Carol Managhan is listed as a director on 2 SEC Form D filings by 1 issuer between May 2010 and Jan 2011: Hard Assets ERISA Ltd. (Hamilton, Bermuda (as filed: D0) — pooled investment fund — 2010–2011; $86.9M reported sold to 3 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Charles Cameron (2 shared filings), Derek S. van Eck (1 shared filing), Jan F. van Eck (1 shared filing), Jan van Eck (1 shared filing), Joe Kelly (1 shared filing) and 2 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Carol. Each name links to their own page.
The issuer belongs to the sponsor group Hard (25 issuers, $1.42B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Hard has 25 companies on file and $1.42B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 1 court case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Carol Managhan and found 4 differences, 1 worth asking the sponsor about: Carol Managhan is no longer listed on the Jan 20, 2012 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.