PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:40 AM ET

Sponsor Check › Person

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Caleb Smith

Named as an officer, director or promoter on SEC Form D filings · TX · Oct 21, 2020 → Sep 30, 2026

2deals (issuers)
$76.6Mreported sold
99investors
4Form D filings
2020–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:48 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Caleb Smith is listed as an executive officer and director on 4 SEC Form D filings by 2 issuers between Oct 2020 and Sep 2026: OncoNano Medicine, Inc. (Dallas, TX — biotechnology — 2020–2021; $68.4M reported sold to 39 investors) and Salem ONM Investors 2025 LLC (Southlake, TX — pooled investment fund — 2025–2026; $8.21M reported sold to 60 investors).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 6 years. Across those companies the filings report $76.6M sold in total.

Listed alongside John Dyett (4 shared filings), Alvaro Guillem (2 shared filings), Joydeep Goswami (2 shared filings), Matthew Head (2 shared filings), Jeff Keyser (1 shared filing) and 2 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Caleb. Each name links to their own page.

1 of the issuers belongs to the sponsor group Salem (7 issuers, $37.5M reported sold, 2012–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Salem has 7 companies on file and $37.5M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 21 bankruptcy cases matching the name listed in Key records below.

What this means 21 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 4 public filings for Caleb Smith and found 5 differences, 1 worth asking the sponsor about: Caleb Smith is no longer listed on the Jun 17, 2021 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Caleb Smith has not run yet — it is joining a line of 38,176 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:48 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Caleb Smith..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

21 cases: 3 open, 18 closed (disposition not in docket feed)

