PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:48 AM ET

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Carter McNabb

Named as an officer, director or promoter on SEC Form D filings · OH, AZ, TN, CA, FL · May 5, 2009 → Jun 13, 2024

9deals (issuers)
$172.4Mreported sold
219investors
35Form D filings
2009–2024years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Carter McNabb is listed as a director on 35 SEC Form D filings by 9 issuers between May 2009 and Jul 2025. Largest by amount reported sold: TISSUETECH, INC. (Miami, FL — biotechnology — 2013–2015; $55.3M reported sold to 13 investors), Q'Apel Medical, Inc. (Fremont, CA — other health care — 2021–2024; $29.9M reported sold to 7 investors), Urgent Team Holdings, Inc. (Nashville, TN — other health care — 2012–2018; $25.8M reported sold to 13 investors), Catalyst OrthoScience Inc (Naples, FL — industry reported as "Other" — 2023–2025; $15.4M reported sold to 81 investors), ORTHALIGN INC (Aliso Viejo, CA — other health care — 2014–2020; $15.2M reported sold to 15 investors) and 4 more (all listed below).

What this means A repeat sponsor — 9 separate companies raised money with this person listed as director, over about 16 years. Across those companies the filings report $172.4M sold in total.

Listed alongside Wayne Wallace (11 shared filings), David Liptak (10 shared filings), Kevin Kobielski (10 shared filings), Kuldarshan Padda (10 shared filings), Mark DiSalvo (10 shared filings) and 75 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Carter. Each name links to their own page.

The issuers belong to 2 sponsor groups: Checkpoint Surgical (7 issuers, $68.3M reported sold, 2009–2024) and Catalyst Orthoscience (2 issuers, $6.74M reported sold, 2015–2025).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 35 public filings for Carter McNabb and found 20 differences, 4 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Carter McNabb has not run yet — it is #9,473 of 61,216 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 712 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Carter McNabb..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

20 differences found between the filings for Carter McNabb — 4 worth asking about (compared 35 filings on Oct 24, 2026)

Note · Jan 26, 2006 – Jun 28, 2006

Bankruptcy case: Thrope v. Sherman Acquisition Limited Partnership — filed Jan 26, 2006

United States Bankruptcy Court, N.D. Ohio docket "Thrope v. Sherman Acquisition Limited Partnership" filed Jan 26, 2006, closed Jun 28, 2006. Geoffrey B. Thrope (listed on the same filings) is listed as Plaintiff ("Thrope"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Oct 13, 2009 – Feb 26, 2010

Amount sold went down between filings — HEALTH INTEGRATED INC

The Oct 13, 2009 filing says $89,032 sold; the Feb 26, 2010 Form D says $0 sold — $89,032 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Worth asking · Oct 13, 2009 – Feb 26, 2010

Investor count went down between filings — HEALTH INTEGRATED INC

The Oct 13, 2009 filing reports 2 investors; the Feb 26, 2010 Form D reports 1 investor.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Worth asking · Oct 10, 2013

71% of the money raised went to insiders — TISSUETECH, INC.

The Oct 10, 2013 Form D reports $1,417,500 sold and $1,000,000 of the proceeds used for payments to officers, directors or promoters.

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Sources
Worth asking · May 17, 2023 – Sep 7, 2023

Form D filed 113 days after the first sale — Catalyst OrthoScience Inc

The filing says the first sale was May 17, 2023. The Form D was filed Sep 7, 2023 — 113 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 98 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · May 20, 2024 – Jun 13, 2024

Form D filed 24 days after the first sale — Checkpoint Surgical, Inc.

