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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:49 AM ET

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Caley Castelein

Named as an officer, director or promoter on SEC Form D filings · CA, British Columbia, Canada (as filed: A1), OH, NJ · Sep 26, 2008 → Feb 26, 2026

7deals (issuers)
$263Mreported sold
439investors
31Form D filings
2008–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Caley Castelein is listed as an executive officer, director, and promoter on 31 SEC Form D filings by 7 issuers between Sep 2008 and Feb 2026. Largest by amount reported sold: Aadi Bioscience, Inc. (Morristown, NJ — biotechnology — 2017–2025; $155M reported sold to 264 investors), KVP Capital, LP (San Francisco, CA — pooled investment fund — 2018–2026; $35.4M reported sold to 26 investors), ViewRay, Inc. (Oakwood Village, OH — other technology — 2015–2017; $26.7M reported sold to 115 investors), VIEWRAY INC (Oakwood Village, OH — other technology — 2010–2015; $26.3M reported sold to 18 investors), BOREAL GENOMICS INC. (Vancouver, British Columbia, Canada (as filed: A1) — biotechnology — 2010–2013; $18M reported sold to 5 investors) and 2 more (all listed below).

What this means A repeat sponsor — 7 separate companies raised money with this person listed as executive officer, director, and promoter, over about 18 years. Across those companies the filings report $263M sold in total.

Listed alongside David P. Bonita (15 shared filings), James F. Dempsey (15 shared filings), Joshua Bilenker (15 shared filings), Mark Gold (15 shared filings), Chris A. Raanes (10 shared filings) and 54 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Caley. Each name links to their own page.

2 of the issuers belong to the sponsor group Viewray (2 issuers, $41.1M reported sold, 2010–2017).

What this means A sponsor group is one team that sets up a new company for each deal. Viewray has 2 companies on file and $41.1M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 31 public filings for Caley Castelein and found 9 differences, 1 worth asking the sponsor about: 4 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Caley Castelein has not run yet — it is #4,986 of 61,655 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 720 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

Corp Sec Grp Inc v. Castelein dismissed
District Court, W.D. North Carolina · No. 3:03-cv-00095 · Filed Mar 5, 2003 · Closed Jun 12, 2003 · Nature of suit: 850 Securities, Commodities, Exchange
Role of Castelein: Defendant · Outcome: Terminated 2003-06-12 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 1 federal dockets); surname only in the caption; court in NC (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Caley Castelein..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for Caley Castelein — 1 worth asking about (compared 31 filings on Oct 24, 2026)

Note · May 27, 1994 – Jun 22, 2006

Bankruptcy case: ITRI Brick & Concrete Corp. v. I. Lazar & Sons Inc. — filed May 27, 1994

United States Bankruptcy Court, D. New Jersey docket "ITRI Brick & Concrete Corp. v. I. Lazar & Sons Inc." filed May 27, 1994, closed Jun 22, 2006. Loretta Itri (listed on the same filings) is listed as Plaintiff ("ITRI Brick & Concrete Corp."). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. New Jersey ↗Loretta Itri — PartnerFacts page ↗
Sources
Note · Oct 14, 2003 – Mar 22, 2006

Bankruptcy case: Khuong Tran and Vien T. Nguyen — filed Oct 14, 2003

United States Bankruptcy Court, D. Massachusetts docket "Khuong Tran and Vien T. Nguyen" filed Oct 14, 2003, closed Mar 22, 2006. Chau Khuong (listed on the same filings) is listed as Debtor ("Khuong Tran and Vien T. Nguyen"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Massachusetts ↗Chau Khuong — PartnerFacts page ↗
Sources
Worth asking · Oct 1, 2010 – Mar 29, 2018

4 Form Ds were filed more than 15 days after the first sale

Form D filed 160 days after the first sale — Revelation Kearny, LLC · Form D filed 76 days after the first sale — BOREAL GENOMICS INC. · Form D filed 16 days after the first sale — ViewRay, Inc. · Form D filed 18 days after the first sale — ViewRay, Inc.

