Brigitte Smith is listed as a director on 22 SEC Form D filings by 7 issuers between Apr 2009 and Jun 2017. Largest by amount reported sold: Euthymics Bioscience, Inc. (Cambridge, MA — biotechnology — 2017; $28M reported sold to 7 investors), Neurovance, Inc. (Cambridge, MA — biotechnology — 2015–2017; $26.5M reported sold to 7 investors), HUMANIGEN, INC (Burlingame, CA — pharmaceuticals — 2012; $17M reported sold to 18 investors), AIRXPANDERS INC (Palo Alto, CA — other health care — 2010–2015; $14.9M reported sold to 34 investors), VIVEVE MEDICAL, INC. (Englewood, CO — biotechnology — 2014–2015; $12M reported sold to 28 investors) and 2 more (all listed below).
What this means A repeat sponsor — 7 separate companies raised money with this person listed as director, over about 8 years. Across those companies the filings report $105.4M sold in total.
Listed alongside Albert L. Sokol (7 shared filings), Anthony A. McKinney (7 shared filings), Campbell Murray (7 shared filings), Daniel Omstead (7 shared filings), Paul Weiss (7 shared filings) and 41 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Brigitte. Each name links to their own page.
2 of the issuers belong to the sponsor group Euthymics (3 issuers, $882K reported sold, 2010–2017).
What this means A sponsor group is one team that sets up a new company for each deal. Euthymics has 3 companies on file and $882K reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 11 bankruptcy cases matching the name listed in Key records below.
What this means 11 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 22 public filings for Brigitte Smith and found 10 differences, 2 worth asking the sponsor about: 4 bankruptcy cases name the subject or team members; Form D filed 125 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
