PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 1:52 AM ET

Sponsor Check › Person

Brian Smith

Related person on Form D filings · address state as listed: IL · listed Jun 14, 2016 → Jun 16, 2022

2issuers
8Form D filings
2016–2022years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 12:10 AM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 12:10 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

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3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 12:10 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

0 of 4 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $1,309,998. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Jun 16, 2022 D/A
File 021-108109
$0 (est.)$0$0 (est.)
THE ISSUER PAYS CERTAIN ASSET MANAGEMENT FEES TO THE INVESTMENT MANAGER.
DWS Distributors, Inc. BrokerCheck CRD 37306 ↗
EDGAR ↗Apr 22, 2019 D
File 021-337829
$0$0$0None listed on this filing
EDGAR ↗Feb 16, 2018 D
File 021-305803
$0$0$1,309,998None listed on this filing
EDGAR ↗Jun 15, 2016 D/A
File 021-265025
$0$0$0
None, other than indirectly through the payment of salaries.
None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗RREEF America II Lower REIT LLCDirectorJun 16, 2022D/AIndefinite
similar: $155,000–$5,250,000
$18,357,283,303716
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗RREEF America II Lower REIT LLCDirectorJun 17, 2021D/AIndefinite
similar: $155,000–$5,250,000
$17,800,588,130694
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗RREEF America II Lower REIT LLCDirectorJun 19, 2020D/AIndefinite
similar: $155,000–$5,250,000
$17,001,863,723683
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗RREEF America II Lower REIT LLCDirectorJun 19, 2019D/AIndefinite
similar: $155,000–$5,250,000
$16,385,852,290667
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Hireology, Inc.DirectorApr 22, 2019D$11,999,999
similar: $500,000–$7,000,000
$11,999,9999
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Hireology, Inc.DirectorFeb 16, 2018D$7,309,999
similar: $1,100,015–$10,001,163
$7,309,9997
similar: 2–14
$1
similar: $5,000–$50,000
EDGAR ↗Hireology, Inc.Director
Director
Jun 15, 2016D/A$12,000,000
similar: $1,100,015–$10,001,163
$11,999,9895
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Hireology, Inc.Director
Director
Jun 14, 2016D$12,000,000
similar: $1,100,015–$10,001,163
$11,999,9894
similar: 2–14
No minimum reported
similar: $5,000–$50,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Other / 506(b) (18,678 filings); Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.

  • Brian R. Smith — address state TX, CA, UT, 52 issuers, Apr 23, 2009 → Sep 30, 2025 · no shared issuer found
  • Brian K. Smith — address state MN, SD, 7 issuers, Dec 14, 2010 → Jul 19, 2023 · no shared issuer found
  • Brian R.D. Smith — address state Ontario, Canada (as filed: A6), British Columbia, Canada (as filed: A1), 4 issuers, Jun 10, 2010 → Oct 1, 2012 · no shared issuer found
  • Brian Smith — address state CT, Cayman Islands (as filed: E9), 3 issuers, Dec 27, 2012 → Mar 4, 2022 · no shared issuer found
  • Brian M. Smith — address state IL, 3 issuers, Jan 31, 2023 → Feb 6, 2026 · listed on 1 of the same issuer as this record (same name, kept as separate records)
  • Brian S. Smith — address state AZ, 3 issuers, Mar 2, 2012 → Aug 16, 2021 · no shared issuer found
  • Brian Smith — address state NY, 3 issuers, Feb 2, 2015 → Nov 1, 2019 · no shared issuer found
  • Brian Smith — address state AZ, 2 issuers, Jun 25, 2013 → Jul 19, 2019 · no shared issuer found
  • Brian Smith — address state MD, 2 issuers, Feb 4, 2011 → Jan 14, 2026 · no shared issuer found
  • Brian C. Smith — address state NY, 2 issuers, Mar 29, 2019 → Apr 4, 2025 · no shared issuer found
  • Brian L. Smith — address state GA, 2 issuers, Mar 21, 2016 → Jun 3, 2016 · no shared issuer found
  • Brian Smith — address state NC, 2 issuers, Mar 28, 2018 → Jan 20, 2021 · no shared issuer found
  • Brian R. Smith — address state MA, 2 issuers, Feb 12, 2020 → Feb 9, 2021 · no shared issuer found
  • Brian R. Smith — address state CA, 2 issuers, Dec 4, 2025 → Oct 20, 2026 · no shared issuer found
  • Brian Smith — address state MN, 2 issuers, Jun 24, 2016 → Oct 31, 2025 · no shared issuer found
  • Brian J. Smith — address state NY, 2 issuers, Feb 17, 2015 → Mar 27, 2015 · no shared issuer found
  • Brian A. Smith — address state CA, 2 issuers, Apr 1, 2016 → Dec 18, 2020 · no shared issuer found
  • Brian J. Smith — address state SC, 1 issuer, Jul 14, 2009 → Mar 15, 2016 · no shared issuer found
  • Brian Edward Smith — address state TN, 1 issuer, Dec 15, 2011 → Jan 17, 2013 · no shared issuer found
  • Brian Smith — address state CO, 1 issuer, Oct 25, 2016 → Oct 25, 2016 · no shared issuer found

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 22 names on the same filings (1 management entity, 21 people)

People and management entities the issuers listed as related persons on the same Form D filings as Brian Smith. Source: the EDGAR rows in the table above.

  • INVESTMENT MANAGER RREEF AMERICA, L.L.C. entity — 4 shared filings (1 issuer) · role as listed: Promoter · also listed on 5 other issuers
  • JOSEPH S. CAPPELLETTI — 4 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 3 other issuers
  • Michael Krasman — 4 shared filings (1 issuer) · roles as listed: Executive Officer, Director, Promoter · also listed on 1 other issuer
  • DEBORAH H. McANENY — 4 shared filings (1 issuer) · role as listed: Director · also listed on 4 other issuers
  • Adam Robinson — 4 shared filings (1 issuer) · roles as listed: Executive Officer, Director, Promoter
  • W. Todd Henderson — 4 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 6 other issuers
  • Lenore M. Sullivan — 4 shared filings (1 issuer) · role as listed: Director · also listed on 6 other issuers
  • Dale Pollak — 4 shared filings (1 issuer) · role as listed: Director
  • JOHN EHLI — 4 shared filings (1 issuer) · role as listed: Executive Officer
  • Murray J. McCabe — 4 shared filings (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • Michael Krupka — 4 shared filings (1 issuer) · role as listed: Director · also listed on 13 other issuers
  • STEVEN ROGERS — 4 shared filings (1 issuer) · role as listed: Director
  • James Pavlik — 4 shared filings (1 issuer) · role as listed: Director · also listed on 5 other issuers
  • JAMES W. MILLER — 4 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer
  • PHILIP HALPERN — 2 shared filings (1 issuer) · role as listed: Director
  • Jeffrey Ellman — 2 shared filings (1 issuer) · role as listed: Promoter · also listed on 1 other issuer
  • William Pescatello — 2 shared filings (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • Peter Dedes — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Julie Rodgers — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Gregg A. Gonsalves — 2 shared filings (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • Victor Pascucci III — 1 shared filing (1 issuer) · role as listed: Director · also listed on 9 other issuers
  • Bill Pescatello — 1 shared filing (1 issuer) · role as listed: Director

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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