Actuary of ZALICO) EDGAR ↗
  • Apr 3, 2017 · D/A · $299,079,152 sold of Indefinite · 47 investors · min. $100,000 · role: Executive Officer (Vice President, Chief Actuary, Appointed Actuary and Illustration Actuary of ZALICO) EDGAR ↗
  • Mar 14, 2016 · D/A · $212,466,829 sold of Indefinite · 51 investors · min. $1,000,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Apr 17, 2014 · D · $20,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗

Raised $2.09B from 1,485 investors as of the latest filing. Cathy is listed as executive officer on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(c) (97 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ZV
Insurance · group: Zalico Variable

ZALICO Variable Series I Separate Account

Schaumburg, IL · Feb 16, 2011 → Aug 9, 2021 · 10 filings
  • Aug 9, 2021 · D/A · $4,985,265,459 sold of Indefinite · 31 investors · min. $10,000,000 · role: Executive Officer (Illustration Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Jun 9, 2020 · D/A · $4,984,978,959 sold of Indefinite · 31 investors · min. $10,000,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Sep 17, 2019 · D/A · $4,984,978,959 sold of Indefinite · 31 investors · min. $10,000,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Jun 13, 2018 · D/A · $4,983,856,993 sold of Indefinite · 31 investors · min. $10,000,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Jul 31, 2017 · D/A · $4,982,760,945 sold of Indefinite · 33 investors · min. $10,000,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Aug 18, 2016 · D/A · $8,838,201,336 sold of Indefinite · 37 investors · min. $10,000,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • May 20, 2014 · D/A · $8,835,949,589 sold of Indefinite · 38 investors · min. $10,000,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Apr 19, 2013 · D/A · $8,835,604,214 sold of Indefinite · 40 investors · min. No minimum reported · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • May 23, 2012 · D/A · $8,834,512,293 sold of Indefinite · 40 investors · min. No minimum reported · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Feb 16, 2011 · D/A · $8,833,875,116 sold of Indefinite · 42 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $8.84B from 52 investors as of the latest filing. Cathy is listed as executive officer on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(c) (97 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HP
Insurance · group: Zalico Variable

HNW PPVUL Series Account - 1

Schaumburg, IL · Feb 7, 2013 → Aug 9, 2021 · 9 filings
  • Aug 9, 2021 · D/A · $418,994,005 sold of Indefinite · 115 investors · min. $100,000 · role: Executive Officer (Illustration Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Aug 5, 2021 · D/A · $418,994,005 sold of Indefinite · 115 investors · min. $100,000 · role: Executive Officer (Illustration Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Jun 9, 2020 · D/A · $370,455,218 sold of Indefinite · 109 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • May 16, 2019 · D/A · $296,965,922 sold of Indefinite · 92 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Jun 12, 2018 · D/A · $244,096,608 sold of Indefinite · 81 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Mar 31, 2017 · D/A · $183,967,154 sold of Indefinite · 72 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Mar 14, 2016 · D/A · $106,213,955 sold of Indefinite · 53 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Feb 27, 2014 · D/A · $18,424,007 sold of Indefinite · 5 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗
  • Feb 7, 2013 · D/A · $6,474,133 sold of Indefinite · 5 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Actuary of Zurich American Life Insurance Company) EDGAR ↗

Raised $679M from 183 investors as of the latest filing. Cathy is listed as executive officer on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(c) (97 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ZH
Insurance · group: Zalico Variable