The filing says the first sale was May 20, 2024. The Form D was filed Jun 13, 2024 — 24 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 9 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Sep 29, 2009 – Jul 31, 2025

18 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Catalyst OrthoScience Inc (latest filing Jul 31, 2025) · No amendment in the last 12 months on an offering that may still be open — Q'Apel Medical, Inc. (latest filing May 9, 2024) · No amendment in the last 12 months on an offering that may still be open — Catalyst OrthoScience Inc (latest filing Apr 18, 2024) · No amendment in the last 12 months on an offering that may still be open — Q'Apel Medical, Inc. (latest filing May 10, 2022) · No amendment in the last 12 months on an offering that may still be open — Checkpoint Surgical, Inc. (latest filing Jun 7, 2021) · and 13 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · May 5, 2009 – Dec 19, 2013

8 offerings changed their target amount between filings

Offering amount changed between filings — HEALTH INTEGRATED INC · Offering amount changed between filings — Urgent Team Holdings, Inc. · Offering amount changed between filings — HEALTH INTEGRATED INC · Offering amount changed between filings — Urgent Team Holdings, Inc. · Offering amount changed between filings — Urgent Team Holdings, Inc. · and 3 more

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Sources
Note · Jul 16, 2012 – Apr 19, 2013

Minimum investment changed between filings — HEALTH INTEGRATED INC

The Jul 16, 2012 filing lists a minimum of $1,000,000; the Apr 19, 2013 Form D/A lists $75,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · May 5, 2009 – Apr 12, 2010

Minimum investment changed between filings — ORTHOHELIX SURGICAL DESIGN INC

The May 5, 2009 filing lists a minimum of $5,000; the Apr 12, 2010 Form D/A lists $816.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Oct 13, 2009 – Feb 26, 2010

Minimum investment changed between filings — HEALTH INTEGRATED INC

The Oct 13, 2009 filing lists a minimum of $53,419; the Feb 26, 2010 Form D lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Jul 8, 2009 – Oct 13, 2009

Minimum investment changed between filings — HEALTH INTEGRATED INC

The Jul 8, 2009 filing lists a minimum of $0; the Oct 13, 2009 Form D lists $53,419.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Jun 7, 2021 – Jun 13, 2024

Industry group changed between filings — Checkpoint Surgical, Inc.

"Other Health Care" (Jun 7, 2021); then "Other" (Jun 13, 2024).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Sources
Note · Feb 9, 2012 – Mar 6, 2013

Industry group changed between filings — Urgent Team Holdings, Inc.

"Other" (Feb 9, 2012); then "Other Health Care" (Mar 6, 2013 to Oct 12, 2018).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Sources
Note · Aug 23, 2013 – Jun 16, 2015

Reported revenue range changed between filings — TISSUETECH, INC.

"$5,000,001 - $25,000,000" (Aug 23, 2013); then "Decline to Disclose" (Jun 16, 2015).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Sources
Note · Oct 2, 2019 – Jun 17, 2026

Same name, different state: "Carter McNabb" (MN) is a separate record

This page covers filings where the address state is OH or AZ or TN or CA or FL. A separate record, "Carter McNabb" with address state MN, is listed on 5 filings — most recently by SPINEOLOGY INC (Jun 17, 2026). Both records have filings in the same period (Oct 2, 2019 to Jun 13, 2024).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Sep 21, 2022

Same name, different state: "Carter McNabb" (IN) is a separate record

This page covers filings where the address state is OH or AZ or TN or CA or FL. A separate record, "Carter McNabb" with address state IN, is listed on 1 filing — most recently by NICO Corp (Sep 21, 2022). Both records have filings in the same period (Sep 21, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jan 2, 2019 – Jul 21, 2021

Same name, different state: "Carter McNabb" (CO) is a separate record

This page covers filings where the address state is OH or AZ or TN or CA or FL. A separate record, "Carter McNabb" with address state CO, is listed on 3 filings — most recently by Bolder Surgical Holdings, Inc. (Jul 21, 2021). Both records have filings in the same period (Jan 2, 2019 to Jul 21, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Oct 10, 2013 – Jun 16, 2015

Address moved from Pinecrest, FL to Miami, FL — TISSUETECH, INC.

