Brian Liu is listed as an executive officer, director, and promoter on 7 SEC Form D filings by 5 issuers between Jul 2019 and Aug 2026: Seven Fleet Partners LP (San Mateo, CA — pooled investment fund — 2025–2026; $75.8M reported sold to 33 investors), Da Zen Theranostics, Inc. (San Jose, CA — industry reported as "Other" — 2019; $5.49M reported sold to 15 investors), Seven Fleet Offshore Fund Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2025–2026; $4.25M reported sold to 2 investors), Seven Fleet Horizon Offshore Fund Ltd. (George Town, Cayman Islands (as filed: E9) — pooled investment fund — 2026) and Seven Fleet Horizon Fund LP (Mountain View, CA — pooled investment fund — 2026).
What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer, director, and promoter, over about 7 years. Across those companies the filings report $85.5M sold in total.
Listed alongside Ronan Guilfoyle (3 shared filings), Niall O'Dowd (2 shared filings), Bo Yu (1 shared filing), Leland Chung (1 shared filing) and Yu-Ping Cheng (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Brian. Each name links to their own page.
2 of the issuers belong to the sponsor group Seven Fleet (2 issuers, $4.25M reported sold, 2025–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Seven Fleet has 2 companies on file and $4.25M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 7 public filings for Brian Liu and found 2 differences: Brian Liu's role changed at Seven Fleet Partners LP: executive officer, promoter → executive officer; Same name, different state: "Brian Liu" (NY) is a separate record.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.