PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:19 AM ET

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Carl E. Owens

Named as an officer, director or promoter on SEC Form D filings · VA · Aug 11, 2009 → Apr 29, 2016

4deals (issuers)
$1.21Breported sold
442investors
21Form D filings
2009–2016years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Carl E. Owens is listed as an executive officer and director on 21 SEC Form D filings by 4 issuers between Aug 2009 and Apr 2016: New Generation Turnaround Fund (Delaware) LP (Manchester, MA — pooled investment fund — 2013–2016; $524.2M reported sold to 153 investors), New Generation Turnaround Fund (Bermuda) L.P. (Hamilton, Bermuda (as filed: D0) — pooled investment fund — 2009–2015; $482.6M reported sold to 110 investors), NEW GENERATION LIMITED PARTNERSHIP (Manchester, MA — pooled investment fund — 2009–2015; $176.3M reported sold to 175 investors) and New Generation Loan Fund, L.P. (Manchester, MA — pooled investment fund — 2014–2016; $30.4M reported sold to 4 investors).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director, over about 7 years. Across those companies the filings report $1.21B sold in total.

Listed alongside Christopher McHugh (21 shared filings), George Putnam III (21 shared filings), New Generation Advisors, LLC (21 shared filings, management entity), Baily Dent (15 shared filings), Daan Goedkoop (15 shared filings) and 5 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Carl. Each name links to their own page.

All 4 issuers belong to the sponsor group Ironsides (12 issuers, $1.82B reported sold, 2009–2020).

What this means A sponsor group is one team that sets up a new company for each deal. Ironsides has 12 companies on file and $1.82B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 37 bankruptcy cases matching the name listed in Key records below.

What this means 37 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 21 public filings for Carl E. Owens and found 8 differences, 6 worth asking the sponsor about: Form D filed 292 days after the first sale; Form D filed 7,043 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Carl E. Owens has not run yet — it is joining a line of 51,431 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Carl E. Owens..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

37 cases: 37 closed (disposition not in docket feed)