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Mar 29, 2018 ↗Revelation Kearny, LLC — PartnerFacts page ↗Form D · Dec 16, 2010 ↗BOREAL GENOMICS INC. — PartnerFacts page ↗
Sources
Note · Jun 9, 2011 – Oct 11, 2022

8 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Aadi Bioscience, Inc. (latest filing Oct 11, 2022) · No amendment in the last 12 months on an offering that may still be open — Aadi Bioscience, Inc. (latest filing Sep 10, 2021) · No amendment in the last 12 months on an offering that may still be open — Revelation Kearny, LLC (latest filing Mar 29, 2018) · No amendment in the last 12 months on an offering that may still be open — ViewRay, Inc. (latest filing Aug 7, 2015) · No amendment in the last 12 months on an offering that may still be open — VIEWRAY INC (latest filing Jan 8, 2015) · and 3 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Oct 11, 2022 ↗Aadi Bioscience, Inc. — PartnerFacts page ↗Form D · Sep 10, 2021 ↗Form D · Mar 29, 2018 ↗
Sources
Note · Jun 14, 2022 – Feb 26, 2026

Caley Castelein's role changed at KVP Capital, LP: promoter → executive officer

The Jun 14, 2022 filing lists Caley Castelein as promoter; the Feb 26, 2026 Form D/A lists executive officer.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Jun 14, 2022 ↗Form D/A · Feb 26, 2026 ↗Caley Castelein — PartnerFacts page ↗KVP Capital, LP — PartnerFacts page ↗
Sources
Note · Dec 12, 2012 – Feb 21, 2013

Offering amount changed between filings — VIEWRAY INC

The Dec 12, 2012 filing says $6,660,099 offered; the Feb 21, 2013 Form D/A says $12,153,073.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Dec 12, 2012 ↗Form D/A (later) · Feb 21, 2013 ↗VIEWRAY INC — PartnerFacts page ↗
Sources
Note · Jun 23, 2011 – Aug 26, 2011

Offering amount changed between filings — VIEWRAY INC

The Jun 23, 2011 filing says $10,223,950 offered; the Aug 26, 2011 Form D/A says $10,350,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jun 23, 2011 ↗Form D/A (later) · Aug 26, 2011 ↗VIEWRAY INC — PartnerFacts page ↗
Sources
Note · Dec 16, 2010 – Mar 18, 2025

4 address changes between filings

Address moved from Pacific Palisades, CA to Morristown, NJ — Aadi Bioscience, Inc. · Address moved from Cincinnati, OH to Pacific Palisades, CA — Aadi Bioscience, Inc. · Address moved from Vancouver, British Columbia, Canada (as filed: A1) to San Francisco, CA — BOREAL GENOMICS INC. · Address moved from New York, NY to Oakwood Village, OH — VIEWRAY INC

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D · Oct 11, 2022 ↗Form D · Mar 18, 2025 ↗Aadi Bioscience, Inc. — PartnerFacts page ↗Form D · Mar 30, 2017 ↗
Sources
Note · Sep 26, 2008 – Feb 26, 2026

Caley Castelein is listed with 4 different address states: CA, A1, OH, NJ

CA on 16 filings (Sep 26, 2008 to Feb 26, 2026); British Columbia, Canada (as filed: A1) on 1 filing (Dec 16, 2010); OH on 13 filings (Mar 15, 2012 to Mar 30, 2017); NJ on 1 filing (Mar 18, 2025).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Sep 26, 2008 ↗Form D · Dec 16, 2010 ↗Form D · Mar 15, 2012 ↗Form D · Mar 18, 2025 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

5 of 23 offerings report sales commissions totalling $11,744,608; 1 reports finder's fees totalling $9,345,479; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 26, 2026 D/A
KVP Capital, LP
File 021-230638
$0 (est.)$0 (est.)$0 (est.)
KVP GP, LLC and certain persons listed in item 3 may receive a management fee based on the value of the issuer's assets and/or a performance fee based on the issuer's profits.
None listed on this filingEDGAR ↗
Mar 18, 2025 D
Aadi Bioscience, Inc.
File 021-541194
$4,335,553 (est.)$0$0Jefferies LLC BrokerCheck CRD 2347 ↗EDGAR ↗
Oct 11, 2022 D
Aadi Bioscience, Inc.
File 021-461325
$0$0 (est.)$0None listed on this filingEDGAR ↗
Sep 10, 2021 D
Aadi Bioscience, Inc.
File 021-412878
$2,011,028 (est.)$0$0Piper Sandler & Co. BrokerCheck CRD 665 ↗
via Piper Sandler & Co. (CRD 665 ↗)

