Caption Management, LLC is a management entity listed as an executive officer and promoter on 22 SEC Form D filings by 4 issuers between Nov 2014 and Aug 2022: Caption Partners II, LP (Oklahoma City, OK — pooled investment fund — 2016–2022; $388.8M reported sold to 144 investors), Outerbridge Partners, LP (New York, NY — pooled investment fund — 2015–2018; $46.2M reported sold to 73 investors), Caption Partners, LP (Oklahoma City, OK — pooled investment fund — 2014–2021; $31M reported sold to 69 investors) and Amalfi Fund LP (Oklahoma City, OK — pooled investment fund — 2018–2020; $5.92M reported sold to 27 investors).
What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and promoter, over about 8 years. Across those companies the filings report $471.9M sold in total.
Listed alongside Caption GP, LLC (15 shared filings, management entity), Caption Technology GP, LLC (4 shared filings, management entity), Amalfi Fund GP LLC (3 shared filings, management entity), Jason Strasser (1 shared filing) and William Cooper (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Caption. Each name links to their own page.
The issuers belong to 2 sponsor groups: Caption (2 issuers, $36.9M reported sold, 2012–2021) and Outerbridge (5 issuers, $77.7M reported sold, 2015–2024).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 2 court cases matching the name listed in Key records below.
What this means 2 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 22 public filings for Caption Management, LLC and found 13 differences, 6 worth asking the sponsor about: 2 court cases name Caption Management, LLC; Form D filed 92 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.