Caleb Smith and Katelynn Smith open
United States Bankruptcy Court, M.D. Alabama · No. 24-81539 · Filed Dec 20, 2024
Role of Caleb Smith and Katelynn Smith: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 4 people with this name in Form D filings; court in AL (not a filing state)
Caleb M Smith closed
United States Bankruptcy Court, E.D. Virginia · No. 24-32883 · Filed Aug 2, 2024 · Closed Nov 25, 2024
Role of Caleb M Smith: Debtor · Outcome: Case closed 2024-11-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 4 people with this name in Form D filings; court in VA (not a filing state)
Caleb C Smith closed
United States Bankruptcy Court, N.D. Texas · No. 23-70276 · Filed Dec 20, 2023 · Closed Apr 18, 2024
Role of Caleb C Smith: Debtor · Outcome: Case closed 2024-04-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (TX)
Caleb S Smith and Ashley A Smith open
United States Bankruptcy Court, N.D. Mississippi · No. 23-13646 · Filed Nov 29, 2023
Role of Caleb S Smith and Ashley A Smith: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 4 people with this name in Form D filings; court in MS (not a filing state)
Caleb R. Smith closed
United States Bankruptcy Court, C.D. Illinois · No. 19-90368 · Filed Apr 16, 2019 · Closed Aug 23, 2019
Role of Caleb R. Smith: Debtor · Outcome: Case closed 2019-08-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
Caleb Smith and Kristen Smith closed
United States Bankruptcy Court, C.D. Illinois · No. 19-70168 · Filed Feb 10, 2019 · Closed Jul 19, 2019
Role of Caleb Smith and Kristen Smith: Debtor · Outcome: Case closed 2019-07-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
Caleb Smith and Kristen Smith closed
United States Bankruptcy Court, C.D. Illinois · No. 19-70077 · Filed Jan 21, 2019 · Closed Apr 4, 2019
Role of Caleb Smith and Kristen Smith: Debtor · Outcome: Case closed 2019-04-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
Caleb Smith open
United States Bankruptcy Court, N.D. Alabama · No. 17-82592 · Filed Aug 31, 2017
Role of Caleb Smith: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 4 people with this name in Form D filings; court in AL (not a filing state)
Caleb H. Smith closed
United States Bankruptcy Court, W.D. Michigan · No. 16-05462 · Filed Oct 27, 2016 · Closed Dec 19, 2017
Role of Caleb H. Smith: Debtor · Outcome: Case closed 2017-12-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 4 people with this name in Form D filings; court in MI (not a filing state)
Caleb L. Smith and Katie E. Smith closed
United States Bankruptcy Court, S.D. Mississippi · No. 15-50627 · Filed Apr 14, 2015 · Closed Aug 15, 2017
Role of Caleb L. Smith and Katie E. Smith: Debtor · Outcome: Case closed 2017-08-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 4 people with this name in Form D filings; court in MS (not a filing state)
Caleb L Smith closed
United States Bankruptcy Court, M.D. Alabama · No. 14-10046 · Filed Jan 8, 2014 · Closed Jan 2, 2018
Role of Caleb L Smith: Debtor · Outcome: Case closed 2018-01-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 4 people with this name in Form D filings; court in AL (not a filing state)
Caleb Smith closed
United States Bankruptcy Court, W.D. Louisiana · No. 11-11127 · Filed May 6, 2011 · Closed Jun 4, 2012
Role of Caleb Smith: Debtor · Outcome: Case closed 2012-06-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 4 people with this name in Form D filings; court in LA (not a filing state)
Caleb E Smith closed
United States Bankruptcy Court, E.D. Arkansas · No. 4:11-bk-12492 · Filed Apr 15, 2011 · Closed Aug 12, 2016
Role of Caleb E Smith: Debtor · Outcome: Case closed 2016-08-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 4 people with this name in Form D filings; court in AR (not a filing state)
Caleb Smith closed
United States Bankruptcy Court, E.D. New York · No. 1-11-41713 · Filed Mar 4, 2011 · Closed Jun 14, 2011
Role of Caleb Smith: Debtor · Outcome: Case closed 2011-06-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)
Caleb Smith closed
United States Bankruptcy Court, C.D. Illinois · No. 09-70779 · Filed Mar 19, 2009 · Closed Jul 7, 2009
Role of Caleb Smith: Debtor · Outcome: Case closed 2009-07-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
Caleb J. Smith closed
United States Bankruptcy Court, C.D. Illinois · No. 05-76695 · Filed Oct 13, 2005 · Closed Feb 20, 2006
Role of Caleb J. Smith: Debtor · Outcome: Case closed 2006-02-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
Caleb Smith closed
United States Bankruptcy Court, N.D. Illinois · No. 05-48520 · Filed Oct 11, 2005 · Closed Feb 24, 2006
Role of Caleb Smith: Debtor · Outcome: Case closed 2006-02-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
Caleb L Smith closed
United States Bankruptcy Court, D. Oregon · No. 04-63465 · Filed Apr 30, 2004 · Closed Aug 17, 2004
Role of Caleb L Smith: Debtor · Outcome: Case closed 2004-08-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 4 people with this name in Form D filings; court in OR (not a filing state)
Caleb Smith, Jr. and Elsie M. Smith closed
United States Bankruptcy Court, N.D. Texas · No. 03-36929 · Filed Jul 11, 2003 · Closed May 19, 2004
Role of Caleb Smith, Jr.: Debtor · Outcome: Case closed 2004-05-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (TX)
Caleb Smith, Jr. and Elsie M. Smith closed
United States Bankruptcy Court, N.D. Texas · No. 02-36440 · Filed Aug 1, 2002 · Closed Dec 4, 2003
Role of Caleb Smith, Jr.: Debtor · Outcome: Case closed 2003-12-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (TX)
Caleb T. Smith closed
United States Bankruptcy Court, N.D. New York · No. 02-14777 · Filed Jul 25, 2002 · Closed Jun 9, 2003
Role of Caleb T. Smith: Debtor · Outcome: Case closed 2003-06-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:48 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Caleb Smith — 1 worth asking about (compared 4 filings on Oct 24, 2026)

Note · Apr 11, 2025 – Jun 5, 2025

Form D filed 55 days after the first sale — Salem ONM Investors 2025 LLC

The filing says the first sale was Apr 11, 2025. The Form D was filed Jun 5, 2025 — 55 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 40 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jun 5, 2025 ↗Salem ONM Investors 2025 LLC — PartnerFacts page ↗
Sources
Worth asking · Mar 26, 2021 – Jun 17, 2021

Caleb Smith is no longer listed on the Jun 17, 2021 amendment — OncoNano Medicine, Inc.

Caleb Smith appears on the Mar 26, 2021 Form D/A (director) but not on the Jun 17, 2021 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Mar 26, 2021 ↗Form D/A · Jun 17, 2021 ↗Caleb Smith — PartnerFacts page ↗OncoNano Medicine, Inc. — PartnerFacts page ↗
Sources
Note · Mar 24, 2023 – Mar 13, 2024

Same name, different state: "Caleb Smith" (IA) is a separate record

This page covers filings where the address state is TX. A separate record, "Caleb Smith" with address state IA, is listed on 2 filings — most recently by HUBBELL REALTY Co (Mar 13, 2024). Both records have filings in the same period (Mar 24, 2023 to Mar 13, 2024).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Caleb Smith (IA) — PartnerFacts page ↗Form D/A · Mar 13, 2024 ↗HUBBELL REALTY Co — PartnerFacts page ↗Caleb Smith (TX) — this page ↗
Sources
Note · Feb 17, 2023