Carl B. Owens and Carol L. Owens closed
United States Bankruptcy Court, N.D. Ohio · No. 20-60107 · Filed Jan 17, 2020 · Closed May 15, 2020
Role of Carl B. Owens and Carol L. Owens: Debtor · Outcome: Case closed 2020-05-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); court in OH (not a filing state); middle initial differs
Carl E Owens closed
United States Bankruptcy Court, W.D. Washington · No. 13-11946 · Filed Mar 6, 2013 · Closed Jun 6, 2013
Role of Carl E Owens: Debtor · Outcome: Case closed 2013-06-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); court in WA (not a filing state)
Carl L. Owens closed
United States Bankruptcy Court, N.D. Alabama · No. 13-80109 · Filed Jan 14, 2013 · Closed May 8, 2013
Role of Carl L. Owens: Debtor · Outcome: Case closed 2013-05-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); court in AL (not a filing state); middle initial differs
Carl L. Owens, Jr. closed
United States Bankruptcy Court, E.D. Oklahoma · No. 12-81315 · Filed Sep 11, 2012 · Closed Jan 23, 2013
Role of Carl L. Owens, Jr.: Debtor · Outcome: Case closed 2013-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); court in OK (not a filing state); middle initial differs
Carl L. Owens closed
United States Bankruptcy Court, W.D. New York · No. 1-11-13440 · Filed Sep 30, 2011 · Closed Aug 19, 2019
Role of Carl L. Owens: Debtor · Outcome: Case closed 2019-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); court in NY (not a filing state); middle initial differs
Carl Owens closed
United States Bankruptcy Court, W.D. Louisiana · No. 10-13557 · Filed Nov 19, 2010 · Closed Apr 8, 2015
Role of Carl Owens: Debtor · Outcome: Case closed 2015-04-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); court in LA (not a filing state)
Carl Owens closed
United States Bankruptcy Court, E.D. New York · No. 8-07-73435 · Filed Sep 5, 2007 · Closed Mar 7, 2008
Role of Carl Owens: Debtor · Outcome: Case closed 2008-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); court in NY (not a filing state)
Carl B Owens and Carol L Owens closed
United States Bankruptcy Court, M.D. Florida · No. 8:06-bk-01265 · Filed Mar 27, 2006 · Closed Jun 27, 2006
Role of Carl B Owens and Carol L Owens: Debtor · Outcome: Case closed 2006-06-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); court in FL (not a filing state); middle initial differs
Carl J. Owens closed
United States Bankruptcy Court, E.D. Michigan · No. 05-83474 · Filed Oct 14, 2005 · Closed Apr 5, 2006
Role of Carl J. Owens: Debtor · Outcome: Case closed 2006-04-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); court in MI (not a filing state); middle initial differs
Carl L. Owens, Jr. and Lisa A. Owens closed
United States Bankruptcy Court, M.D. North Carolina · No. 05-14134 · Filed Oct 14, 2005 · Closed Mar 3, 2010
Role of Carl L. Owens, Jr.: Debtor · Outcome: Case closed 2010-03-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); court in NC (not a filing state); middle initial differs
Carl E. Owens and Brenda Fay Bolton closed
United States Bankruptcy Court, W.D. Tennessee · No. 04-32564 · Filed Aug 12, 2004 · Closed Nov 17, 2009
Role of Carl E. Owens and Brenda Fay Bolton: Debtor · Outcome: Case closed 2009-11-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); court in TN (not a filing state)
Carl W. Owens and Dawn M. Owens closed
United States Bankruptcy Court, W.D. Texas · No. 04-30765 · Filed Mar 29, 2004 · Closed Aug 24, 2009
Role of Carl W. Owens and Dawn M. Owens: Debtor · Outcome: Case closed 2009-08-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); court in TX (not a filing state); middle initial differs
Carl Owens closed
United States Bankruptcy Court, M.D. Louisiana · No. 04-10185 · Filed Jan 26, 2004 · Closed Jun 17, 2004
Role of Carl Owens: Debtor · Outcome: Case closed 2004-06-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); court in LA (not a filing state)
Carl W. Owens and Markita R. Owens closed
United States Bankruptcy Court, N.D. Ohio · No. 03-56533 · Filed Dec 11, 2003 · Closed Apr 26, 2004
Role of Carl W. Owens and Markita R. Owens: Debtor · Outcome: Case closed 2004-04-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); court in OH (not a filing state); middle initial differs
Carl Owens closed
United States Bankruptcy Court, M.D. Florida · No. 8:03-bk-02799 · Filed Feb 13, 2003 · Closed Jul 18, 2003
Role of Carl Owens: Debtor · Outcome: Case closed 2003-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); court in FL (not a filing state)
Carl P Owens and Patricia L Owens closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:02-bk-05064 · Filed Sep 17, 2002 · Closed May 18, 2004
Role of Carl P Owens and Patricia L Owens: Debtor · Outcome: Case closed 2004-05-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); court in PA (not a filing state); middle initial differs
CARL J. OWENS and WENDY L. OWENS closed
United States Bankruptcy Court, N.D. Alabama · No. 02-43213 · Filed Sep 12, 2002 · Closed Jun 27, 2003
Role of CARL J. OWENS and WENDY L. OWENS: Debtor · Outcome: Case closed 2003-06-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); court in AL (not a filing state); middle initial differs
Carl L. Owens, Jr. closed
United States Bankruptcy Court, E.D. Oklahoma · No. 02-71868 · Filed Jun 4, 2002 · Closed Sep 11, 2002
Role of Carl L. Owens, Jr.: Debtor · Outcome: Case closed 2002-09-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); court in OK (not a filing state); middle initial differs
CARL J. OWENS, JR. and WENDY L. OWENS closed
United States Bankruptcy Court, N.D. Alabama · No. 02-41644 · Filed May 16, 2002 · Closed Oct 29, 2002