Perella Weinberg Partners LP BrokerCheck CRD 138618 ↗
via Perella Weinberg Partners LP (CRD 138618 ↗)
EDGAR ↗
Sep 10, 2021 D
Aadi Bioscience, Inc.
File 021-412879
$0$9,345,479 (est.)$0Jefferies LLC BrokerCheck CRD 2347 ↗
via Jefferies LLC (CRD 2347 ↗)

Cowen and Company LLC BrokerCheck CRD 7616 ↗
via Cowen and Company LLC (CRD 7616 ↗)

Piper Sandler & Co. BrokerCheck CRD 665 ↗
via Piper Sandler & Co. (CRD 665 ↗)
EDGAR ↗
Mar 29, 2018 D
Revelation Kearny, LLC
File 021-308929
$0$0$0None listed on this filingEDGAR ↗
Mar 30, 2017 D
Aadi Bioscience, Inc.
File 021-283670
$4,229,507$0$0Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗
National Securities Corporation BrokerCheck CRD 7569 ↗
Katalyst Securities LLC BrokerCheck CRD 112494 ↗		EDGAR ↗
Feb 3, 2017 D
ViewRay, Inc.
File 021-279960
$0$0$0None listed on this filingEDGAR ↗
Sep 9, 2016 D
ViewRay, Inc.
File 021-270396
$0$0$0None listed on this filingEDGAR ↗
Aug 28, 2015 D
ViewRay, Inc.
File 021-246669
$217,520$0$0Katalyst Securities LLC BrokerCheck CRD 112494 ↗
via Katalyst Securities LLC (CRD 112494 ↗)

MLV & Co. LLC BrokerCheck CRD 150959 ↗
via MLV & Co. LLC (CRD 150959 ↗)

American Portfolios Financial Services, Inc. BrokerCheck CRD 18487 ↗
via American Portfolios Financial Services, Inc. (CRD 18487 ↗)

Dinosaur Securities LLC BrokerCheck CRD 104446 ↗
via Dinosaur Securities LLC (CRD 104446 ↗)
EDGAR ↗
Aug 7, 2015 D
ViewRay, Inc.
File 021-245298
$951,000 (est.)$0$0Northland Securities, Inc. BrokerCheck CRD 40258 ↗
via Northland Securities, Inc. (CRD 40258 ↗)

Katalyst Securities LLC BrokerCheck CRD 112494 ↗
via Katalyst Securities LLC (CRD 112494 ↗)

Trout Capital LLC BrokerCheck CRD 131489 ↗
via Trout Capital LLC (CRD 131489 ↗)

MLV & Co. LLC BrokerCheck CRD 150959 ↗
via MLV & Co. LLC (CRD 150959 ↗)

American Portfolios Financial Services, Inc. BrokerCheck CRD 18487 ↗
via American Portfolios Financial Services, Inc. (CRD 18487 ↗)

Dinosaur Securities LLC BrokerCheck CRD 104446 ↗
via Dinosaur Securities LLC (CRD 104446 ↗)
EDGAR ↗
Aug 7, 2015 D
ViewRay, Inc.
File 021-245307
$0$0$0None listed on this filingEDGAR ↗
Mar 4, 2015 D
VIEWRAY INC
File 021-235161
$0$0$0None listed on this filingEDGAR ↗
Jan 8, 2015 D
VIEWRAY INC
File 021-231795
$0$0$0None listed on this filingEDGAR ↗
Dec 3, 2013 D
VIEWRAY INC
File 021-207317
$0$0$0None listed on this filingEDGAR ↗
Oct 11, 2013 D
BOREAL GENOMICS INC.
File 021-204450
$0$0$0None listed on this filingEDGAR ↗
May 17, 2013 D
VIEWRAY INC
File 021-196697
$0$0$0None listed on this filingEDGAR ↗
Feb 21, 2013 D/A
VIEWRAY INC
File 021-188257
$0$0$0None listed on this filingEDGAR ↗
Mar 15, 2012 D
VIEWRAY INC
File 021-174983
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Aug 26, 2011 D/A
VIEWRAY INC
File 021-161755
$0$0$0 (est.)None listed on this filingEDGAR ↗
Dec 16, 2010 D
BOREAL GENOMICS INC.
File 021-152004
$0$0$0None listed on this filingEDGAR ↗
Jul 26, 2010 D
VIEWRAY INC
File 021-145470
$0$0$0None listed on this filingEDGAR ↗
Sep 26, 2008 D
Kearny Venture Partners Entrepreneurs' Fund, L.P.
File 021-122909
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 7

