Sponsor Check › Person
Related person on Form D filings · address states as listed: CA, A1, OH, NJ · listed Sep 26, 2008 → Feb 26, 2026
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:56 PM ET · SEC enforcement last checked: not yet
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Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:56 PM ET.
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Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:56 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
5 of 23 offerings report sales commissions totalling $11,744,608; 1 reports finder's fees totalling $9,345,479; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Feb 26, 2026 D/A File 021-230638 | $0 (est.) | $0 (est.) | $0 (est.) KVP GP, LLC and certain persons listed in item 3 may receive a management fee based on the value of the issuer's assets and/or a performance fee based on the issuer's profits. | None listed on this filing |
| EDGAR ↗ | Mar 18, 2025 D File 021-541194 | $4,335,553 (est.) | $0 | $0 | Jefferies LLC BrokerCheck CRD 2347 ↗ |
| EDGAR ↗ | Oct 11, 2022 D File 021-461325 | $0 | $0 (est.) | $0 | None listed on this filing |
| EDGAR ↗ | Sep 10, 2021 D File 021-412878 | $2,011,028 (est.) | $0 | $0 | Piper Sandler & Co. BrokerCheck CRD 665 ↗ via Piper Sandler & Co. (CRD 665 ↗) Perella Weinberg Partners LP BrokerCheck CRD 138618 ↗ via Perella Weinberg Partners LP (CRD 138618 ↗) |
| EDGAR ↗ | Sep 10, 2021 D File 021-412879 | $0 | $9,345,479 (est.) | $0 | Jefferies LLC BrokerCheck CRD 2347 ↗ via Jefferies LLC (CRD 2347 ↗) Cowen and Company LLC BrokerCheck CRD 7616 ↗ via Cowen and Company LLC (CRD 7616 ↗) Piper Sandler & Co. BrokerCheck CRD 665 ↗ via Piper Sandler & Co. (CRD 665 ↗) |
| EDGAR ↗ | Mar 29, 2018 D File 021-308929 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 30, 2017 D File 021-283670 | $4,229,507 | $0 | $0 | Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗ National Securities Corporation BrokerCheck CRD 7569 ↗ Katalyst Securities LLC BrokerCheck CRD 112494 ↗ |
| EDGAR ↗ | Feb 3, 2017 D File 021-279960 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 9, 2016 D File 021-270396 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 28, 2015 D File 021-246669 | $217,520 | $0 | $0 | Katalyst Securities LLC BrokerCheck CRD 112494 ↗ via Katalyst Securities LLC (CRD 112494 ↗) MLV & Co. LLC BrokerCheck CRD 150959 ↗ via MLV & Co. LLC (CRD 150959 ↗) American Portfolios Financial Services, Inc. BrokerCheck CRD 18487 ↗ via American Portfolios Financial Services, Inc. (CRD 18487 ↗) Dinosaur Securities LLC BrokerCheck CRD 104446 ↗ via Dinosaur Securities LLC (CRD 104446 ↗) |
| EDGAR ↗ | Aug 7, 2015 D File 021-245298 | $951,000 (est.) | $0 | $0 | Northland Securities, Inc. BrokerCheck CRD 40258 ↗ via Northland Securities, Inc. (CRD 40258 ↗) Katalyst Securities LLC BrokerCheck CRD 112494 ↗ via Katalyst Securities LLC (CRD 112494 ↗) Trout Capital LLC BrokerCheck CRD 131489 ↗ via Trout Capital LLC (CRD 131489 ↗) MLV & Co. LLC BrokerCheck CRD 150959 ↗ via MLV & Co. LLC (CRD 150959 ↗) American Portfolios Financial Services, Inc. BrokerCheck CRD 18487 ↗ via American Portfolios Financial Services, Inc. (CRD 18487 ↗) Dinosaur Securities LLC BrokerCheck CRD 104446 ↗ via Dinosaur Securities LLC (CRD 104446 ↗) |
| EDGAR ↗ | Aug 7, 2015 D File 021-245307 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 4, 2015 D File 021-235161 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 8, 2015 D File 021-231795 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 3, 2013 D File 021-207317 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 11, 2013 D File 021-204450 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 17, 2013 D File 021-196697 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 21, 2013 D/A File 021-188257 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 15, 2012 D File 021-174983 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Aug 26, 2011 D/A File 021-161755 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Dec 16, 2010 D File 021-152004 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 26, 2010 D File 021-145470 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 26, 2008 D File 021-122909 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | KVP Capital, LP | Executive Officer Managing Member of KVP Capital GP, LLC. | Feb 26, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $35,407,694 | 26 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Aadi Bioscience, Inc. | Director | Mar 18, 2025 | D | $100,002,392 similar: $2,000,000–$19,999,994 | $100,002,392 | 17 similar: 2–16 | No minimum reported similar: $10,000–$50,000 |
| EDGAR ↗ | Aadi Bioscience, Inc. | Director | Oct 11, 2022 | D | $72,500,000 similar: $2,000,000–$19,999,994 | $72,499,995 | 13 similar: 2–16 | No minimum reported similar: $10,000–$50,000 |
| EDGAR ↗ | KVP Capital, LP | Promoter Managing Member of KVP Capital GP, LLC. | Jun 14, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $24,407,694 | 24 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | KVP Capital, LP | Promoter Managing Member of KVP Capital GP, LLC. | Dec 22, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $20,256,617 | 24 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Aadi Bioscience, Inc. | Director | Sep 10, 2021 | D | $82,500,000 similar: $2,000,000–$19,999,994 | $82,500,000 | 15 similar: 2–16 | No minimum reported similar: $10,000–$50,000 |