The people listed on the Oct 10, 2013 filing give Pinecrest, FL; on the Jun 16, 2015 filing they give Miami, FL.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · May 5, 2009 – Jul 31, 2025

Carter McNabb is listed with 5 different address states: OH, AZ, TN, CA, FL

OH on 18 filings (May 5, 2009 to Jun 13, 2024); AZ on 1 filing (Mar 9, 2010); TN on 5 filings (Mar 6, 2013 to Oct 12, 2018); CA on 8 filings (Nov 14, 2014 to May 9, 2024); FL on 3 filings (Sep 7, 2023 to Jul 31, 2025).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 26 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $1,000,000.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 31, 2025 D
Catalyst OrthoScience Inc
File 021-553344
$0$0$0None listed on this filingEDGAR ↗
Jun 13, 2024 D
Checkpoint Surgical, Inc.
File 021-515899
$0$0$0None listed on this filingEDGAR ↗
May 9, 2024 D
Q'Apel Medical, Inc.
File 021-512834
$0$0$0None listed on this filingEDGAR ↗
Apr 18, 2024 D
Catalyst OrthoScience Inc
File 021-510930
$0$0$0None listed on this filingEDGAR ↗
Sep 7, 2023 D
Catalyst OrthoScience Inc
File 021-491537
$0$0$0None listed on this filingEDGAR ↗
May 10, 2022 D/A
Q'Apel Medical, Inc.
File 021-440237
$0$0$0None listed on this filingEDGAR ↗
Jun 7, 2021 D
Checkpoint Surgical, Inc.
File 021-401955
$0$0$0None listed on this filingEDGAR ↗
Feb 18, 2021 D
Q'Apel Medical, Inc.
File 021-389795
$0$0$0None listed on this filingEDGAR ↗
Sep 2, 2020 D
ORTHALIGN INC
File 021-374685
$0$0$0None listed on this filingEDGAR ↗
Jan 9, 2020 D
ORTHALIGN INC
File 021-357531
$0$0$0None listed on this filingEDGAR ↗
Oct 12, 2018 D
Urgent Team Holdings, Inc.
File 021-323416
$0$0$0None listed on this filingEDGAR ↗
Aug 28, 2017 D
ORTHALIGN INC
File 021-293598
$0$0$0None listed on this filingEDGAR ↗
Jun 16, 2015 D
TISSUETECH, INC.
File 021-241820
$0$0$0None listed on this filingEDGAR ↗
Nov 14, 2014 D
ORTHALIGN INC
File 021-228385
$0$0$0None listed on this filingEDGAR ↗
May 21, 2014 D
Urgent Team Holdings, Inc.
File 021-217770
$0$0$0N/A no CRD number reported
via N/A
EDGAR ↗
Dec 19, 2013 D/A
HEALTH INTEGRATED INC
File 021-195277
$0$0$0None listed on this filingEDGAR ↗
Dec 19, 2013 D
HEALTH INTEGRATED INC
File 021-208318
$0$0$0None listed on this filingEDGAR ↗
Oct 10, 2013 D
TISSUETECH, INC.
File 021-204359
$0$0$1,000,000None listed on this filingEDGAR ↗
Sep 12, 2013 D/A
Urgent Team Holdings, Inc.
File 021-173176
$0$0$0None listed on this filingEDGAR ↗
Aug 23, 2013 D
TISSUETECH, INC.
File 021-201796
$0$0$0None listed on this filingEDGAR ↗
Apr 19, 2013 D/A
HEALTH INTEGRATED INC
File 021-181258
$0$0$0None listed on this filingEDGAR ↗
Apr 3, 2012 D
HEALTH INTEGRATED INC
File 021-176096
$0$0$0None listed on this filingEDGAR ↗
Feb 2, 2011 D
HEALTH INTEGRATED INC
File 021-154744
$0$0$0None listed on this filingEDGAR ↗
Apr 12, 2010 D/A
ORTHOHELIX SURGICAL DESIGN INC
File 021-72685
$0$0$0None listed on this filingEDGAR ↗
Mar 9, 2010 D
ORTHOSCAN INC
File 021-123457
$0$0$0None listed on this filingEDGAR ↗
Feb 26, 2010 D
HEALTH INTEGRATED INC
File 021-54347
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 9

Every issuer that named Carter McNabb on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other · group: Catalyst Orthoscience

Catalyst OrthoScience Inc

Naples, FL · Sep 7, 2023 → Jul 31, 2025 · 3 filings
  • Jul 31, 2025 · D · $4,135,604 sold of $6,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 18, 2024 · D · $1,499,999 sold of $5,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 7, 2023 · D · $15,369,766 sold of $15,369,766 · 81 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $15.4M from 81 investors (100% of the $6M target) as of the latest filing. Carter is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other · group: Checkpoint Surgical

Checkpoint Surgical, Inc.