Role of CARL J. OWENS, JR.: Debtor · Outcome: Case closed 2002-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); court in AL (not a filing state); middle initial differs
Carl Owens closed
United States Bankruptcy Court, W.D. Louisiana · No. 00-11077 · Filed May 1, 2000 · Closed Oct 21, 2004
Role of Carl Owens: Debtor · Outcome: Case closed 2004-10-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); court in LA (not a filing state)
Carl L. Owens closed
United States Bankruptcy Court, W.D. New York · No. 1-00-11641 · Filed Mar 29, 2000 · Closed Apr 8, 2008
Role of Carl L. Owens: Debtor · Outcome: Case closed 2008-04-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); court in NY (not a filing state); middle initial differs
Carl Owens closed
United States Bankruptcy Court, M.D. Louisiana · No. 00-10286 · Filed Feb 18, 2000 · Closed Jun 18, 2002
Role of Carl Owens: Debtor · Outcome: Case closed 2002-06-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); court in LA (not a filing state)
Carl R. Owens closed
United States Bankruptcy Court, S.D. Iowa · No. 99-03564 · Filed Sep 20, 1999 · Closed Dec 28, 1999
Role of Carl R. Owens: Debtor · Outcome: Case closed 1999-12-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); court in IA (not a filing state); middle initial differs
Carl Owens closed
United States Bankruptcy Court, D. Maryland · No. 99-56533 · Filed May 13, 1999 · Closed Aug 17, 1999
Role of Carl Owens: Debtor · Outcome: Case closed 1999-08-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); court in MD (not a filing state)
Carl Owens closed
United States Bankruptcy Court, W.D. Louisiana · No. 99-11155 · Filed Apr 23, 1999 · Closed Dec 8, 1999
Role of Carl Owens: Debtor · Outcome: Case closed 1999-12-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); court in LA (not a filing state)
Carl J Owens and Carrie L Owens closed
United States Bankruptcy Court, W.D. Virginia · No. 98-03801 · Filed Oct 7, 1998 · Closed Apr 6, 1999
Role of Carl J Owens and Carrie L Owens: Debtor · Outcome: Case closed 1999-04-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); court in the person's filing state (VA); middle initial differs
Carl B. Owens closed
United States Bankruptcy Court, W.D. Tennessee · No. 97-35323 · Filed Oct 21, 1997 · Closed Mar 6, 1998
Role of Carl B. Owens: Debtor · Outcome: Case closed 1998-03-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); court in TN (not a filing state); middle initial differs
Carl T. Owens closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 96-18903 · Filed Sep 18, 1996 · Closed Jan 13, 1997
Role of Carl T. Owens: Debtor · Outcome: Case closed 1997-01-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); court in PA (not a filing state); middle initial differs
Carl B. Owens and Patricia A. Owens closed
United States Bankruptcy Court, E.D. Arkansas · No. 1:96-bk-10151 · Filed May 17, 1996 · Closed Sep 9, 1996
Role of Carl B. Owens and Patricia A. Owens: Debtor · Outcome: Case closed 1996-09-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); court in AR (not a filing state); middle initial differs
Carl C. Owens and Gwendolyn S. Owens closed
United States Bankruptcy Court, N.D. Georgia · No. 95-12187 · Filed Sep 19, 1995 · Closed Oct 6, 1998
Role of Carl C. Owens and Gwendolyn S. Owens: Debtor · Outcome: Case closed 1998-10-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); court in GA (not a filing state); middle initial differs
Carl B. Owens closed
United States Bankruptcy Court, W.D. Tennessee · No. 95-28544 · Filed Aug 16, 1995 · Closed Sep 13, 1996
Role of Carl B. Owens: Debtor · Outcome: Case closed 1996-09-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); court in TN (not a filing state); middle initial differs
Carl P. Owens closed
United States Bankruptcy Court, N.D. Georgia · No. 95-64179 · Filed Mar 28, 1995 · Closed Jul 27, 1995
Role of Carl P. Owens: Debtor · Outcome: Case closed 1995-07-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); court in GA (not a filing state); middle initial differs
Carl J. Owens and Virginia Lee Owens closed
United States Bankruptcy Court, E.D. Missouri · No. 93-42111 · Filed Apr 15, 1993 · Closed Apr 18, 1994
Role of Carl J. Owens and Virginia Lee Owens: Debtor · Outcome: Case closed 1994-04-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); court in MO (not a filing state); middle initial differs
Carl J. Owens and Virginia Lee Owens closed
United States Bankruptcy Court, E.D. Missouri · No. 92-40030 · Filed Jan 3, 1992 · Closed May 10, 1993
Role of Carl J. Owens and Virginia Lee Owens: Debtor · Outcome: Case closed 1993-05-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); court in MO (not a filing state); middle initial differs
Carl H. Owens and Judy Lois Owens closed
United States Bankruptcy Court, M.D. Alabama · No. 91-02370 · Filed May 16, 1991 · Closed Jan 3, 1992
Role of Carl H. Owens and Judy Lois Owens: Debtor · Outcome: Case closed 1992-01-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); court in AL (not a filing state); middle initial differs
CARL OWENS closed
United States Bankruptcy Court, N.D. Alabama · No. 71-11233 · Filed Sep 30, 1971 · Closed Jun 12, 1972
Role of CARL OWENS: Debtor · Outcome: Case closed 1972-06-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); court in AL (not a filing state)
CARL OWENS closed
United States Bankruptcy Court, N.D. Alabama · No. 59-97276 · Filed Nov 17, 1959 · Closed May 18, 1960
Role of CARL OWENS: Debtor · Outcome: Case closed 1960-05-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); court in AL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for Carl E. Owens — 6 worth asking about (compared 21 filings on Oct 24, 2026)