Every issuer that named Caley Castelein on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

KC
Pooled Investment Fund

KVP Capital, LP

San Francisco, CA · Jan 2, 2018 → Feb 26, 2026 · 7 filings
  • Feb 26, 2026 · D/A · $35,407,694 sold of Indefinite · 26 investors · min. $500,000 · role: Executive Officer (Managing Member of KVP Capital GP, LLC.) EDGAR ↗
  • Jun 14, 2022 · D/A · $24,407,694 sold of Indefinite · 24 investors · min. $500,000 · role: Promoter (Managing Member of KVP Capital GP, LLC.) EDGAR ↗
  • Dec 22, 2021 · D/A · $20,256,617 sold of Indefinite · 24 investors · min. $500,000 · role: Promoter (Managing Member of KVP Capital GP, LLC.) EDGAR ↗
  • Dec 30, 2020 · D/A · $15,856,617 sold of Indefinite · 22 investors · min. $500,000 · role: Promoter (Managing Member of KVP Capital GP, LLC.) EDGAR ↗
  • Dec 26, 2019 · D/A · $10,586,617 sold of Indefinite · 18 investors · min. $500,000 · role: Promoter (Managing Member of KVP Capital GP, LLC.) EDGAR ↗
  • Jan 3, 2019 · D/A · $8,015,068 sold of Indefinite · 11 investors · min. $500,000 · role: Promoter (Managing Member of KVP Capital GP, LLC.) EDGAR ↗
  • Jan 2, 2018 · D/A · $4,391,064 sold of Indefinite · 11 investors · min. $500,000 · role: Promoter (Managing Member of KVP Capital GP, LLC.) EDGAR ↗

Raised $35.4M from 26 investors as of the latest filing. Caley is listed as executive officer, promoter on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AB
Biotechnology

Aadi Bioscience, Inc.

Morristown, NJ · Mar 30, 2017 → Mar 18, 2025 · 5 filings
  • Mar 18, 2025 · D · $100,002,392 sold of $100,002,392 · 17 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 11, 2022 · D · $72,499,995 sold of $72,500,000 · 13 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 10, 2021 · D · $82,500,000 sold of $82,500,000 · 15 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 10, 2021 · D · $154,999,876 sold of $155,000,000 · 31 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 30, 2017 · D · $41,835,597 sold of $41,835,597 · 264 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $155M from 264 investors (100% of the $100M target) as of the latest filing. Caley is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RK
Other Banking and Financial Services

Revelation Kearny, LLC

San Francisco, CA · Mar 29, 2018
  • Mar 29, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Promoter EDGAR ↗

No sales reported yet as of the latest filing. Caley is listed as promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(c) (675 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

V
Other Technology · group: Viewray

ViewRay, Inc.

Oakwood Village, OH · Aug 7, 2015 → Feb 3, 2017 · 5 filings
  • Feb 3, 2017 · D · $26,099,982 sold of $26,099,982 · 12 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 9, 2016 · D · $13,750,000 sold of $13,750,000 · 12 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 28, 2015 · D · $2,719,000 sold of $2,719,000 · 60 investors · min. $10,000 · role: Director EDGAR ↗
  • Aug 7, 2015 · D · $0 sold of Indefinite · 90 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 7, 2015 · D · $26,703,520 sold of $26,703,520 · 115 investors · min. $10,000 · role: Director EDGAR ↗

Raised $26.7M from 115 investors (100% of the $26.1M target) as of the latest filing. Caley is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

