PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:23 AM ET

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Brigitte Smith

Named as an officer, director or promoter on SEC Form D filings · Australia (as filed: C3), CA · Feb 19, 2010 → Dec 3, 2015

7deals (issuers)
$105.4Mreported sold
106investors
22Form D filings
2010–2015years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Brigitte Smith is listed as a director on 22 SEC Form D filings by 7 issuers between Apr 2009 and Jun 2017. Largest by amount reported sold: Euthymics Bioscience, Inc. (Cambridge, MA — biotechnology — 2017; $28M reported sold to 7 investors), Neurovance, Inc. (Cambridge, MA — biotechnology — 2015–2017; $26.5M reported sold to 7 investors), HUMANIGEN, INC (Burlingame, CA — pharmaceuticals — 2012; $17M reported sold to 18 investors), AIRXPANDERS INC (Palo Alto, CA — other health care — 2010–2015; $14.9M reported sold to 34 investors), VIVEVE MEDICAL, INC. (Englewood, CO — biotechnology — 2014–2015; $12M reported sold to 28 investors) and 2 more (all listed below).

What this means A repeat sponsor — 7 separate companies raised money with this person listed as director, over about 8 years. Across those companies the filings report $105.4M sold in total.

Listed alongside Albert L. Sokol (7 shared filings), Anthony A. McKinney (7 shared filings), Campbell Murray (7 shared filings), Daniel Omstead (7 shared filings), Paul Weiss (7 shared filings) and 41 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Brigitte. Each name links to their own page.

2 of the issuers belong to the sponsor group Euthymics (3 issuers, $882K reported sold, 2010–2017).

What this means A sponsor group is one team that sets up a new company for each deal. Euthymics has 3 companies on file and $882K reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 11 bankruptcy cases matching the name listed in Key records below.

What this means 11 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 22 public filings for Brigitte Smith and found 10 differences, 2 worth asking the sponsor about: 4 bankruptcy cases name the subject or team members; Form D filed 125 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Brigitte Smith has not run yet — it is #22,784 of 32,159 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Brigitte Smith..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

11 cases: 11 closed (disposition not in docket feed)

Brigitte Smith closed
United States Bankruptcy Court, D. Maryland · No. 19-17104 · Filed May 24, 2019 · Closed Sep 6, 2019
Role of Brigitte Smith: Debtor · Outcome: Case closed 2019-09-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 16 federal dockets); court in MD (not a filing state)
Brigitte L. Smith closed
United States Bankruptcy Court, M.D. Florida · No. 2:19-bk-02890 · Filed Mar 29, 2019 · Closed Jul 8, 2019
Role of Brigitte L. Smith: Debtor · Outcome: Case closed 2019-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 16 federal dockets); court in FL (not a filing state)
Brigitte Smith closed
United States Bankruptcy Court, N.D. Illinois · No. 11-36993 · Filed Sep 12, 2011 · Closed Mar 26, 2012
Role of Brigitte Smith: Debtor · Outcome: Case closed 2012-03-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 16 federal dockets); court in IL (not a filing state)
Brigitte L. Smith closed
United States Bankruptcy Court, M.D. Florida · No. 2:02-bk-22042 · Filed Nov 6, 2002 · Closed Feb 11, 2003
Role of Brigitte L. Smith: Debtor · Outcome: Case closed 2003-02-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 16 federal dockets); court in FL (not a filing state)
Andre Smith and Brigitte Smith closed
United States Bankruptcy Court, W.D. Washington · No. 02-21833 · Filed Sep 30, 2002 · Closed Jan 24, 2003
Role of Brigitte Smith: Debtor · Outcome: Case closed 2003-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 16 federal dockets); court in WA (not a filing state)
Brigitte Smith closed
United States Bankruptcy Court, N.D. Illinois · No. 02-01205 · Filed Jan 11, 2002 · Closed Apr 25, 2002
Role of Brigitte Smith: Debtor · Outcome: Case closed 2002-04-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 16 federal dockets); court in IL (not a filing state)
Brigitte M Smith closed
United States Bankruptcy Court, W.D. Texas · No. 00-51183 · Filed Mar 21, 2000 · Closed Jun 21, 2000
Role of Brigitte M Smith: Debtor · Outcome: Case closed 2000-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 16 federal dockets); court in TX (not a filing state)
DON HEATH SMITH and BRIGITTE R SMITH closed
United States Bankruptcy Court, E.D. Washington · No. 99-01299 · Filed Mar 4, 1999 · Closed Jun 9, 1999
Role of BRIGITTE R SMITH: Debtor · Outcome: Case closed 1999-06-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 16 federal dockets); court in WA (not a filing state)
Eugene Smith and Brigitte Smith closed
United States Bankruptcy Court, D. Massachusetts · No. 96-10038 · Filed Jan 2, 1996 · Closed Sep 3, 1996
Role of Brigitte Smith: Debtor · Outcome: Case closed 1996-09-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 16 federal dockets); court in the person's filing state (MA)
Brigitte Smith closed
United States Bankruptcy Court, C.D. California · No. 1:91-bk-83196 · Filed Jul 15, 1991 · Closed Sep 23, 1992
Role of Brigitte Smith: Debtor · Outcome: Case closed 1992-09-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 16 federal dockets); court in the person's filing state (CA)
Timothy John Smith and Brigitte M Smith closed
United States Bankruptcy Court, S.D. California · No. 87-05321 · Filed Jul 24, 1987 · Closed Dec 17, 1991
Role of Brigitte M Smith: Debtor · Outcome: Case closed 1991-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 16 federal dockets); court in the person's filing state (CA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for Brigitte Smith — 2 worth asking about (compared 22 filings on Oct 24, 2026)