Worth asking · Jul 11, 2013 – Apr 29, 2014

Form D filed 292 days after the first sale — New Generation Loan Fund, L.P.

The filing says the first sale was Jul 11, 2013. The Form D was filed Apr 29, 2014 — 292 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 277 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Apr 29, 2014 ↗New Generation Loan Fund, L.P. — PartnerFacts page ↗
Sources
Worth asking · Apr 30, 1990 – Aug 11, 2009

Form D filed 7,043 days after the first sale — NEW GENERATION LIMITED PARTNERSHIP

The filing says the first sale was Apr 30, 1990. The Form D was filed Aug 11, 2009 — 7,043 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 7,028 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Aug 11, 2009 ↗NEW GENERATION LIMITED PARTNERSHIP — PartnerFacts page ↗
Sources
Worth asking · Sep 17, 1996 – Aug 10, 2009

Form D filed 4,710 days after the first sale — New Generation Turnaround Fund (Bermuda) L.P.

The filing says the first sale was Sep 17, 1996. The Form D was filed Aug 10, 2009 — 4,710 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 4,695 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Aug 10, 2009 ↗New Generation Turnaround Fund (Bermuda) L.P. — PartnerFacts page ↗
Sources
Note · Jul 11, 2013 – Apr 29, 2016

No amendment in the last 12 months on an offering that may still be open — New Generation Loan Fund, L.P. (latest filing Apr 29, 2016)

The latest filing for this offering is dated Apr 29, 2016 (first sale Jul 11, 2013). It reports $30,404,096 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Apr 29, 2016 ↗New Generation Loan Fund, L.P. — PartnerFacts page ↗
Sources
Worth asking · Jan 7, 2016 – Jan 6, 2017

Carl E. Owens is no longer listed on the Jan 6, 2017 amendment — New Generation Turnaround Fund (Delaware) LP

Carl E. Owens appears on the Jan 7, 2016 Form D/A (executive officer) but not on the Jan 6, 2017 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Jan 7, 2016 ↗Form D/A · Jan 6, 2017 ↗Carl E. Owens — PartnerFacts page ↗New Generation Turnaround Fund (Delaware) LP — PartnerFacts page ↗
Sources
Worth asking · Jul 15, 2015 – Jul 15, 2016

Carl E. Owens is no longer listed on the Jul 15, 2016 amendment — New Generation Turnaround Fund (Bermuda) L.P.