ZALICONY HNW PPVA Series Account - 1

New York, NY · Jul 7, 2014 → Aug 9, 2021 · 7 filings
  • Aug 9, 2021 · D/A · $62,280,983 sold of Indefinite · 5 investors · min. $1,000,000 · role: Executive Officer (Illustration Actuary of ZALICONY) EDGAR ↗
  • Aug 9, 2021 · D/A · $62,280,983 sold of Indefinite · 5 investors · min. $1,000,000 · role: Executive Officer (Illustration Actuary of ZALICONY) EDGAR ↗
  • May 16, 2019 · D/A · $62,280,983 sold of Indefinite · 4 investors · min. $1,000,000 · role: Executive Officer (Vice President, Chief Actuary and Illustration Actuary of ZALICONY) EDGAR ↗
  • Jun 12, 2018 · D/A · $61,280,983 sold of Indefinite · 5 investors · min. $1,000,000 · role: Executive Officer (Vice President, Chief Actuary and Illustration Actuary of ZALICONY) EDGAR ↗
  • Mar 31, 2017 · D/A · $59,780,983 sold of Indefinite · 4 investors · min. $1,000,000 · role: Executive Officer (Vice President, Chief Actuary and Illustration Actuary of ZALICONY) EDGAR ↗
  • Mar 14, 2016 · D/A · $31,760,851 sold of Indefinite · 7 investors · min. $1,000,000 · role: Executive Officer (Vice President, Chief Actuary and Illustration Actuary of ZALICONY) EDGAR ↗
  • Jul 7, 2014 · D · $20,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Vice President and Chief Actuary of ZALICONY) EDGAR ↗

Raised $268.2M from 171 investors as of the latest filing. Cathy is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(c) (97 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

VS
Insurance · group: Zalico Variable

VL Series Account-1

Schaumburg, United States (as filed: X1) · Feb 24, 2015 → Aug 9, 2021 · 9 filings
  • Aug 9, 2021 · D/A · $6,307,358,626 sold of Indefinite · 4 investors · min. $50,000,000 · role: Executive Officer (Illustration Actuary of ZALICO) EDGAR ↗
  • Aug 9, 2021 · D/A · $6,307,358,626 sold of Indefinite · 4 investors · min. $50,000,000 · role: Executive Officer (Illustration Actuary of ZALICO) EDGAR ↗
  • Jun 10, 2020 · D/A · $6,045,139,733 sold of Indefinite · 4 investors · min. $50,000,000 · role: Executive Officer (Vice President, Chief Actuary and Illustration Actuary of ZALICO) EDGAR ↗
  • May 16, 2019 · D/A · $5,700,002,683 sold of Indefinite · 4 investors · min. $50,000,000 · role: Executive Officer (Vice President, Chief Actuary, Appointed Actuary and Illustration Actuary of ZALICO) EDGAR ↗
  • Jun 12, 2018 · D/A · $5,592,296,853 sold of Indefinite · 4 investors · min. $50,000,000 · role: Executive Officer (Vice President, Chief Actuary, Appointed Actuary and Illustration Actuary of ZALICO) EDGAR ↗
  • May 21, 2018 · D/A · $5,592,296,853 sold of Indefinite · 4 investors · min. $50,000,000 · role: Executive Officer (Vice President, Chief Actuary, Appointed Actuary and Illustration Actuary of ZALICO) EDGAR ↗
  • Mar 31, 2017 · D/A · $3,855,440,391 sold of Indefinite · 4 investors · min. $50,000,000 · role: Executive Officer (Vice President, Chief Actuary, Appointed Actuary and Illustration Actuary of ZALICO) EDGAR ↗
  • Mar 14, 2016 · D/A · $3,855,440,391 sold of Indefinite · 4 investors · min. $50,000,000 · role: Executive Officer (Vice President, Chief Actuary, Appointed Actuary and Illustration Actuary of ZALICO) EDGAR ↗
  • Feb 24, 2015 · D · $0 sold of Indefinite · 0 investors · min. $50,000,000 · role: Executive Officer (Vice President, Chief Actuary, Appointed Actuary and Illustration Actuary of ZALICO) EDGAR ↗

Raised $6.97B from 4 investors as of the latest filing. Cathy is listed as executive officer on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(c) (97 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GV
Insurance · group: Zalico Variable

Group Variable Annuity Series I Separate Account

Schaumburg, IL · Jun 21, 2019 → Aug 9, 2021 · 2 filings
  • Aug 9, 2021 · D/A · $128,000,000 sold of Indefinite · 5 investors · min. $3,000,000 · role: Executive Officer (Illustration Actuary of ZALICO) EDGAR ↗
  • Jun 21, 2019 · D · $0 sold of Indefinite · 0 investors · min. $3,000,000 · role: Executive Officer (Vice President, Chief Actuary, Appointed Actuary and Illustration Actuary of ZALICO) EDGAR ↗

Raised $697.5M from 21 investors as of the latest filing. Cathy is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(c) (97 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Cathy 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Rohwetter

Executive Officer · 115 shared filings (11 issuers)

Michael Rohwetter is on 11 issuers in total — a repeat sponsor. Their page lists every one.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Hauser

Director, Executive Officer · 110 shared filings (11 issuers) · also on 1 other issuer

Richard Hauser is on 12 issuers in total — a repeat sponsor. Their page lists every one.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

David Dietz

Executive Officer, Director · 99 shared filings (11 issuers)

David Dietz is on 11 issuers in total — a repeat sponsor. Their page lists every one.

