Bruce D. Batkin is listed as an executive officer and director on 28 SEC Form D filings by 11 issuers between Aug 2009 and Jul 2022. Largest by amount reported sold: MAVIK REAL ESTATE SPECIAL OPPORTUNITIES FUND, LP (New York, NY — pooled investment fund — 2020; $161.7M reported sold to 71 investors), Terra Secured Income Fund 5, LLC (New York, NY — other real estate — 2013–2016; $144.6M reported sold to 1,506 investors), Terra Secured Income Fund 4, LLC (New York, NY — other real estate — 2012–2013; $45.8M reported sold to 223 investors), Terra Secured Income Fund 7, LLC (New York, NY — other real estate — 2016–2019; $30.8M reported sold to 336 investors), Terra Secured Income Fund, LLC (New York, NY — other real estate — 2009–2010; $17.7M reported sold to 336 investors) and 6 more (all listed below).
What this means That is a lot of deals — 11 separate companies raised money with this person listed as executive officer and director, over about 13 years. Across those companies the filings report $402M sold in total.
The issuers belong to 2 sponsor groups: Mavik (18 issuers, $629.2M reported sold, 2009–2025) and Allegiant (3 issuers, $1.17M reported sold, 2019–2022).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 28 public filings for Bruce D. Batkin and found 8 differences, 2 worth asking the sponsor about: Bruce D. Batkin appears on 3 deals that stopped filing before reaching their target; Bruce D. Batkin is no longer listed on the Oct 14, 2021 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.