Carl E. Owens appears on the Jul 15, 2015 Form D/A (executive officer) but not on the Jul 15, 2016 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Jul 15, 2015 ↗Form D/A · Jul 15, 2016 ↗Carl E. Owens — PartnerFacts page ↗New Generation Turnaround Fund (Bermuda) L.P. — PartnerFacts page ↗
Sources
Worth asking · Jul 15, 2015 – Jul 15, 2016

Carl E. Owens is no longer listed on the Jul 15, 2016 amendment — NEW GENERATION LIMITED PARTNERSHIP

Carl E. Owens appears on the Jul 15, 2015 Form D/A (executive officer, director) but not on the Jul 15, 2016 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Jul 15, 2015 ↗Form D/A · Jul 15, 2016 ↗Carl E. Owens — PartnerFacts page ↗NEW GENERATION LIMITED PARTNERSHIP — PartnerFacts page ↗
Sources
Note · Aug 10, 2009 – Aug 11, 2009

Carl E. Owens is written 2 different ways on the filings

listed as "Carl Owens" on 7 filings (from Aug 10, 2009), and "Carl E Owens" on 14 filings (from Aug 11, 2009).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Aug 10, 2009 ↗Form D · Aug 11, 2009 ↗Carl E. Owens — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 4 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 29, 2016 D/A
New Generation Loan Fund, L.P.
File 021-216459
$0$0$0None listed on this filingEDGAR ↗
Jan 7, 2016 D/A
New Generation Turnaround Fund (Delaware) LP
File 021-189802
$0$0$0None listed on this filingEDGAR ↗
Jul 15, 2015 D/A
New Generation Turnaround Fund (Bermuda) L.P.
File 021-133490
$0$0$0None listed on this filingEDGAR ↗
Jul 15, 2015 D/A
NEW GENERATION LIMITED PARTNERSHIP
File 021-93655-7B
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named Carl E. Owens on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

NG
Pooled Investment Fund · group: Ironsides

New Generation Loan Fund, L.P.

Manchester, MA · Apr 29, 2014 → Apr 29, 2016 · 3 filings
  • Apr 29, 2016 · D/A · $30,404,096 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner) EDGAR ↗
  • Apr 29, 2015 · D/A · $8,501,096 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner) EDGAR ↗
  • Apr 29, 2014 · D · $8,501,096 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner) EDGAR ↗

Raised $30.4M from 4 investors as of the latest filing. Carl is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NG
Pooled Investment Fund · group: Ironsides

New Generation Turnaround Fund (Delaware) LP

Manchester, MA · Jan 9, 2013 → Jan 7, 2016 · 4 filings
  • Jan 7, 2016 · D/A · $406,402,361 sold of Indefinite · 128 investors · min. $1,000,000 · role: Executive Officer (Vice President of the General Partner) EDGAR ↗
  • Jan 7, 2015 · D/A · $401,157,507 sold of Indefinite · 126 investors · min. $1,000,000 · role: Executive Officer (Vice President of the General Partner) EDGAR ↗
  • Jan 7, 2014 · D/A · $302,807,507 sold of Indefinite · 97 investors · min. $1,000,000 · role: Executive Officer (Vice President of the General Partner) EDGAR ↗
  • Jan 9, 2013 · D · $257,726,499 sold of Indefinite · 78 investors · min. $1,000,000 · role: Executive Officer (Vice President of the General Partner) EDGAR ↗

Raised $524.2M from 153 investors as of the latest filing. Carl is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NG
Pooled Investment Fund · group: Ironsides

New Generation Turnaround Fund (Bermuda) L.P.