IK
No photo found yet (own website and image search run after this page is viewed)
Person

Ira Kleinman

Director · 93 shared filings (11 issuers)

Ira Kleinman is on 11 issuers in total — a repeat sponsor. Their page lists every one.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

Juanita Thomas

Executive Officer · 91 shared filings (11 issuers)

Juanita Thomas is on 11 issuers in total — a repeat sponsor. Their page lists every one.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick Carty

Executive Officer, Director · 90 shared filings (11 issuers)

Patrick Carty is on 11 issuers in total — a repeat sponsor. Their page lists every one.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Debra Broek

Director · 83 shared filings (11 issuers)

Debra Broek is on 11 issuers in total — a repeat sponsor. Their page lists every one.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

David Dampman

Executive Officer, Director · 81 shared filings (11 issuers)

David Dampman is on 11 issuers in total — a repeat sponsor. Their page lists every one.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Grilli

Executive Officer · 74 shared filings (10 issuers)

Richard Grilli is on 10 issuers in total — a repeat sponsor. Their page lists every one.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Audrey Martin

Director, Executive Officer · 66 shared filings (11 issuers)

Audrey Martin is on 11 issuers in total — a repeat sponsor. Their page lists every one.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Stuart Berman

Director, Executive Officer · 65 shared filings (10 issuers)

Stuart Berman is on 10 issuers in total — a repeat sponsor. Their page lists every one.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

Dennis Roberts

Executive Officer · 60 shared filings (10 issuers)

Dennis Roberts is on 10 issuers in total — a repeat sponsor. Their page lists every one.

LP
No photo found yet (own website and image search run after this page is viewed)
Person

Louis Pietroluongo

Executive Officer, Director · 60 shared filings (11 issuers)

Louis Pietroluongo is on 11 issuers in total — a repeat sponsor. Their page lists every one.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

Simon Lodge

Executive Officer, Director · 57 shared filings (10 issuers)

Simon Lodge is on 10 issuers in total — a repeat sponsor. Their page lists every one.

AP
No photo found yet (own website and image search run after this page is viewed)
Person

Adam Page

Executive Officer, Director · 46 shared filings (10 issuers)

Adam Page is on 10 issuers in total — a repeat sponsor. Their page lists every one.

FR
No photo found yet (own website and image search run after this page is viewed)
Person

Farah Rehman

Executive Officer · 45 shared filings (11 issuers)

Farah Rehman is on 11 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Horton

Executive Officer, Director · 44 shared filings (10 issuers) · also on 1 other issuer

Jeffrey Horton is on 11 issuers in total — a repeat sponsor. Their page lists every one.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Cathy Hall

Executive Officer · 44 shared filings (10 issuers)

Cathy Hall is on 10 issuers in total — a repeat sponsor. Their page lists every one.

PN
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Noftke

Director · 42 shared filings (9 issuers)

Paul Noftke is on 9 issuers in total — a repeat sponsor. Their page lists every one.

EM
No photo found yet (own website and image search run after this page is viewed)
Person

Elizabeth McInerney

Executive Officer, Director · 39 shared filings (10 issuers)

Elizabeth McInerney is on 10 issuers in total — a repeat sponsor. Their page lists every one.

EM
No photo found yet (own website and image search run after this page is viewed)
Person

Eoin McNamara

Executive Officer · 35 shared filings (11 issuers)

Eoin McNamara is on 11 issuers in total — a repeat sponsor. Their page lists every one.

NJ
No photo found yet (own website and image search run after this page is viewed)
Person

Novian Junus

Executive Officer · 35 shared filings (11 issuers)

Novian Junus is on 11 issuers in total — a repeat sponsor. Their page lists every one.

