Brian Pollok is listed as an executive officer and director on 2 SEC Form D filings by 1 issuer between Apr 2014 and Mar 2016: Propagenix Inc. (Gaithersburg, MD — biotechnology — 2014–2016; $6.5M reported sold to 2 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside David Ross (2 shared filings), Edward Maker (1 shared filing), Greg Betterton (1 shared filing), John Kontor (1 shared filing), Sharon Challberg (1 shared filing) and 1 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Brian. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 7 court cases matching the name, 3 bankruptcy cases matching the name listed in Key records below.
What this means 10 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Brian Pollok and found 6 differences: Bankruptcy case: Pollok v. American Education Services; Bankruptcy case: Whitaker v. Pollok Manufacturing Inc; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.