Independence, OH · Jun 7, 2021 → Jun 13, 2024 · 2 filings
  • Jun 13, 2024 · D · $4,000,000 sold of $4,000,000 · 42 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 7, 2021 · D · $13,000,001 sold of $16,000,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $13M from 42 investors (100% of the $4M target) as of the latest filing. Carter is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Health Care

Q'Apel Medical, Inc.

Fremont, CA · Feb 18, 2021 → May 9, 2024 · 4 filings
  • May 9, 2024 · D · $17,130,411 sold of $42,130,410 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 10, 2022 · D/A · $29,897,481 sold of $33,037,697 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 4, 2022 · D · $29,037,697 sold of $33,037,697 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 18, 2021 · D · $21,899,996 sold of $21,999,998 · 6 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $29.9M from 7 investors (71% of the $42.1M target) as of the latest filing. Carter is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Health Care

ORTHALIGN INC

Aliso Viejo, CA · Nov 14, 2014 → Sep 2, 2020 · 4 filings
  • Sep 2, 2020 · D · $11,228,728 sold of $18,000,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 9, 2020 · D · $3,210,478 sold of $8,000,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 28, 2017 · D · $7,602,169 sold of $10,000,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 14, 2014 · D · $15,187,851 sold of $18,187,852 · 15 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $15.2M from 15 investors (84% of the $18M target) as of the latest filing. Carter is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Health Care

Urgent Team Holdings, Inc.

Nashville, TN · Feb 9, 2012 → Oct 12, 2018 · 6 filings
  • Oct 12, 2018 · D · $7,380,000 sold of $7,380,000 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 21, 2014 · D · $5,340,103 sold of $5,340,103 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 12, 2013 · D/A · $25,791,258 sold of $25,791,258 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 12, 2013 · D/A · $19,544,948 sold of $19,544,948 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 6, 2013 · D/A · $15,674,949 sold of $15,674,949 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 9, 2012 · D · $7,755,388 sold of $7,755,388 · 7 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $25.8M from 13 investors (100% of the $7.38M target) as of the latest filing. Carter is listed as director on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Biotechnology

TISSUETECH, INC.

Miami, FL · Aug 23, 2013 → Jun 16, 2015 · 3 filings
  • Jun 16, 2015 · D · $15,000,000 sold of $15,000,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 10, 2013 · D · $1,417,500 sold of $3,037,500 · 13 investors · min. $67,500 · role: Director EDGAR ↗
  • Aug 23, 2013 · D · $10,000,000 sold of $10,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $55.3M from 13 investors (100% of the $15M target) as of the latest filing. Carter is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Health Care

HEALTH INTEGRATED INC

Tampa, FL · Jul 8, 2009 → Dec 19, 2013 · 10 filings
  • Dec 19, 2013 · D · $3,000,000 sold of $5,600,000 · 2 investors · min. $1,500,000 · role: Director EDGAR ↗
  • Dec 19, 2013 · D/A · $442,302 sold of $1,417,660 · 3 investors · min. $35,605 · role: Director EDGAR ↗
  • Apr 19, 2013 · D/A · $2,000,000 sold of $2,294,000 · 1 investors · min. $75,000 · role: Director EDGAR ↗
  • Apr 19, 2013 · D · $124,628 sold of $771,380 · 3 investors · min. $35,605 · role: Director EDGAR ↗
  • Jul 16, 2012 · D · $1,000,000 sold of $1,069,000 · 1 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 3, 2012 · D · $89,032 sold of $356,127 · 2 investors · min. $53,419 · role: Director EDGAR ↗
  • Feb 2, 2011 · D · $89,032 sold of $445,160 · 2 investors · min. $53,419 · role: Director EDGAR ↗
  • Feb 26, 2010 · D · $0 sold of $600,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 13, 2009 · D · $89,032 sold of $178,063 · 2 investors · min. $53,419 · role: Director EDGAR ↗
  • Jul 8, 2009 · D · $0 sold of $12 · 0 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $3M from 3 investors (54% of the $5.6M target) as of the latest filing. Carter is listed as director on 10 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Health Care