Worth asking · Jul 24, 1987 – Sep 25, 2019

4 bankruptcy cases name the subject or team members

Bankruptcy case: Eugene Smith and Brigitte Smith — filed Jan 2, 1996 · Bankruptcy case: Brigitte Smith — filed Jul 15, 1991 · Bankruptcy case: Timothy John Smith and Brigitte M Smith — filed Jul 24, 1987 · Bankruptcy case: AirXpanders, Inc. — filed Jul 24, 2019

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Massachusetts ↗Docket · United States Bankruptcy Court, C.D. California ↗Docket · United States Bankruptcy Court, S.D. California ↗Docket · United States Bankruptcy Court, N.D. California ↗
Sources
Worth asking · Feb 3, 2015 – Jun 8, 2015

Form D filed 125 days after the first sale — AIRXPANDERS INC

The filing says the first sale was Feb 3, 2015. The Form D was filed Jun 8, 2015 — 125 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 110 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jun 8, 2015 ↗AIRXPANDERS INC — PartnerFacts page ↗
Sources
Note · May 2, 2012 – May 21, 2012

Form D filed 19 days after the first sale — HUMANIGEN, INC

The filing says the first sale was May 2, 2012. The Form D was filed May 21, 2012 — 19 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 4 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · May 21, 2012 ↗HUMANIGEN, INC — PartnerFacts page ↗
Sources
Note · Apr 2, 2009 – Jun 1, 2017

8 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Euthymics Bioscience, Inc. (latest filing Jun 1, 2017) · No amendment in the last 12 months on an offering that may still be open — Neurovance, Inc. (latest filing Dec 1, 2016) · No amendment in the last 12 months on an offering that may still be open — AIRXPANDERS INC (latest filing Jun 8, 2015) · No amendment in the last 12 months on an offering that may still be open — AIRXPANDERS INC (latest filing Sep 10, 2014) · No amendment in the last 12 months on an offering that may still be open — ProActa Inc (latest filing Dec 23, 2011) · and 3 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jun 1, 2017 ↗Euthymics Bioscience, Inc. — PartnerFacts page ↗Form D/A · Dec 1, 2016 ↗Neurovance, Inc. — PartnerFacts page ↗
Sources
Note · Feb 19, 2010 – Dec 1, 2016

7 offerings changed their target amount between filings

Offering amount changed between filings — Neurovance, Inc. · Offering amount changed between filings — Neurovance, Inc. · Offering amount changed between filings — Neurovance, Inc. · Offering amount changed between filings — Neurovance, Inc. · Offering amount changed between filings — AIRXPANDERS INC · and 2 more

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D/A (earlier) · Jul 15, 2016 ↗Form D/A (later) · Dec 1, 2016 ↗Neurovance, Inc. — PartnerFacts page ↗Form D (earlier) · Mar 2, 2016 ↗
Sources
Note · Feb 19, 2010 – Jul 7, 2010

Minimum investment changed between filings — ProActa Inc

The Feb 19, 2010 filing lists a minimum of $5,000; the Jul 7, 2010 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Feb 19, 2010 ↗Form D/A (later) · Jul 7, 2010 ↗ProActa Inc — PartnerFacts page ↗
Sources
Note · Oct 15, 2012 – Jun 29, 2015

Industry group changed between filings — Neurovance, Inc.