V
Other Technology · group: Viewray

VIEWRAY INC

Oakwood Village, OH · Jul 26, 2010 → Mar 4, 2015 · 10 filings
  • Mar 4, 2015 · D · $15,000,000 sold of $15,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 8, 2015 · D · $16,273,385 sold of $16,800,000 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 3, 2013 · D · $14,999,993 sold of $14,999,993 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 17, 2013 · D · $14,999,998 sold of $17,432,178 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 21, 2013 · D/A · $10,872,354 sold of $12,153,073 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 12, 2012 · D · $5,872,355 sold of $6,660,099 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 15, 2012 · D · $26,305,075 sold of $26,305,075 · 18 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 26, 2011 · D/A · $10,336,599 sold of $10,350,000 · 15 investors · min. $1,280 · role: Director EDGAR ↗
  • Jun 23, 2011 · D · $10,000,000 sold of $10,223,950 · 8 investors · min. $1,280 · role: Director EDGAR ↗
  • Jul 26, 2010 · D · $19,998,591 sold of $19,998,591 · 8 investors · min. $23,000 · role: Director EDGAR ↗

Raised $26.3M from 18 investors (100% of the $15M target) as of the latest filing. Caley is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BG
Biotechnology

BOREAL GENOMICS INC.

Vancouver, British Columbia, Canada (as filed: A1) · Dec 16, 2010 → Oct 11, 2013 · 2 filings
  • Oct 11, 2013 · D · $17,999,997 sold of $17,999,997 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 16, 2010 · D · $6,499,999 sold of $6,499,999 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $18M from 5 investors (100% of the $18M target) as of the latest filing. Caley is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KV
Pooled Investment Fund

Kearny Venture Partners Entrepreneurs' Fund, L.P.

San Francisco, CA · Sep 26, 2008
  • Sep 26, 2008 · D · $1,545,000 sold of $1,545,000 · 11 investors · min. $20,000 · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $1.54M from 11 investors (100% of the $1.54M target) as of the latest filing. Caley is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Caley 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

KC
Management entity

KVP Capital GP, LLC

Promoter, Executive Officer · 7 shared filings (1 issuer)

Listed on the same filings as Caley Castelein. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

David P. Bonita

Director · 15 shared filings (2 issuers) · also on 26 other issuers

David P. Bonita is on 28 issuers in total — a repeat sponsor. Their page lists every one.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

James F. Dempsey

Director, Executive Officer, Promoter · 15 shared filings (2 issuers)

Listed on the same filings as Caley Castelein. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Joshua Bilenker

Director · 15 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Caley Castelein. Their page shows their other deals.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Gold

Director · 15 shared filings (2 issuers) · also on 6 other issuers

Mark Gold is on 8 issuers in total — a repeat sponsor. Their page lists every one.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Weisskoff

Director · 10 shared filings (1 issuer) · also on 17 other issuers

Robert Weisskoff is on 18 issuers in total — a repeat sponsor. Their page lists every one.

CR
No photo found yet (own website and image search run after this page is viewed)
Person

Chris A. Raanes

Executive Officer, Director · 10 shared filings (2 issuers)

Listed on the same filings as Caley Castelein. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

David Chandler

Executive Officer · 9 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Caley Castelein. Their page shows their other deals.

PR
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Roemer

Director · 8 shared filings (1 issuer)

Listed on the same filings as Caley Castelein. Their page shows their other deals.

GA
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory M. Ayers

Executive Officer, Director, Promoter · 6 shared filings (1 issuer)

Listed on the same filings as Caley Castelein. Their page shows their other deals.

AD
No photo found yet (own website and image search run after this page is viewed)
Person

Anupam Dalal

Director · 5 shared filings (1 issuer) · also on 8 other issuers

Anupam Dalal is on 9 issuers in total — a repeat sponsor. Their page lists every one.

AP
No photo found yet (own website and image search run after this page is viewed)
Person

Aditya Puri

Director · 5 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Caley Castelein. Their page shows their other deals.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

Jay Andrew

Director · 4 shared filings (1 issuer)

Listed on the same filings as Caley Castelein. Their page shows their other deals.

