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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:34 AM ET

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No photo found yet (own website and image search run after this page is viewed)

CATHERINE E. FARLEY

Named as an officer, director or promoter on SEC Form D filings · MI · Jan 7, 2011 → Jul 19, 2012

2deals (issuers)
$118.3Mreported sold
183investors
4Form D filings
2011–2012years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:23 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

CATHERINE E. FARLEY is listed as an executive officer on 4 SEC Form D filings by 2 issuers between Jan 2011 and Jul 2012: ROBINSON INCOME & PRINCIPAL PRESERVATION FUND I, LP (Grosse Pointe Farms, MI — pooled investment fund — 2011–2012; $64.1M reported sold to 89 investors) and ROBINSON GROWTH & INCOME FUND I, LP (Grosse Pointe Farms, MI — pooled investment fund — 2011–2012; $54.2M reported sold to 94 investors).

What this means 2 separate companies raised money with this person listed as executive officer. Across those companies the filings report $118.3M sold in total.

Listed alongside BEACON ASSET MANAGEMENT, LLC (4 shared filings, management entity), BEN UPWARD (4 shared filings), JAMES C. ROBINSON (4 shared filings), TELEMUS INVESTMENT BROKERS LLC (4 shared filings, management entity), ERIC C. OPPENHEIM (3 shared filings) and 4 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around CATHERINE. Each name links to their own page.

All 2 issuers belong to the sponsor group Robinson (2 issuers, $118.3M reported sold, 2011–2015).

What this means A sponsor group is one team that sets up a new company for each deal. Robinson has 2 companies on file and $118.3M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 4 bankruptcy cases matching the name listed in Key records below.

What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 4 public filings for CATHERINE E. FARLEY and found 9 differences, 2 worth asking the sponsor about: CATHERINE E. FARLEY is no longer listed on the Jul 19, 2013 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for CATHERINE E. FARLEY has not run yet — it is joining a line of 56,650 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:23 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched CATHERINE E. FARLEY..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

Catherine L Farley closed
United States Bankruptcy Court, S.D. Ohio · No. 3:96-bk-34138 · Filed Sep 17, 1996 · Closed Oct 28, 1997
Role of Catherine L Farley: Debtor · Outcome: Case closed 1997-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 10 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state); middle initial differs
CATHERINE FARLEY closed
United States Bankruptcy Court, N.D. Alabama · No. 95-70198 · Filed Jan 31, 1995 · Closed Mar 5, 1997
Role of CATHERINE FARLEY: Debtor · Outcome: Case closed 1997-03-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 10 federal dockets); 2 people with this name in Form D filings; court in AL (not a filing state)
CATHERINE FARLEY and CLIFFORD HILL FARLEY closed
United States Bankruptcy Court, N.D. Alabama · No. 80-00797 · Filed Feb 11, 1980 · Closed Feb 24, 1981
Role of CATHERINE FARLEY and CLIFFORD HILL FARLEY: Debtor · Outcome: Case closed 1981-02-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 10 federal dockets); 2 people with this name in Form D filings; court in AL (not a filing state); middle initial differs
CLIFFORD HILL FARLEY and CATHERINE FARLEY closed
United States Bankruptcy Court, N.D. Alabama · No. 80-00797 · Filed Feb 11, 1980 · Closed Feb 24, 1981
Role of CATHERINE FARLEY: Debtor · Outcome: Case closed 1981-02-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 10 federal dockets); 2 people with this name in Form D filings; court in AL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:23 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for CATHERINE E. FARLEY — 2 worth asking about (compared 4 filings on Oct 24, 2026)

Worth asking · Jul 19, 2012 – Jul 19, 2013

CATHERINE E. FARLEY is no longer listed on the Jul 19, 2013 amendment — ROBINSON INCOME & PRINCIPAL PRESERVATION FUND I, LP

CATHERINE E. FARLEY appears on the Jul 19, 2012 Form D/A (executive officer) but not on the Jul 19, 2013 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Jul 19, 2012 ↗Form D/A · Jul 19, 2013 ↗CATHERINE E. FARLEY — PartnerFacts page ↗ROBINSON INCOME & PRINCIPAL PRESERVATION FUND I, LP — PartnerFacts page ↗
Sources
Worth asking · Jul 19, 2012 – Jul 19, 2013