"Other Technology" (Oct 15, 2012 to Mar 25, 2015); then "Biotechnology" (Jun 29, 2015 to Jan 6, 2017).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Oct 15, 2012 ↗Form D/A · Jun 29, 2015 ↗Neurovance, Inc. — PartnerFacts page ↗
Sources
Note · Apr 29, 2010 – Jan 30, 2012

Address moved from Mountain View, CA to Palo Alto, CA — AIRXPANDERS INC

The people listed on the Apr 29, 2010 filing give Mountain View, CA; on the Jan 30, 2012 filing they give Palo Alto, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Apr 29, 2010 ↗Form D · Jan 30, 2012 ↗AIRXPANDERS INC — PartnerFacts page ↗
Sources
Note · Feb 19, 2010 – Jul 7, 2010

Address moved from San Diego, CA to La Jolla, CA — ProActa Inc

The people listed on the Feb 19, 2010 filing give San Diego, CA; on the Jul 7, 2010 filing they give La Jolla, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Feb 19, 2010 ↗Form D/A · Jul 7, 2010 ↗ProActa Inc — PartnerFacts page ↗
Sources
Note · Apr 14, 2009 – Jun 1, 2017

Brigitte Smith is listed with 2 different address states: C3, CA

Australia (as filed: C3) on 11 filings (Apr 14, 2009 to Jun 1, 2017); CA on 11 filings (Feb 19, 2010 to Dec 3, 2015).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Apr 14, 2009 ↗Form D · Feb 19, 2010 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 16 offerings report sales commissions totalling $1,320,109; 0 report finder's fees; 1 reports proceeds to related persons totalling $594,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 1, 2017 D
Euthymics Bioscience, Inc.
File 021-287854
$0$0$0
None except for normal operation expenses
None listed on this filingEDGAR ↗
Jan 6, 2017 D
Neurovance, Inc.
File 021-277876
$0$0$0None listed on this filingEDGAR ↗
Dec 1, 2016 D/A
Neurovance, Inc.
File 021-258396
$0$0$0 (est.)
Other than the payment of salaries and other compensation and benefits in the ordinary course, no persons required to be named as executive officers, directors or promoters in response to Item 3 will receive any payment from the proceeds of this offering.
None listed on this filingEDGAR ↗
Dec 3, 2015 D
VIVEVE MEDICAL, INC.
File 021-252349
$480,109$0$594,000 (est.)
Payment of salary for executive officers.
CRT Capital Group LLC BrokerCheck CRD 28830 ↗
Maxim Group LLC BrokerCheck CRD 120708 ↗		EDGAR ↗
Jun 29, 2015 D/A
Neurovance, Inc.
File 021-185561
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jun 8, 2015 D
AIRXPANDERS INC
File 021-241294
$0$0$0
Proceeds will be used for general corporate purposes including, but not limited to, executive salaries.
None listed on this filingEDGAR ↗
May 27, 2015 D
VIVEVE MEDICAL, INC.
File 021-240609
$840,000$0$0CRT Capital Group, LLC BrokerCheck CRD 28830 ↗EDGAR ↗
Oct 8, 2014 D
VIVEVE MEDICAL, INC.
File 021-226030
$0$0$0None listed on this filingEDGAR ↗
Sep 10, 2014 D/A
AIRXPANDERS INC
File 021-198238
$0$0$0
Proceeds will be used for general corporate purposes including, but not limited to, executive salaries.
None listed on this filingEDGAR ↗
May 21, 2012 D
HUMANIGEN, INC
File 021-178560
$0$0$0None listed on this filingEDGAR ↗
May 18, 2012 D/A
AIRXPANDERS INC
File 021-172629
$0$0$0
Proceeds will be used for general corporate purposes including, but not limited to, executive salaries
None listed on this filingEDGAR ↗
Dec 23, 2011 D
ProActa Inc
File 021-170629
$0$0$0None listed on this filingEDGAR ↗
Jul 7, 2010 D/A
ProActa Inc
File 021-67635
$0$0$0None listed on this filingEDGAR ↗
Apr 29, 2010 D
AIRXPANDERS INC
File 021-141325
$0$0$0None listed on this filingEDGAR ↗
Apr 28, 2010 D
Viveve, Inc.
File 021-141249
$0$0$0None listed on this filingEDGAR ↗
Apr 14, 2009 D
Viveve, Inc.
File 021-87917
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 7

Every issuer that named Brigitte Smith on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

EB
Biotechnology · group: Euthymics

Euthymics Bioscience, Inc.

