PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:00 AM ET

Sponsor Check › Person

CB
No photo found yet (own website and image search run after this page is viewed)

Carl E. Berg

Named as an officer, director or promoter on SEC Form D filings · UT · Mar 18, 2011 → Apr 16, 2014

1deal (issuers)
$29.8Mreported sold
44investors
6Form D filings
2011–2014years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:23 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Carl E. Berg is listed as a director on 6 SEC Form D filings by 1 issuer between Mar 2011 and Apr 2014: Via Motors, Inc. (Orem, UT — manufacturing — 2011–2014; $29.8M reported sold to 44 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Alan Perriton (6 shared filings), David W. West (6 shared filings), Richard D. Clayton (6 shared filings), Kraig Higginson (5 shared filings), Robert Lutz (5 shared filings) and 4 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Carl. Each name links to their own page.

The issuer belongs to the sponsor group Via Motors (2 issuers, $6.39M reported sold, 2011–2014).

What this means A sponsor group is one team that sets up a new company for each deal. Via Motors has 2 companies on file and $6.39M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 12 bankruptcy cases matching the name listed in Key records below.

What this means 13 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 6 public filings for Carl E. Berg and found 8 differences, 1 worth asking the sponsor about: Paid seller listed without a CRD number: Esfeld Capital & Investments; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Carl E. Berg has not run yet — it is joining a line of 3,793 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

Dennis Faulkner v. Carl Berg dismissed
District Court, N.D. Texas · No. 3:08-cv-01074 · Filed Jun 25, 2008 · Closed Sep 26, 2008 · Nature of suit: 423 Bankruptcy: Withdrawal 28 USC 157 · Cause: 28:0157 Motion for Withdrawal of Reference
Role of Carl Berg: Defendant · Outcome: Terminated 2008-09-26 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same full name (a name found in 26 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:23 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Carl E. Berg..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

12 cases: 12 closed (disposition not in docket feed)

Carl A. Berg and Diane L. Berg closed
United States Bankruptcy Court, W.D. Arkansas · No. 6:16-bk-72102 · Filed Sep 2, 2016 · Closed Jan 18, 2017
Role of Carl A. Berg and Diane L. Berg: Debtor · Outcome: Case closed 2017-01-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 26 federal dockets); 3 people with this name in Form D filings; court in AR (not a filing state); middle initial differs
Carl A. Berg closed
United States Bankruptcy Court, D. Massachusetts · No. 15-14481 · Filed Nov 19, 2015 · Closed Mar 15, 2016
Role of Carl A. Berg: Debtor · Outcome: Case closed 2016-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 26 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state); middle initial differs
Carl Berg closed
United States Bankruptcy Court, D. New Jersey · No. 12-36624 · Filed Nov 8, 2012 · Closed Jan 29, 2013
Role of Carl Berg: Debtor · Outcome: Case closed 2013-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 26 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Carl P Berg closed
United States Bankruptcy Court, C.D. California · No. 1:10-bk-21722 · Filed Sep 17, 2010 · Closed Jan 28, 2011
Role of Carl P Berg: Debtor · Outcome: Case closed 2011-01-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 26 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state); middle initial differs
Carl J. Berg and Erika P. Berg closed
United States Bankruptcy Court, D. Rhode Island · No. 1:10-bk-11940 · Filed May 2, 2010 · Closed Aug 20, 2010
Role of Carl J. Berg and Erika P. Berg: Debtor · Outcome: Case closed 2010-08-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 26 federal dockets); 3 people with this name in Form D filings; court in RI (not a filing state); middle initial differs
Carl Berg closed
United States Bankruptcy Court, D. Maine · No. 05-21318 · Filed Jul 26, 2005 · Closed Oct 31, 2005
Role of Carl Berg: Debtor · Outcome: Case closed 2005-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 26 federal dockets); 3 people with this name in Form D filings; court in ME (not a filing state)
Carl Berg closed
United States Bankruptcy Court, D. New Jersey · No. 04-19907 · Filed Mar 23, 2004 · Closed Jul 26, 2004
Role of Carl Berg: Debtor · Outcome: Case closed 2004-07-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 26 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Carl W Berg and Lonnie J Berg closed
United States Bankruptcy Court, N.D. Illinois · No. 96-28919 · Filed Oct 30, 1996 · Closed Feb 25, 1997
Role of Carl W Berg and Lonnie J Berg: Debtor · Outcome: Case closed 1997-02-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 26 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state); middle initial differs
Carl P. Berg closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 93-22442 · Filed Aug 18, 1993 · Closed Jan 11, 1994
Role of Carl P. Berg: Debtor · Outcome: Case closed 1994-01-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 26 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state); middle initial differs
Carl G. Berg and Barbara J. Berg closed
United States Bankruptcy Court, N.D. New York · No. 91-12869 · Filed Jul 16, 1991 · Closed Aug 25, 1994
Role of Carl G. Berg and Barbara J. Berg: Debtor · Outcome: Case closed 1994-08-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 26 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state); middle initial differs
Carl Berg closed
United States Bankruptcy Court, D. New Jersey · No. 90-30231 · Filed Jan 19, 1990 · Closed Apr 30, 1991
Role of Carl Berg: Debtor · Outcome: Case closed 1991-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 26 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Carl J Berg and Lillian F Berg closed
United States Bankruptcy Court, S.D. California · No. 87-04527 · Filed Jun 22, 1987 · Closed Oct 23, 1990
Role of Carl J Berg and Lillian F Berg: Debtor · Outcome: Case closed 1990-10-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 26 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:23 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for Carl E. Berg — 1 worth asking about (compared 6 filings on Oct 24, 2026)