ORTHOHELIX SURGICAL DESIGN INC

Medina, OH · May 5, 2009 → Apr 12, 2010 · 2 filings
  • Apr 12, 2010 · D/A · $14,034,692 sold of $14,034,692 · 41 investors · min. $816 · role: Director EDGAR ↗
  • May 5, 2009 · D/A · $9,402,761 sold of $12,402,762 · 34 investors · min. $5,000 · role: Director EDGAR ↗

Raised $14M from 41 investors (100% of the $14M target) as of the latest filing. Carter is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other Health Care

ORTHOSCAN INC

Scottsdale, AZ · Mar 9, 2010
  • Mar 9, 2010 · D · $825,000 sold of $1,650,000 · 4 investors · min. $36,188 · role: Director EDGAR ↗

Raised $825K from 4 investors (50% of the $1.65M target) as of the latest filing. Carter is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Carter McNabb — MN, 1 issuer, Oct 2, 2019 → Jun 17, 2026 · no shared issuer
  • Carter McNabb — CO, 1 issuer, Jan 2, 2019 → Jul 21, 2021 · no shared issuer
  • Carter McNabb — IN, 1 issuer, Sep 21, 2022 → Sep 21, 2022 · no shared issuer

People around Carter 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

WW
No photo found yet (own website and image search run after this page is viewed)
Person

Wayne Wallace

Executive Officer, Director · 11 shared filings (4 issuers) · also on 11 other issuers

Wayne Wallace is on 15 issuers in total — a repeat sponsor. Their page lists every one.

ST
No photo found yet (own website and image search run after this page is viewed)
Person

Sam Toney

Executive Officer, Director · 10 shared filings (1 issuer)

Listed on the same filings as Carter McNabb. Their page shows their other deals.

KP
No photo found yet (own website and image search run after this page is viewed)
Person

Kuldarshan Padda

Executive Officer, Director · 10 shared filings (1 issuer)

Listed on the same filings as Carter McNabb. Their page shows their other deals.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

David Liptak

Director · 10 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Carter McNabb. Their page shows their other deals.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Lux

Director · 10 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Carter McNabb. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Mark DiSalvo

Director · 10 shared filings (1 issuer)

Listed on the same filings as Carter McNabb. Their page shows their other deals.

KK
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Kobielski

Director · 10 shared filings (1 issuer)

Listed on the same filings as Carter McNabb. Their page shows their other deals.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Bendoraitis

Executive Officer · 10 shared filings (1 issuer)

Listed on the same filings as Carter McNabb. Their page shows their other deals.

DF
No photo found yet (own website and image search run after this page is viewed)
Person

David Friend

Director · 8 shared filings (1 issuer) · also on 5 other issuers

David Friend is on 6 issuers in total — a repeat sponsor. Their page lists every one.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Martin

Director · 8 shared filings (2 issuers) · also on 11 other issuers

Christopher Martin is on 13 issuers in total — a repeat sponsor. Their page lists every one.

DF
No photo found yet (own website and image search run after this page is viewed)
Person

David Fitzgerald

Director · 6 shared filings (1 issuer) · also on 6 other issuers

David Fitzgerald is on 7 issuers in total — a repeat sponsor. Their page lists every one.

CW
No photo found yet (own website and image search run after this page is viewed)
Person

Craig Wigginton

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Carter McNabb. Their page shows their other deals.

TF
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Flynn

Director · 6 shared filings (1 issuer) · also on 9 other issuers

Thomas Flynn is on 10 issuers in total — a repeat sponsor. Their page lists every one.