Cambridge, MA · Jun 1, 2017
  • Jun 1, 2017 · D · $300,000 sold of $500,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $28M from 7 investors (100% of the $500K target) as of the latest filing. Brigitte is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

N
Biotechnology · group: Euthymics

Neurovance, Inc.

Cambridge, MA · Mar 25, 2015 → Jan 6, 2017 · 6 filings
  • Jan 6, 2017 · D · $554,280 sold of $554,280 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 1, 2016 · D/A · $7,500,000 sold of $16,000,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 15, 2016 · D/A · $6,000,000 sold of $6,000,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 2, 2016 · D · $1,000,000 sold of $4,000,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 29, 2015 · D/A · $26,499,997 sold of $26,499,997 · 7 investors · min. $16,345 · role: Director EDGAR ↗
  • Mar 25, 2015 · D/A · $20,000,002 sold of $20,000,002 · 7 investors · min. $16,345 · role: Director EDGAR ↗

Raised $26.5M from 7 investors (100% of the $554K target) as of the latest filing. Brigitte is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

VM
Other Health Care

VIVEVE MEDICAL, INC.

Englewood, CO · Oct 8, 2014 → Dec 3, 2015 · 3 filings
  • Dec 3, 2015 · D · $6,001,369 sold of $6,001,369 · 12 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 27, 2015 · D · $12,000,000 sold of $12,000,000 · 20 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 8, 2014 · D · $2,411,081 sold of $2,411,081 · 23 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $12M from 28 investors (100% of the $6M target) as of the latest filing. Brigitte is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

A
Other Health Care

AIRXPANDERS INC

Palo Alto, CA · Apr 29, 2010 → Jun 8, 2015 · 6 filings
  • Jun 8, 2015 · D · $2,996,635 sold of $5,030,235 · 14 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 10, 2014 · D/A · $9,949,305 sold of $10,050,000 · 15 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 19, 2013 · D · $4,287,807 sold of $9,045,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 18, 2012 · D/A · $11,387,690 sold of $11,387,690 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 30, 2012 · D · $10,307,690 sold of $11,000,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 29, 2010 · D · $5,449,144 sold of $6,000,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $14.9M from 34 investors (100% of the $5.03M target) as of the latest filing. Brigitte is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

H
Other

HUMANIGEN, INC

Burlingame, CA · May 21, 2012
  • May 21, 2012 · D · $17,000,000 sold of $17,000,000 · 8 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $17M from 18 investors (100% of the $17M target) as of the latest filing. Brigitte is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

P
Biotechnology

ProActa Inc

La Jolla, CA · Feb 19, 2010 → Dec 23, 2011 · 3 filings
  • Dec 23, 2011 · D · $500,000 sold of $3,000,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 7, 2010 · D/A · $3,000,445 sold of $3,000,445 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 19, 2010 · D · $1,100,163 sold of $1,100,163 · 9 investors · min. $5,000 · role: Director EDGAR ↗

Raised $3M from 9 investors (100% of the $3M target) as of the latest filing. Brigitte is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

V
Other

Viveve, Inc.

Palo Alto, CA · Apr 14, 2009 → Apr 28, 2010 · 2 filings
  • Apr 28, 2010 · D · $4,000,000 sold of $8,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 14, 2009 · D · $1,499,999 sold of $5,999,999 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $4M from 3 investors (50% of the $8M target) as of the latest filing. Brigitte is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Brigitte 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

PW
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Weiss

Director · 7 shared filings (2 issuers) · also on 14 other issuers

Paul Weiss is on 16 issuers in total — a repeat sponsor. Their page lists every one.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Campbell Murray

Director · 7 shared filings (2 issuers) · also on 12 other issuers

Campbell Murray is on 14 issuers in total — a repeat sponsor. Their page lists every one.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy J. Barberich

Director · 7 shared filings (2 issuers) · also on 9 other issuers

Timothy J. Barberich is on 11 issuers in total — a repeat sponsor. Their page lists every one.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony A. McKinney

Executive Officer, Director · 7 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Brigitte Smith. Their page shows their other deals.

WP
No photo found yet (own website and image search run after this page is viewed)
Person

William T. Pappafotopoulos

Executive Officer · 7 shared filings (2 issuers)

Listed on the same filings as Brigitte Smith. Their page shows their other deals.

DO
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Omstead

Director · 7 shared filings (2 issuers)

Listed on the same filings as Brigitte Smith. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Albert L. Sokol

Executive Officer · 7 shared filings (2 issuers)

Listed on the same filings as Brigitte Smith. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Tadmor Shalon

Director · 6 shared filings (1 issuer) · also on 4 other issuers

Tadmor Shalon is on 5 issuers in total — a repeat sponsor. Their page lists every one.