CZ
No photo found yet (own website and image search run after this page is viewed)
Person

Colleen Zitt

Director, Executive Officer · 34 shared filings (11 issuers)

Colleen Zitt is on 11 issuers in total — a repeat sponsor. Their page lists every one.

DF
No photo found yet (own website and image search run after this page is viewed)
Person

Dawn Cummings-Fritz

Director, Executive Officer · 33 shared filings (10 issuers)

Dawn Cummings-Fritz is on 10 issuers in total — a repeat sponsor. Their page lists every one.

LP
No photo found yet (own website and image search run after this page is viewed)
Person

Louis Pietrolugo

Executive Officer, Director · 32 shared filings (7 issuers)

Louis Pietrolugo is on 7 issuers in total — a repeat sponsor. Their page lists every one.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Jane Larson

Executive Officer, Director · 32 shared filings (10 issuers)

Jane Larson is on 10 issuers in total — a repeat sponsor. Their page lists every one.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Margaret Labno

Executive Officer · 30 shared filings (10 issuers)

Margaret Labno is on 10 issuers in total — a repeat sponsor. Their page lists every one.

FZ
No photo found yet (own website and image search run after this page is viewed)
Person

Feng Zhao

Executive Officer, Director · 29 shared filings (11 issuers)

Feng Zhao is on 11 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

John Miskel

Executive Officer · 28 shared filings (10 issuers)

John Miskel is on 10 issuers in total — a repeat sponsor. Their page lists every one.

PH
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Hirs

Director · 27 shared filings (11 issuers)

Peter Hirs is on 11 issuers in total — a repeat sponsor. Their page lists every one.

LB
No photo found yet (own website and image search run after this page is viewed)
Person

Leeann Badgett

Executive Officer · 25 shared filings (6 issuers)

Leeann Badgett is on 6 issuers in total — a repeat sponsor. Their page lists every one.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Hargrove

Executive Officer · 24 shared filings (10 issuers)

Mark Hargrove is on 10 issuers in total — a repeat sponsor. Their page lists every one.

VA
No photo found yet (own website and image search run after this page is viewed)
Person

Vinay Awati

Executive Officer · 24 shared filings (11 issuers)

Vinay Awati is on 11 issuers in total — a repeat sponsor. Their page lists every one.

LB
No photo found yet (own website and image search run after this page is viewed)
Person

Lisa Baltazar

Executive Officer · 23 shared filings (10 issuers)

Lisa Baltazar is on 10 issuers in total — a repeat sponsor. Their page lists every one.

JN
No photo found yet (own website and image search run after this page is viewed)
Person

Jon Nagel

Executive Officer · 23 shared filings (10 issuers)

Jon Nagel is on 10 issuers in total — a repeat sponsor. Their page lists every one.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

John Patton

Executive Officer · 23 shared filings (10 issuers)

John Patton is on 10 issuers in total — a repeat sponsor. Their page lists every one.

BD
No photo found yet (own website and image search run after this page is viewed)
Person

Bob Daniel

Executive Officer · 23 shared filings (11 issuers)

Bob Daniel is on 11 issuers in total — a repeat sponsor. Their page lists every one.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Matt Wolf

Executive Officer · 21 shared filings (10 issuers)

Matt Wolf is on 10 issuers in total — a repeat sponsor. Their page lists every one.

EE
No photo found yet (own website and image search run after this page is viewed)
Person

Eileen Ehlers

Executive Officer · 21 shared filings (10 issuers) · also on 1 other issuer

Eileen Ehlers is on 11 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

ZV
Sponsor group

Zalico Variable

11 issuers · 177 filings · $15.76B reported sold · 2010–2025

One team, 11 deal companies. Cathy Ehrlich is listed on 11 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Cathy Ehrlich.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 11 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Cathy Ehrlich by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 11 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Cathy Ehrlich is listed on: none on file. No website or social profile named in ZALICO Variable Series I Separate Account's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #70,121 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Schaumburg, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗Cook County Clerk of Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗Illinois Secretary of State business search ↗OpenCorporates ↗

Change history

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