Bruce Galloway is listed as an executive officer and director on 12 SEC Form D filings by 10 issuers between Aug 2009 and Nov 2016. Largest by amount reported sold: FPWL5 SEQ LLC (Bainbridge Island, WA — commercial — 2013–2014; $12.7M reported sold to 5 investors), FPWL Sherwood LLC (Bainbridge Island, WA — industry reported as "Other" — 2013; $8.85M reported sold to 5 investors), Pacific West Real Estate Income Fund, LLC (Bainbridge Island, WA — commercial — 2014–2016; $8M reported sold to 29 investors), FPWL 5 Maguire & Moore, LLC (Bainbridge Island, WA — commercial — 2013; $5.63M reported sold to 5 investors), Pacific West Distressed Asset Fund, LLC (Bainbridge Island, WA — other real estate — 2009; $4.8M reported sold to 26 investors) and 5 more (all listed below).
What this means That is a lot of deals — 10 separate companies raised money with this person listed as executive officer and director, over about 7 years. Across those companies the filings report $47.7M sold in total.
All 10 issuers belong to the sponsor group Pacific West (13 issuers, $52.9M reported sold, 2009–2019).
What this means A sponsor group is one team that sets up a new company for each deal. Pacific West has 13 companies on file and $52.9M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 court cases matching the name, 4 bankruptcy cases matching the name listed in Key records below.
What this means 6 records came back, including 2 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 12 public filings for Bruce Galloway and found 7 differences: Offering amount changed between filings; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.