Worth asking · Mar 18, 2011

Paid seller listed without a CRD number: Esfeld Capital & Investments — Via Motors, Inc.

Esfeld Capital & Investments is listed as receiving sales compensation on 1 filing (Mar 18, 2011) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Mar 18, 2011 ↗BrokerCheck search: Esfeld Capital & Investments ↗Via Motors, Inc. — PartnerFacts page ↗
Sources
Note · Nov 30, 2011 – Dec 30, 2011

Form D filed 30 days after the first sale — Via Motors, Inc.

The filing says the first sale was Nov 30, 2011. The Form D was filed Dec 30, 2011 — 30 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 15 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 30, 2011 ↗Via Motors, Inc. — PartnerFacts page ↗
Sources
Note · Mar 3, 2011 – Apr 16, 2014

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Via Motors, Inc. (latest filing Apr 16, 2014) · No amendment in the last 12 months on an offering that may still be open — Via Motors, Inc. (latest filing Jan 6, 2014) · No amendment in the last 12 months on an offering that may still be open — Via Motors, Inc. (latest filing Nov 8, 2013) · No amendment in the last 12 months on an offering that may still be open — Via Motors, Inc. (latest filing Dec 30, 2011) · No amendment in the last 12 months on an offering that may still be open — Via Motors, Inc. (latest filing Mar 18, 2011)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Apr 16, 2014 ↗Via Motors, Inc. — PartnerFacts page ↗Form D/A · Jan 6, 2014 ↗Form D · Nov 8, 2013 ↗
Sources
Note · Mar 18, 2011 – Nov 8, 2013

Carl E. Berg is written 2 different ways on the filings

listed as "Carl E Berg" on 5 filings (from Mar 18, 2011), and "Carl Berg" on the Nov 8, 2013 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Mar 18, 2011 ↗Form D · Nov 8, 2013 ↗Carl E. Berg — PartnerFacts page ↗
Sources
Note · Apr 23, 2009 – Apr 27, 2018

Same name, different state: "Carl Berg" (CA) is a separate record

This page covers filings where the address state is UT. A separate record, "Carl Berg" with address state CA, is listed on 10 filings — most recently by VerifyMe, Inc. (Apr 27, 2018). Both records have filings in the same period (Mar 18, 2011 to Apr 16, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Carl Berg (CA) — PartnerFacts page ↗Form D · Apr 27, 2018 ↗VerifyMe, Inc. — PartnerFacts page ↗Carl E. Berg (UT) — this page ↗
Sources
Note · Mar 10, 2010 – Apr 15, 2010

Same name, different state: "Carl E. Berg" (TX) is a separate record

This page covers filings where the address state is UT. A separate record, "Carl E. Berg" with address state TX, is listed on 2 filings — most recently by VALENCE TECHNOLOGY INC (Apr 15, 2010). The two records do not overlap in time: this page runs Mar 18, 2011 to Apr 16, 2014; the other runs Mar 10, 2010 to Apr 15, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Carl E. Berg (TX) — PartnerFacts page ↗Form D · Apr 15, 2010 ↗VALENCE TECHNOLOGY INC — PartnerFacts page ↗Carl E. Berg (UT) — this page ↗
Sources
Note · Mar 18, 2011 – Apr 16, 2014

Reported revenue range changed between filings — Via Motors, Inc.

"No Revenues" (Mar 18, 2011); then "$1 - $1,000,000" (Dec 30, 2011); then "$1,000,001 - $5,000,000" (Dec 6, 2013); then "$5,000,001 - $25,000,000" (Apr 16, 2014).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Mar 18, 2011 ↗Form D · Dec 30, 2011 ↗Form D · Dec 6, 2013 ↗Form D · Apr 16, 2014 ↗
Sources
Note · Dec 6, 2013 – Jan 6, 2014

Minimum investment changed between filings — Via Motors, Inc.

