Brian Ross is listed as an executive officer and director on 9 SEC Form D filings by 3 issuers between May 2010 and Jan 2023: CFN Enterprises Inc. (Whitefish, MT — other technology — 2010–2023; $800K reported sold to 21 investors), Infrashares Fund 1 (San Francisco, CA — reits and finance — 2019; $40K reported sold to 6 investors) and TOTAL FRAT MOVIE LLC (Westlake Village, CA — industry reported as "Other" — 2012).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 13 years. Across those companies the filings report $840K sold in total.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 4 bankruptcy cases matching the name listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 9 public filings for Brian Ross and found 12 differences, 2 worth asking the sponsor about: Paid seller listed without a CRD number: Financial Life Planning LLC; Form D filed 81 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.