Sponsor Check › Person
Related person on Form D filings · address states/countries as listed: Australia (as filed: C3), CA · listed Feb 19, 2010 → Dec 3, 2015
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:57 PM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:57 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
Not yet searched.
No SEC search has run yet for this person.
None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:57 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
2 of 16 offerings report sales commissions totalling $1,320,109; 0 report finder's fees; 1 reports proceeds to related persons totalling $594,000. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Jun 1, 2017 D File 021-287854 | $0 | $0 | $0 None except for normal operation expenses | None listed on this filing |
| EDGAR ↗ | Jan 6, 2017 D File 021-277876 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 1, 2016 D/A File 021-258396 | $0 | $0 | $0 (est.) Other than the payment of salaries and other compensation and benefits in the ordinary course, no persons required to be named as executive officers, directors or promoters in response to Item 3 will receive any payment from the proceeds of this offering. | None listed on this filing |
| EDGAR ↗ | Dec 3, 2015 D File 021-252349 | $480,109 | $0 | $594,000 (est.) Payment of salary for executive officers. | CRT Capital Group LLC BrokerCheck CRD 28830 ↗ Maxim Group LLC BrokerCheck CRD 120708 ↗ |
| EDGAR ↗ | Jun 29, 2015 D/A File 021-185561 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Jun 8, 2015 D File 021-241294 | $0 | $0 | $0 Proceeds will be used for general corporate purposes including, but not limited to, executive salaries. | None listed on this filing |
| EDGAR ↗ | May 27, 2015 D File 021-240609 | $840,000 | $0 | $0 | CRT Capital Group, LLC BrokerCheck CRD 28830 ↗ |
| EDGAR ↗ | Oct 8, 2014 D File 021-226030 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 10, 2014 D/A File 021-198238 | $0 | $0 | $0 Proceeds will be used for general corporate purposes including, but not limited to, executive salaries. | None listed on this filing |
| EDGAR ↗ | May 21, 2012 D File 021-178560 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 18, 2012 D/A File 021-172629 | $0 | $0 | $0 Proceeds will be used for general corporate purposes including, but not limited to, executive salaries | None listed on this filing |
| EDGAR ↗ | Dec 23, 2011 D File 021-170629 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 7, 2010 D/A File 021-67635 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 29, 2010 D File 021-141325 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 28, 2010 D File 021-141249 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 14, 2009 D File 021-87917 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Euthymics Bioscience, Inc. group: Euthymics | Director | Jun 1, 2017 | D | $500,000 similar: $2,000,000–$19,999,994 | $300,000 | 7 similar: 2–16 | No minimum reported similar: $10,000–$50,000 |
| EDGAR ↗ | Neurovance, Inc. group: Euthymics | Director | Jan 6, 2017 | D | $554,280 similar: $2,000,000–$19,999,994 | $554,280 | 1 similar: 2–16 | No minimum reported similar: $10,000–$50,000 |
| EDGAR ↗ | Neurovance, Inc. group: Euthymics | Director | Dec 1, 2016 | D/A | $16,000,000 similar: $2,000,000–$19,999,994 | $7,500,000 | 7 similar: 2–16 | No minimum reported similar: $10,000–$50,000 |
| EDGAR ↗ | Neurovance, Inc. group: Euthymics | Director | Jul 15, 2016 | D/A | $6,000,000 similar: $2,000,000–$19,999,994 | $6,000,000 | 7 similar: 2–16 | No minimum reported similar: $10,000–$50,000 |
| EDGAR ↗ | Neurovance, Inc. group: Euthymics | Director | Mar 2, 2016 | D | $4,000,000 similar: $2,000,000–$19,999,994 | $1,000,000 | 7 similar: 2–16 | No minimum reported similar: $10,000–$50,000 |
| EDGAR ↗ | VIVEVE MEDICAL, INC. | Director | Dec 3, 2015 | D | $6,001,369 similar: $829,831–$9,999,998 | $6,001,369 | 12 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | Neurovance, Inc. group: Euthymics | Director | Jun 29, 2015 | D/A | $26,499,997 similar: $2,000,000–$19,999,994 | $26,499,997 | 7 similar: 2–16 | $16,345 similar: $10,000–$50,000 |
| EDGAR ↗ | AIRXPANDERS INC | Director | Jun 8, 2015 | D | $5,030,235 similar: $829,831–$9,999,998 | $2,996,635 | 14 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | VIVEVE MEDICAL, INC. | Director | May 27, 2015 | D | $12,000,000 similar: $829,831–$9,999,998 | $12,000,000 | 20 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | Neurovance, Inc. group: Euthymics | Director | Mar 25, 2015 | D/A | $20,000,002 similar: $1,100,015–$10,001,163 | $20,000,002 | 7 similar: 2–14 | $16,345 similar: $5,000–$50,000 |
| EDGAR ↗ | VIVEVE MEDICAL, INC. | Director | Oct 8, 2014 | D | $2,411,081 similar: $829,831–$9,999,998 | $2,411,081 | 23 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | AIRXPANDERS INC | Director | Sep 10, 2014 | D/A | $10,050,000 similar: $829,831–$9,999,998 | $9,949,305 | 15 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | AIRXPANDERS INC | Director | Jun 19, 2013 | D | $9,045,000 | $4,287,807 | 6 | No minimum reported |
| EDGAR ↗ | HUMANIGEN, INC | Director | May 21, 2012 | D | $17,000,000 | $17,000,000 | 8 | No minimum reported |
| EDGAR ↗ | AIRXPANDERS INC | Director | May 18, 2012 | D/A | $11,387,690 | $11,387,690 | 8 | No minimum reported |
| EDGAR ↗ | AIRXPANDERS INC | Director | Jan 30, 2012 | D | $11,000,000 | $10,307,690 | 7 | No minimum reported |
| EDGAR ↗ | ProActa Inc | Director | Dec 23, 2011 | D | $3,000,000 | $500,000 | 4 | No minimum reported |
| EDGAR ↗ | ProActa Inc | Director | Jul 7, 2010 | D/A | $3,000,445 | $3,000,445 | 9 | No minimum reported |
| EDGAR ↗ | AIRXPANDERS INC | Director | Apr 29, 2010 | D | $6,000,000 | $5,449,144 | 6 | No minimum reported |
| EDGAR ↗ | Viveve, Inc. | Director | Apr 28, 2010 | D | $8,000,000 | $4,000,000 | 3 | No minimum reported |
| EDGAR ↗ | ProActa Inc | Director | Feb 19, 2010 | D | $1,100,163 | $1,100,163 | 9 | $5,000 |
| EDGAR ↗ | Viveve, Inc. | Director | Apr 14, 2009 | D | $5,999,999 | $1,499,999 | 3 | No minimum reported |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); Other Health Care / 506(b) (4,189 filings); Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as Brigitte Smith. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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