CATHERINE E. FARLEY is no longer listed on the Jul 19, 2013 amendment — ROBINSON GROWTH & INCOME FUND I, LP

CATHERINE E. FARLEY appears on the Jul 19, 2012 Form D/A (executive officer) but not on the Jul 19, 2013 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Jul 19, 2012 ↗Form D/A · Jul 19, 2013 ↗CATHERINE E. FARLEY — PartnerFacts page ↗ROBINSON GROWTH & INCOME FUND I, LP — PartnerFacts page ↗
Sources
Note · Jul 19, 2012 – Jul 19, 2013

Minimum investment changed between filings — ROBINSON INCOME & PRINCIPAL PRESERVATION FUND I, LP

The Jul 19, 2012 filing lists a minimum of $100,000; the Jul 19, 2013 Form D/A lists $500,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jul 19, 2012 ↗Form D/A (later) · Jul 19, 2013 ↗ROBINSON INCOME & PRINCIPAL PRESERVATION FUND I, LP — PartnerFacts page ↗
Sources
Note · Jul 19, 2012 – Jul 19, 2013

Minimum investment changed between filings — ROBINSON GROWTH & INCOME FUND I, LP

The Jul 19, 2012 filing lists a minimum of $35,000; the Jul 19, 2013 Form D/A lists $500,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jul 19, 2012 ↗Form D/A (later) · Jul 19, 2013 ↗ROBINSON GROWTH & INCOME FUND I, LP — PartnerFacts page ↗
Sources
Note · Jan 7, 2011 – Jul 19, 2012

Minimum investment changed between filings — ROBINSON INCOME & PRINCIPAL PRESERVATION FUND I, LP

The Jan 7, 2011 filing lists a minimum of $500,000; the Jul 19, 2012 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jan 7, 2011 ↗Form D/A (later) · Jul 19, 2012 ↗ROBINSON INCOME & PRINCIPAL PRESERVATION FUND I, LP — PartnerFacts page ↗
Sources
Note · Jan 10, 2011 – Jul 19, 2012

Minimum investment changed between filings — ROBINSON GROWTH & INCOME FUND I, LP

The Jan 10, 2011 filing lists a minimum of $500,000; the Jul 19, 2012 Form D/A lists $35,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jan 10, 2011 ↗Form D/A (later) · Jul 19, 2012 ↗ROBINSON GROWTH & INCOME FUND I, LP — PartnerFacts page ↗
Sources
Note · Dec 16, 2020 – Jun 18, 2024

Same name, different state: "Catherine E. Farley" (IN) is a separate record

This page covers filings where the address state is MI. A separate record, "Catherine E. Farley" with address state IN, is listed on 58 filings — most recently by Savile Row Opportunistic Credit Fund BP 2019-1, LLC (Jun 18, 2024). The two records do not overlap in time: this page runs Jan 7, 2011 to Jul 19, 2012; the other runs Dec 16, 2020 to Jun 18, 2024.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Catherine E. Farley (IN) — PartnerFacts page ↗Form D/A · Jun 18, 2024 ↗Savile Row Opportunistic Credit Fund BP 2019-1, LLC — PartnerFacts page ↗CATHERINE E. FARLEY (MI) — this page ↗
Sources
Note · Jul 19, 2013 – Feb 14, 2014

Address moved from Southfield, MI to Grosse Pointe Farms, MI — ROBINSON INCOME & PRINCIPAL PRESERVATION FUND I, LP

The people listed on the Jul 19, 2013 filing give Southfield, MI; on the Feb 14, 2014 filing they give Grosse Pointe Farms, MI.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Jul 19, 2013 ↗Form D/A · Feb 14, 2014 ↗ROBINSON INCOME & PRINCIPAL PRESERVATION FUND I, LP — PartnerFacts page ↗
Sources
Note · Jul 19, 2013 – Feb 14, 2014

Address moved from Southfield, MI to Grosse Pointe Farms, MI — ROBINSON GROWTH & INCOME FUND I, LP