The Dec 6, 2013 filing lists a minimum of $1,000,002; the Jan 6, 2014 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Dec 6, 2013 ↗Form D/A (later) · Jan 6, 2014 ↗Via Motors, Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 5 offerings report sales commissions totalling $276,626; 2 report finder's fees totalling $178,540; 2 report proceeds to related persons totalling $666,700. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 16, 2014 D
Via Motors, Inc.
File 021-215653
$144,329$0$0Jospeh Gunnar & Co. LLC BrokerCheck CRD 24795 ↗EDGAR ↗
Jan 6, 2014 D/A
Via Motors, Inc.
File 021-207590
$87,297$0$0 (est.)
In the ordinary course, the issuer may use some of the proceeds of the offering to pay salaries to management.
Joseph Gunnar & Co. LLC BrokerCheck CRD 24795 ↗EDGAR ↗
Nov 8, 2013 D
Via Motors, Inc.
File 021-206088
$0$0$0 (est.)
In the ordinary course of business, the issuer may use some of the proceeds to pay the salaries of management.
None listed on this filingEDGAR ↗
Dec 30, 2011 D
Via Motors, Inc.
File 021-170982
$45,000$160,990$346,700 (est.)
Estimate of amount of offering proceeds used to pay salaries of executive officers, board members.
Axiom Capital Management, Inc. BrokerCheck CRD 26580 ↗
via Michael Takano
EDGAR ↗
Mar 18, 2011 D
Via Motors, Inc.
File 021-156989
$0$17,550$320,000 (est.)
Estimate of the amount of offering proceeds used to pay salaries of executive officers.
Esfeld Capital & Investments no CRD number reported
via Jeffrey Esfeld
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Carl E. Berg on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

VM
Manufacturing · group: Via Motors

Via Motors, Inc.

Orem, UT · Mar 18, 2011 → Apr 16, 2014 · 6 filings
  • Apr 16, 2014 · D · $2,886,786 sold of $20,000,001 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 6, 2014 · D/A · $8,881,378 sold of $50,000,003 · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 6, 2013 · D · $6,769,640 sold of $50,000,003 · 2 investors · min. $1,000,002 · role: Director EDGAR ↗
  • Nov 8, 2013 · D · $5,754,300 sold of $10,000,000 · 39 investors · min. $500 · role: Director EDGAR ↗
  • Dec 30, 2011 · D · $29,849,000 sold of $30,000,000 · 6 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 18, 2011 · D · $5,530,000 sold of $10,000,000 · 44 investors · min. $10,000 · role: Director EDGAR ↗

Raised $29.8M from 44 investors (100% of the $20M target) as of the latest filing. Carl is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Manufacturing / 506(b) (1,339 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Carl Berg — CA, 3 issuers, Apr 23, 2009 → Apr 27, 2018 · no shared issuer
  • Carl E. Berg — TX, 1 issuer, Mar 10, 2010 → Apr 15, 2010 · no shared issuer

People around Carl 9

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

AP
No photo found yet (own website and image search run after this page is viewed)
Person

Alan Perriton

Executive Officer, Director · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Carl E. Berg. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Richard D. Clayton

Executive Officer · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Carl E. Berg. Their page shows their other deals.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

David W. West

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Carl E. Berg. Their page shows their other deals.

KH
No photo found yet (own website and image search run after this page is viewed)
Person

Kraig Higginson

Executive Officer, Director · 5 shared filings (1 issuer)

Listed on the same filings as Carl E. Berg. Their page shows their other deals.

RL
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Lutz

Director, Executive Officer · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Carl E. Berg. Their page shows their other deals.

PA
No photo found yet (own website and image search run after this page is viewed)
Person

Pablo Acedo

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Carl E. Berg. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

John Weber

Executive Officer, Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Carl E. Berg. Their page shows their other deals.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

Dave A. Rapier

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Carl E. Berg. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

David Muir

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Carl E. Berg. Their page shows their other deals.

The team behind the deals

VM
Sponsor group

Via Motors

2 issuers · 9 filings · $6.39M reported sold · 2011–2014

One team, 2 deal companies. Carl E. Berg is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Carl E. Berg.

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Carl E. Berg by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Carl E. Berg is listed on: none on file. No website or social profile named in Via Motors, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #319,447 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Orem, UT). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Utah state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Utah Secretary of State business search ↗OpenCorporates ↗

Change history

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