TD
No photo found yet (own website and image search run after this page is viewed)
Person

Thompson Dent

Executive Officer, Director · 5 shared filings (1 issuer)

Listed on the same filings as Carter McNabb. Their page shows their other deals.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Dennis

Director, Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Carter McNabb. Their page shows their other deals.

KC
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Cross

Executive Officer, Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Carter McNabb. Their page shows their other deals.

WH
No photo found yet (own website and image search run after this page is viewed)
Person

William Hanna

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Carter McNabb. Their page shows their other deals.

RN
No photo found yet (own website and image search run after this page is viewed)
Person

R. King Nelson

Executive Officer, Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Carter McNabb. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Tracy Stephens

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Carter McNabb. Their page shows their other deals.

DY
No photo found yet (own website and image search run after this page is viewed)
Person

D. Ronald Yagoda

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Carter McNabb. Their page shows their other deals.

CF
No photo found yet (own website and image search run after this page is viewed)
Person

Charlene Frizzera

Director · 4 shared filings (1 issuer)

Listed on the same filings as Carter McNabb. Their page shows their other deals.

TK
No photo found yet (own website and image search run after this page is viewed)
Person

Tracy Korman

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Carter McNabb. Their page shows their other deals.

CR
No photo found yet (own website and image search run after this page is viewed)
Person

CAMERON RUBINO

Executive Officer, Director · 3 shared filings (2 issuers)

Listed on the same filings as Carter McNabb. Their page shows their other deals.

MU
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Unhjem

Director · 3 shared filings (1 issuer)

Listed on the same filings as Carter McNabb. Their page shows their other deals.

SW
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Wigginton

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Carter McNabb. Their page shows their other deals.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Matt Rice

Director · 3 shared filings (1 issuer) · also on 4 other issuers

Matt Rice is on 5 issuers in total — a repeat sponsor. Their page lists every one.

BY
No photo found yet (own website and image search run after this page is viewed)
Person

Billy K. Yeh

Director · 3 shared filings (1 issuer)

Listed on the same filings as Carter McNabb. Their page shows their other deals.

AT
No photo found yet (own website and image search run after this page is viewed)
Person

Amy H. Tseng

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Carter McNabb. Their page shows their other deals.

ST
No photo found yet (own website and image search run after this page is viewed)
Person

Scheffer C.G. Tseng

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Carter McNabb. Their page shows their other deals.

CF
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Fusco

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Carter McNabb. Their page shows their other deals.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

James Tyler

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Carter McNabb. Their page shows their other deals.

GH
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Henley

Director · 3 shared filings (1 issuer)

Listed on the same filings as Carter McNabb. Their page shows their other deals.

ET
No photo found yet (own website and image search run after this page is viewed)
Person

Eric B. Timko

Executive Officer, Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Carter McNabb. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

J. Avi Roop

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Carter McNabb. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Scot Huennekens

Director · 3 shared filings (1 issuer)

Listed on the same filings as Carter McNabb. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Carl O'Connell

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Carter McNabb. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

David S. Smith

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Carter McNabb. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Derace Schaffer

Director · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Carter McNabb. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jane H. Hsiao

Director · 2 shared filings (1 issuer) · also on 7 other issuers

Jane H. Hsiao is on 8 issuers in total — a repeat sponsor. Their page lists every one.

GT
No photo found yet (own website and image search run after this page is viewed)
Person

Geoffrey B. Thrope

Executive Officer, Director · 2 shared filings (1 issuer) · also on 5 other issuers

Geoffrey B. Thrope is on 6 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

Sponsor group

Checkpoint Surgical

7 issuers · 31 filings · $68.3M reported sold · 2009–2024

One team, 7 deal companies. Carter McNabb is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Carter McNabb.

Sponsor group

Catalyst Orthoscience

2 issuers · 7 filings · $6.74M reported sold · 2015–2025

One team, 2 deal companies. Carter McNabb is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Carter McNabb.

Same business address

31 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 9 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Carter McNabb by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 9 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Carter McNabb is listed on: none on file. No website or social profile named in Q'Apel Medical, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #99,862 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Fremont, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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