Caen Contee is listed as a director on 1 SEC Form D filing by 1 issuer in Mar 2021: OzoneX Warehouse LLC (Brooklyn, NY — pooled investment fund — 2021; $300K reported sold to 4 investors).
What this means One deal on file with the SEC, filed Mar 2021. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Jacques-Philippe Piverger (1 shared filing) and Lea Bajc (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Caen. Each name links to their own page.
The issuer belongs to the sponsor group Mpowerd (4 issuers, $2.22M reported sold, 2014–2024).
What this means A sponsor group is one team that sets up a new company for each deal. Mpowerd has 4 companies on file and $2.22M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 4 court cases matching the name, 3 bankruptcy cases matching the name listed in Key records below.
What this means 7 records came back, including 2 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for Caen Contee and found 4 differences, 1 worth asking the sponsor about: Form D filed 347 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.