Bruce Whittey is listed as an executive officer and promoter on 2 SEC Form D filings by 1 issuer between May 2015 and Jul 2015: Bismarck Futures, LLC (Bismarck, ND — other real estate — 2015; $1.2M reported sold to 20 investors).
What this means One deal on file with the SEC, filed Jul 2015. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Bill Daniel (2 shared filings), Chad Moldenhour (2 shared filings), Chad Wachter (2 shared filings), Greg Vetter (2 shared filings), John Giese (2 shared filings) and 5 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Bruce. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 4 court cases matching the name, 2 bankruptcy cases matching the name listed in Key records below.
What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Bruce Whittey and found 4 differences, 1 worth asking the sponsor about: Form D filed 247 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.