| EDGAR ↗ | Aadi Bioscience, Inc. | Director | Sep 10, 2021 | D | $155,000,000 similar: $2,000,000–$19,999,994 | $154,999,876 | 31 similar: 2–16 | No minimum reported similar: $10,000–$50,000 |
| EDGAR ↗ | KVP Capital, LP | Promoter Managing Member of KVP Capital GP, LLC. | Dec 30, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $15,856,617 | 22 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | KVP Capital, LP | Promoter Managing Member of KVP Capital GP, LLC. | Dec 26, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $10,586,617 | 18 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | KVP Capital, LP | Promoter Managing Member of KVP Capital GP, LLC. | Jan 3, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $8,015,068 | 11 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Revelation Kearny, LLC | Promoter | Mar 29, 2018 | D | Indefinite similar: $370,089–$10,000,000 | $0 | 0 similar: 3–28 | No minimum reported similar: $5,000–$25,000 |
| EDGAR ↗ | KVP Capital, LP | Promoter Managing Member of KVP Capital GP, LLC. | Jan 2, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $4,391,064 | 11 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Aadi Bioscience, Inc. | Director | Mar 30, 2017 | D | $41,835,597 similar: $2,000,000–$19,999,994 | $41,835,597 | 264 similar: 2–16 | No minimum reported similar: $10,000–$50,000 |
| EDGAR ↗ | ViewRay, Inc. group: Viewray | Director | Feb 3, 2017 | D | $26,099,982 similar: $1,100,015–$10,001,163 | $26,099,982 | 12 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | ViewRay, Inc. group: Viewray | Director | Sep 9, 2016 | D | $13,750,000 similar: $1,100,015–$10,001,163 | $13,750,000 | 12 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | ViewRay, Inc. group: Viewray | Director | Aug 28, 2015 | D | $2,719,000 similar: $1,100,015–$10,001,163 | $2,719,000 | 60 similar: 2–14 | $10,000 similar: $5,000–$50,000 |
| EDGAR ↗ | ViewRay, Inc. group: Viewray | Director | Aug 7, 2015 | D | Indefinite similar: $1,100,015–$10,001,163 | $0 | 90 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | ViewRay, Inc. group: Viewray | Director | Aug 7, 2015 | D | $26,703,520 similar: $1,100,015–$10,001,163 | $26,703,520 | 115 similar: 2–14 | $10,000 similar: $5,000–$50,000 |
| EDGAR ↗ | VIEWRAY INC group: Viewray | Director | Mar 4, 2015 | D | $15,000,000 similar: $1,100,015–$10,001,163 | $15,000,000 | 1 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | VIEWRAY INC group: Viewray | Director | Jan 8, 2015 | D | $16,800,000 similar: $1,100,015–$10,001,163 | $16,273,385 | 10 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | VIEWRAY INC group: Viewray | Director | Dec 3, 2013 | D | $14,999,993 similar: $1,100,015–$10,001,163 | $14,999,993 | 8 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | BOREAL GENOMICS INC. | Director | Oct 11, 2013 | D | $17,999,997 similar: $2,000,000–$19,999,994 | $17,999,997 | 5 similar: 2–16 | No minimum reported similar: $10,000–$50,000 |
| EDGAR ↗ | VIEWRAY INC group: Viewray | Director | May 17, 2013 | D | $17,432,178 similar: $1,100,015–$10,001,163 | $14,999,998 | 7 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | VIEWRAY INC group: Viewray | Director | Feb 21, 2013 | D/A | $12,153,073 similar: $1,100,015–$10,001,163 | $10,872,354 | 7 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | VIEWRAY INC group: Viewray | Director | Dec 12, 2012 | D | $6,660,099 similar: $1,100,015–$10,001,163 | $5,872,355 | 7 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | VIEWRAY INC group: Viewray | Director | Mar 15, 2012 | D | $26,305,075 similar: $1,100,015–$10,001,163 | $26,305,075 | 18 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | VIEWRAY INC group: Viewray | Director | Aug 26, 2011 | D/A | $10,350,000 similar: $1,100,015–$10,001,163 | $10,336,599 | 15 similar: 2–14 | $1,280 similar: $5,000–$50,000 |
| EDGAR ↗ | VIEWRAY INC group: Viewray | Director | Jun 23, 2011 | D | $10,223,950 similar: $1,100,015–$10,001,163 | $10,000,000 | 8 similar: 2–14 | $1,280 similar: $5,000–$50,000 |
| EDGAR ↗ | BOREAL GENOMICS INC. | Director | Dec 16, 2010 | D | $6,499,999 similar: $2,000,000–$19,999,994 | $6,499,999 | 4 similar: 2–16 | No minimum reported similar: $10,000–$50,000 |
| EDGAR ↗ | VIEWRAY INC group: Viewray | Director | Jul 26, 2010 | D | $19,998,591 similar: $1,100,015–$10,001,163 | $19,998,591 | 8 similar: 2–14 | $23,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Kearny Venture Partners Entrepreneurs' Fund, L.P. | Executive Officer Managing Member of the General Partner | Sep 26, 2008 | D | $1,545,000 similar: $155,000–$5,250,000 | $1,545,000 | 11 similar: 4–27 | $20,000 similar: $1,000–$100,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Biotechnology / 506(b) (3,253 filings); Other Banking and Financial Services / 506(c) (675 filings); Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as Caley Castelein. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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