Hamilton, Bermuda (as filed: D0) · Aug 10, 2009 → Jul 15, 2015 · 7 filings
  • Jul 15, 2015 · D/A · $446,896,972 sold of Indefinite · 107 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jul 15, 2014 · D/A · $441,896,972 sold of Indefinite · 107 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jul 18, 2013 · D/A · $403,626,972 sold of Indefinite · 103 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jul 30, 2012 · D/A · $387,626,972 sold of Indefinite · 101 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Aug 2, 2011 · D/A · $364,476,972 sold of Indefinite · 93 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Aug 4, 2010 · D/A · $286,639,086 sold of Indefinite · 71 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Aug 10, 2009 · D · $242,439,106 sold of Indefinite · 56 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $482.6M from 110 investors as of the latest filing. Carl is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NG
Pooled Investment Fund · group: Ironsides

NEW GENERATION LIMITED PARTNERSHIP

Manchester, MA · Aug 11, 2009 → Jul 15, 2015 · 7 filings
  • Jul 15, 2015 · D/A · $165,569,892 sold of Indefinite · 168 investors · min. $500,000 · role: Executive Officer, Director EDGAR ↗
  • Jul 15, 2014 · D/A · $160,619,892 sold of Indefinite · 164 investors · min. $500,000 · role: Executive Officer, Director EDGAR ↗
  • Jul 18, 2013 · D/A · $152,869,892 sold of Indefinite · 163 investors · min. $500,000 · role: Executive Officer, Director EDGAR ↗
  • Jul 30, 2012 · D/A · $149,669,892 sold of Indefinite · 158 investors · min. $500,000 · role: Executive Officer, Director EDGAR ↗
  • Aug 2, 2011 · D/A · $149,560,827 sold of Indefinite · 158 investors · min. $500,000 · role: Executive Officer, Director EDGAR ↗
  • Aug 4, 2010 · D/A · $138,685,827 sold of Indefinite · 156 investors · min. $500,000 · role: Executive Officer, Director EDGAR ↗
  • Aug 11, 2009 · D · $127,606,900 sold of Indefinite · 155 investors · min. $500,000 · role: Executive Officer, Director EDGAR ↗

Raised $176.3M from 175 investors as of the latest filing. Carl is listed as executive officer, director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Carl 10

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

NG
Management entity

New Generation Advisors, LLC

Executive Officer, Promoter · 21 shared filings (4 issuers)

Listed on the same filings as Carl E. Owens. Their page shows their other deals.

GP
No photo found yet (own website and image search run after this page is viewed)
Person

George Putnam III

Executive Officer, Director · 21 shared filings (4 issuers)

Listed on the same filings as Carl E. Owens. Their page shows their other deals.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher McHugh

Executive Officer, Director · 21 shared filings (4 issuers)

Listed on the same filings as Carl E. Owens. Their page shows their other deals.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

Daan Goedkoop

Executive Officer · 15 shared filings (4 issuers)

Listed on the same filings as Carl E. Owens. Their page shows their other deals.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Weiner

Executive Officer, Director · 15 shared filings (4 issuers)

Listed on the same filings as Carl E. Owens. Their page shows their other deals.

BD
No photo found yet (own website and image search run after this page is viewed)
Person

Baily Dent

Executive Officer · 15 shared filings (4 issuers)

Listed on the same filings as Carl E. Owens. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

R. Michael Henry

Executive Officer · 11 shared filings (4 issuers)

Listed on the same filings as Carl E. Owens. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Darren Beals

Executive Officer · 10 shared filings (4 issuers)

Listed on the same filings as Carl E. Owens. Their page shows their other deals.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Koontz

Executive Officer · 8 shared filings (4 issuers)

Listed on the same filings as Carl E. Owens. Their page shows their other deals.

TH
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas J Hill

Executive Officer, Director · 6 shared filings (2 issuers) · also on 3 other issuers

Thomas J Hill is on 5 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

I
Sponsor group

Ironsides

12 issuers · 56 filings · $1.82B reported sold · 2009–2020

One team, 12 deal companies. Carl E. Owens is listed on 4 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Carl E. Owens.

Same business address

16 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 4 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Carl E. Owens by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Carl E. Owens is listed on: none on file. No website or social profile named in New Generation Turnaround Fund (Delaware) LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #202,255 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Manchester, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Virginia state courts — find the court ↗Massachusetts MassCourts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Virginia Secretary of State business search ↗Massachusetts Secretary of State business search ↗OpenCorporates ↗

Change history

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