BC
No photo found yet (own website and image search run after this page is viewed)
Person

Barry Cheskin

Executive Officer, Director · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Brigitte Smith. Their page shows their other deals.

BC
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Clevinger

Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Brigitte Smith. Their page shows their other deals.

AC
No photo found yet (own website and image search run after this page is viewed)
Person

Albert Cha

Director · 5 shared filings (1 issuer) · also on 18 other issuers

Albert Cha is on 19 issuers in total — a repeat sponsor. Their page lists every one.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Carl Simpson

Director · 5 shared filings (2 issuers) · also on 3 other issuers

Carl Simpson is on 5 issuers in total — a repeat sponsor. Their page lists every one.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Dodson

Executive Officer, Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Brigitte Smith. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Bailey

Director, Executive Officer · 5 shared filings (2 issuers)

Listed on the same filings as Brigitte Smith. Their page shows their other deals.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

Dennis Henner

Director · 4 shared filings (2 issuers) · also on 4 other issuers

Dennis Henner is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JV
No photo found yet (own website and image search run after this page is viewed)
Person

John Villiger

Director · 3 shared filings (1 issuer)

Listed on the same filings as Brigitte Smith. Their page shows their other deals.

GM
No photo found yet (own website and image search run after this page is viewed)
Person

George Morstyn

Director · 3 shared filings (1 issuer)

Listed on the same filings as Brigitte Smith. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

John C. Gutheil

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Brigitte Smith. Their page shows their other deals.

KT
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin de la Torre

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Brigitte Smith. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

David Mack

Director · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Brigitte Smith. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Colella

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Brigitte Smith. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

Dennis Condon

Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Brigitte Smith. Their page shows their other deals.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Patricia Scheller

Executive Officer, Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Brigitte Smith. Their page shows their other deals.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Durbin

Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Brigitte Smith. Their page shows their other deals.

DJ
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Janney

Director · 3 shared filings (1 issuer) · also on 5 other issuers

Daniel Janney is on 6 issuers in total — a repeat sponsor. Their page lists every one.

GB
No photo found yet (own website and image search run after this page is viewed)
Person

Gregg Beloff

Executive Officer · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Brigitte Smith. Their page shows their other deals.

KP
No photo found yet (own website and image search run after this page is viewed)
Person

Kerry Pope

Director, Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Brigitte Smith. Their page shows their other deals.

FB
No photo found yet (own website and image search run after this page is viewed)
Person

Franklin P. Bymaster

Executive Officer · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Brigitte Smith. Their page shows their other deals.

BR
No photo found yet (own website and image search run after this page is viewed)
Person

Brigitte Robertson

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Brigitte Smith. Their page shows their other deals.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

James Atkinson

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Brigitte Smith. Their page shows their other deals.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

Ross A. Reife

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Brigitte Smith. Their page shows their other deals.

CJ
No photo found yet (own website and image search run after this page is viewed)
Person

Chris Jones

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Brigitte Smith. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Parmer

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Brigitte Smith. Their page shows their other deals.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

DAVID PRITCHARD

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Brigitte Smith. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

James Healy

Director · 1 shared filing (1 issuer) · also on 17 other issuers

James Healy is on 18 issuers in total — a repeat sponsor. Their page lists every one.

GL
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Lyons

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Brigitte Smith. Their page shows their other deals.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Ray Withy

Director · 1 shared filing (1 issuer)

Listed on the same filings as Brigitte Smith. Their page shows their other deals.

JJ
No photo found yet (own website and image search run after this page is viewed)
Person

Jeanne Jew

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Brigitte Smith. Their page shows their other deals.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

Denise Gilbert

Director · 1 shared filing (1 issuer)

Listed on the same filings as Brigitte Smith. Their page shows their other deals.

The team behind the deals

E
Sponsor group

Euthymics

3 issuers · 22 filings · $882K reported sold · 2010–2017

One team, 3 deal companies. Brigitte Smith is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Brigitte Smith.

Same business address

35 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 7 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Brigitte Smith by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 7 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Brigitte Smith is listed on: none on file. No website or social profile named in Neurovance, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #277,429 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Cambridge, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗Colorado state courts — find the court ↗Massachusetts MassCourts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗Colorado Secretary of State business search ↗Massachusetts Secretary of State business search ↗OpenCorporates ↗

Change history

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