ND
No photo found yet (own website and image search run after this page is viewed)
Person

Neil Desai

Executive Officer, Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Caley Castelein. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Maroun

Director · 4 shared filings (1 issuer)

Listed on the same filings as Caley Castelein. Their page shows their other deals.

ER
No photo found yet (own website and image search run after this page is viewed)
Person

Emma Reeve

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Caley Castelein. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Brandt

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Caley Castelein. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

D. David Chandler

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Caley Castelein. Their page shows their other deals.

TW
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Willis

Director, Executive Officer · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Caley Castelein. Their page shows their other deals.

AJ
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Jay

Director · 2 shared filings (1 issuer)

Listed on the same filings as Caley Castelein. Their page shows their other deals.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Roemer

Director · 2 shared filings (1 issuer)

Listed on the same filings as Caley Castelein. Their page shows their other deals.

PY
No photo found yet (own website and image search run after this page is viewed)
Person

Philip Yang

Director · 2 shared filings (1 issuer)

Listed on the same filings as Caley Castelein. Their page shows their other deals.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas H. Keare

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Caley Castelein. Their page shows their other deals.

HM
No photo found yet (own website and image search run after this page is viewed)
Person

Henry A. McKinnell, Jr.

Director · 2 shared filings (1 issuer)

Listed on the same filings as Caley Castelein. Their page shows their other deals.

BR
No photo found yet (own website and image search run after this page is viewed)
Person

Brian K. Roberts

Director · 2 shared filings (1 issuer)

Listed on the same filings as Caley Castelein. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Cogswell

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Caley Castelein. Their page shows their other deals.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Ajay Bansal

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Caley Castelein. Their page shows their other deals.

BA
No photo found yet (own website and image search run after this page is viewed)
Person

Behzad Aghazadeh

Director · 2 shared filings (1 issuer) · also on 5 other issuers

Behzad Aghazadeh is on 6 issuers in total — a repeat sponsor. Their page lists every one.

KH
No photo found yet (own website and image search run after this page is viewed)
Person

Karin Heneberger

Director · 2 shared filings (1 issuer)

Listed on the same filings as Caley Castelein. Their page shows their other deals.

LT
No photo found yet (own website and image search run after this page is viewed)
Person

Lance Thibault

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Caley Castelein. Their page shows their other deals.

KH
No photo found yet (own website and image search run after this page is viewed)
Person

Karin Hehenberger

Director · 2 shared filings (1 issuer)

Listed on the same filings as Caley Castelein. Their page shows their other deals.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Giacobello

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Caley Castelein. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Spalding

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Caley Castelein. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jim Shapiro

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Caley Castelein. Their page shows their other deals.

PW
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Weiss

Director · 1 shared filing (1 issuer) · also on 15 other issuers

Paul Weiss is on 16 issuers in total — a repeat sponsor. Their page lists every one.

KC
No photo found yet (own website and image search run after this page is viewed)
Person

Keith Crandell

Director · 1 shared filing (1 issuer) · also on 15 other issuers

Keith Crandell is on 16 issuers in total — a repeat sponsor. Their page lists every one.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Muneer Satter

Director · 1 shared filing (1 issuer) · also on 15 other issuers

Muneer Satter is on 16 issuers in total — a repeat sponsor. Their page lists every one.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

David Broemling

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Caley Castelein. Their page shows their other deals.

KC
No photo found yet (own website and image search run after this page is viewed)
Person

Keith Crandall

Director · 1 shared filing (1 issuer)

Listed on the same filings as Caley Castelein. Their page shows their other deals.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Andre Marziali

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Caley Castelein. Their page shows their other deals.

The team behind the deals

V
Sponsor group

Viewray

2 issuers · 15 filings · $41.1M reported sold · 2010–2017

One team, 2 deal companies. Caley Castelein is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Caley Castelein.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 7 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Caley Castelein by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 7 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Caley Castelein is listed on: none on file. No website or social profile named in Aadi Bioscience, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #75,283 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Morristown, NJ). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗Franklin County OH Clerk of Courts ↗New Jersey state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗Ohio Secretary of State business search ↗New Jersey Secretary of State business search ↗OpenCorporates ↗

Change history

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