Same name, different state: "Caleb M. Smith" (UT) is a separate record

This page covers filings where the address state is TX. A separate record, "Caleb M. Smith" with address state UT, is listed on 1 filing — most recently by Qore Holdings, LLC (Feb 17, 2023). Both records have filings in the same period (Feb 17, 2023).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Caleb M. Smith (UT) — PartnerFacts page ↗Form D · Feb 17, 2023 ↗Qore Holdings, LLC — PartnerFacts page ↗Caleb Smith (TX) — this page ↗
Sources
Note · Jun 19, 2015

Same name, different state: "Caleb Alexander Smith" (CA) is a separate record

This page covers filings where the address state is TX. A separate record, "Caleb Alexander Smith" with address state CA, is listed on 1 filing — most recently by Maelstrom, LLC (Jun 19, 2015). The two records do not overlap in time: this page runs Oct 21, 2020 to Sep 30, 2026; the other has one filing dated Jun 19, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Caleb Alexander Smith (CA) — PartnerFacts page ↗Form D · Jun 19, 2015 ↗Maelstrom, LLC — PartnerFacts page ↗Caleb Smith (TX) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 3 offerings report sales commissions; 1 reports finder's fees totalling $1,321,261; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 30, 2026 D
Salem ONM Investors 2025 LLC
File 021-599396
$0$0$0None listed on this filingEDGAR ↗
Jun 5, 2025 D
Salem ONM Investors 2025 LLC
File 021-548142
$0$0$0None listed on this filingEDGAR ↗
Mar 26, 2021 D/A
OncoNano Medicine, Inc.
File 021-378478
$0$1,321,261 (est.)$0Salem Partners LLC BrokerCheck CRD 43363 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Caleb Smith on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

SO
Pooled Investment Fund · group: Salem

Salem ONM Investors 2025 LLC

Southlake, TX · Jun 5, 2025 → Sep 30, 2026 · 2 filings
  • Sep 30, 2026 · D · $8,206,377 sold of Indefinite · 54 investors · min. No minimum reported · role: Executive Officer (Manager) EDGAR ↗
  • Jun 5, 2025 · D · $4,057,259 sold of $4,057,259 · 60 investors · min. No minimum reported · role: Executive Officer (Manager) EDGAR ↗

Raised $8.21M from 60 investors as of the latest filing. Caleb is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OM
Biotechnology

OncoNano Medicine, Inc.

Dallas, TX · Oct 21, 2020 → Mar 26, 2021 · 2 filings
  • Mar 26, 2021 · D/A · $26,425,222 sold of $60,000,000 · 24 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 21, 2020 · D · $21,467,152 sold of $60,000,000 · 21 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $68.4M from 39 investors (100% of the $60M target) as of the latest filing. Caleb is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Caleb Alexander Smith — CA, 1 issuer, Jun 19, 2015 → Jun 19, 2015 · no shared issuer
  • Caleb Smith — IA, 1 issuer, Mar 24, 2023 → Mar 13, 2024 · no shared issuer
  • Caleb M. Smith — UT, 1 issuer, Feb 17, 2023 → Feb 17, 2023 · no shared issuer

People around Caleb 7

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

John Dyett

Director, Executive Officer · 4 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Caleb Smith. Their page shows their other deals.

AG
No photo found yet (own website and image search run after this page is viewed)
Person

Alvaro Guillem

Executive Officer, Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Caleb Smith. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Joydeep Goswami

Director · 2 shared filings (1 issuer)

Listed on the same filings as Caleb Smith. Their page shows their other deals.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Head

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Caleb Smith. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Ravi Srinivasan

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Caleb Smith. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

Jeff Keyser

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Caleb Smith. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Martin Driscoll

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Caleb Smith. Their page shows their other deals.

The team behind the deals

S
Sponsor group

Salem

7 issuers · 18 filings · $37.5M reported sold · 2012–2026

One team, 7 deal companies. Caleb Smith is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Caleb Smith.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records 1 records on 1 issuer

Property records are matched to companies only, never to individuals, so none are matched to Caleb Smith by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — 1 issuer has property records: OncoNano Medicine, Inc. (1).

Public profiles and social

Websites and social links of the issuers Caleb Smith is listed on: none on file. No website or social profile named in OncoNano Medicine, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #3,475 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Dallas, TX). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Texas re:SearchTX court records ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Texas Secretary of State business search ↗OpenCorporates ↗

Change history

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