The people listed on the Jul 19, 2013 filing give Southfield, MI; on the Feb 14, 2014 filing they give Grosse Pointe Farms, MI.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Jul 19, 2013 ↗Form D/A · Feb 14, 2014 ↗ROBINSON GROWTH & INCOME FUND I, LP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 19, 2012 D/A
ROBINSON INCOME & PRINCIPAL PRESERVATION FUND I, LP
File 021-153187
$0$0$0
A MANAGEMENT FEE WILL BE PAID TO BEACON ASSET MANAGEMENT, LLC, WHICH IS THE INVESTMENT ADVISER TO THE ISSUER.
None listed on this filingEDGAR ↗
Jul 19, 2012 D/A
ROBINSON GROWTH & INCOME FUND I, LP
File 021-153318
$0$0$0
A MANAGEMENT FEE WILL BE PAID TO BEACON ASSET MANAGEMENT, LLC, WHICH IS THE INVESTMENT ADVISOR TO THE ISSUER.
None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Catherine E. Farley on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

RI
Pooled Investment Fund · group: Robinson

ROBINSON INCOME & PRINCIPAL PRESERVATION FUND I, LP

Grosse Pointe Farms, MI · Jan 7, 2011 → Jul 19, 2012 · 2 filings
  • Jul 19, 2012 · D/A · $51,422,260 sold of Indefinite · 58 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE ISSUER AND PRINCIPAL OF THE GENERAL PARTNER) EDGAR ↗
  • Jan 7, 2011 · D · $14,277,277 sold of Indefinite · 24 investors · min. $500,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE ISSUER AND PRINCIPAL OF THE GENERAL PARTNER) EDGAR ↗

Raised $64.1M from 89 investors as of the latest filing. Catherine is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

RG
Pooled Investment Fund · group: Robinson

ROBINSON GROWTH & INCOME FUND I, LP

Grosse Pointe Farms, MI · Jan 10, 2011 → Jul 19, 2012 · 2 filings
  • Jul 19, 2012 · D/A · $44,452,080 sold of Indefinite · 69 investors · min. $35,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE ISSUER AND PRINCIPAL OF THE GENERAL PARTNER) EDGAR ↗
  • Jan 10, 2011 · D · $13,390,727 sold of Indefinite · 22 investors · min. $500,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE ISSUER AND PRINCIPAL OF THE GENERAL PARTNER) EDGAR ↗

Raised $54.2M from 94 investors as of the latest filing. Catherine is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

People around Catherine 9

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

TI
Management entity

TELEMUS INVESTMENT BROKERS LLC

Promoter · 4 shared filings (2 issuers)

Listed on the same filings as Catherine E. Farley. Their page shows their other deals.

BA
Management entity

BEACON ASSET MANAGEMENT, LLC

Promoter · 4 shared filings (2 issuers)

Listed on the same filings as Catherine E. Farley. Their page shows their other deals.

TG
Management entity

TELEMUS GROWTH AND INCOME GP I, LLC

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Catherine E. Farley. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

JAMES C. ROBINSON

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as Catherine E. Farley. Their page shows their other deals.

BU
No photo found yet (own website and image search run after this page is viewed)
Person

BEN UPWARD

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as Catherine E. Farley. Their page shows their other deals.

EO
No photo found yet (own website and image search run after this page is viewed)
Person

ERIC C. OPPENHEIM

Executive Officer · 3 shared filings (2 issuers) · also on 4 other issuers

ERIC C. OPPENHEIM is on 6 issuers in total — a repeat sponsor. Their page lists every one.

EO
No photo found yet (own website and image search run after this page is viewed)
Person

ERIC C. OPPENHEIN

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Catherine E. Farley. Their page shows their other deals.

The team behind the deals

R
Sponsor group

Robinson

2 issuers · 10 filings · $118.3M reported sold · 2011–2015

One team, 2 deal companies. Catherine E. Farley is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name CATHERINE E. FARLEY.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 2 of the 2 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): ROBINSON GROWTH & INCOME FUND I, LP, ROBINSON INCOME & PRINCIPAL PRESERVATION FUND I, LP.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to CATHERINE E. FARLEY by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Catherine E. Farley is listed on: none on file. No website or social profile named in ROBINSON INCOME & PRINCIPAL PRESERVATION FUND I, LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #305,231 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Grosse Pointe Farms, MI). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Michigan state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Michigan Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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